SWZ · Insider trading · 13F holders · Congress trades
Total Return Securities Fund (SWZ)
Who is buying and selling SWZ: company insiders on SEC Form 4, hedge funds and superinvestors on Form 13F, and members of Congress under the STOCK Act. Every figure links to the filing or page it comes from.
- 13F filers holding
- 4
- Insider buys, 90 days
- $198K
- Insider sales, 90 days
- $0
- Congress trades, 12 months
- 0
SWZ at a glance
- Between Aug 1, 2026 and Oct 29, 2026, 4 SWZ insiders filed 6 open-market purchases worth $198K on SEC Form 4.
- 4 13F filers hold SWZ among their 50 largest positions, worth $12.1M combined. The biggest bets by portfolio weight are Matisse Capital (1.4%), Shaker Financial Services, LLC (0.8%) and Css Llc/il (0.5%).
- No member of Congress has disclosed a trade in SWZ.
- SWZ last closed at $5.83 on Oct 29, 2026.
SWZ insider trading
Between Aug 1, 2026 and Oct 29, 2026, 4 SWZ insiders filed 6 open-market purchases worth $198K on SEC Form 4.
| Filed | Insider | Role | Trade | Shares | Price | Value | Form 4 |
|---|---|---|---|---|---|---|---|
| Oct 13, 2026 | Goldstein Phillip | Secretary, Director, Affiliate of the Adviser | Buy | 5,000 | $5.73 | $29K | SEC |
| Sep 30, 2026 | Sell Moritz A | Director | Buy | 2,000 | $5.77 | $12K | SEC |
| Sep 29, 2026 | Dakos Andrew | President and CEO, Director, Affiliate of Adviser | Buy | 20,000 | $5.79 | $116K | SEC |
| Sep 1, 2026 | Sell Moritz A | Director | Buy | 3,000 | $5.98 | $18K | SEC |
| Aug 25, 2026 | Das Rajeev P | Secretary | Buy | 3,066 | $5.93 | $18K | SEC |
| Aug 12, 2026 | Sell Moritz A | Director | Buy | 1,000 | $5.91 | $6K | SEC |
Who owns SWZ? Hedge funds and superinvestors
4 13F filers hold SWZ among their 50 largest positions, worth $12.1M combined. The biggest bets by portfolio weight are Matisse Capital (1.4%), Shaker Financial Services, LLC (0.8%) and Css Llc/il (0.5%).
| Manager | % of portfolio | Value | Shares | Last quarter | 13F |
|---|---|---|---|---|---|
| Css Llc/ilInvestment manager | 0.5% | $6.2M | 1,040,190 | +1.9% shares | Q2 2026 |
| Matisse CapitalInstitutional asset manager | 1.4% | $3.5M | 609,000 | +0.0% shares | Q3 2026 |
| Shaker Financial Services, LLCWealth manager | 0.8% | $2.4M | 424,625 | — | Q3 2026 |
| Winmill & Co. IncInvestment manager | 0.0% | $13K | 2,250 | +0.0% shares | Q2 2026 |
Each manager counts with its latest 13F (Q3 2026: 2, Q2 2026: 2). Screen SWZ in the grand portfolio →
SWZ stock trades by members of Congress
No member of Congress has disclosed a trade in SWZ.
Analysis mentioning SWZ
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SWZ questions and answers
Are insiders buying SWZ stock?
Between Aug 1, 2026 and Oct 29, 2026, 4 SWZ insiders filed 6 open-market purchases worth $198K on SEC Form 4.
Which hedge funds own SWZ?
4 13F filers hold SWZ among their 50 largest positions, worth $12.1M combined. The biggest bets by portfolio weight are Matisse Capital (1.4%), Shaker Financial Services, LLC (0.8%) and Css Llc/il (0.5%).
Has Congress traded SWZ?
No member of Congress has disclosed a trade in SWZ.
Who is the largest holder of SWZ?
Among 13F filers, Css Llc/il reports the largest SWZ position, $6.2M (1,040,190 shares) in its Q2 2026 13F. The biggest bet by portfolio weight is Matisse Capital's: 1.4% of its portfolio.
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