Q3 2026 13F · SEC CIK 1511794

Shaker Financial Services, LLC

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $303.1M
Reported positions: 144
Top holdings a year, 3 yrs: +8.0%
Assets under management: $286.3M

Shaker Financial Services, LLC is a wealth manager that reported 144 positions worth $303.1M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Royce Small Cap Trust Inc Com (RVT, 2.9%), Liberty All-Star Growth Fd I (ASG, 2.7%), Nuveen Core Equity Alpha Fd (JCE, 2.7%). A portfolio copying its top holdings returned 8.0% a year over the last 3 years, against 20.4% for the S&P 500.

Shaker Financial Services, LLC holdings largest 50 of 144 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Shaker Financial Services, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
RVTRoyce Small Cap Trust Inc Com	2.9%	3.5%	513,739	-15.2%	$8.8M
ASGLiberty All-Star Growth Fd I	2.7%	2.6%	1,642,101	+7.5%	$8.3M
JCENuveen Core Equity Alpha Fd	2.7%	2.7%	464,820	-10.5%	$8.1M
GABGabelli Equity Tr Inc	2.6%	3.7%	1,518,357	-26.8%	$8.0M
USALiberty All Star Equity Fd	2.5%	3.0%	1,334,591	-19.0%	$7.7M
SPESpecial Opportunities Fd Inc Com	2.3%	2.8%	558,655	-16.0%	$7.1M
ETBEaton Vance Tax Mnged Buy Wr	2.3%	2.1%	447,139	+2.1%	$6.9M
GDVGabelli Divid & Income Tr Com	2.1%	1.5%	222,969	+35.9%	$6.3M
FFAFirst Tr Enhanced Equity	2.1%	2.3%	279,892	-14.9%	$6.2M
SORSource Capital	1.9%	2.2%	125,834	-18.3%	$5.7M
EOIEaton Vance Enhanced Equity	1.8%	1.9%	273,850	-11.6%	$5.4M
EOSEaton Vance Enhanced Equity	1.8%	1.6%	253,907	+6.4%	$5.4M
ETYEaton Vance Tax-Managed Dive	1.8%	—	383,715	—	$5.4M
EEAEuropean Equity Fd Inc	1.7%	1.7%	493,614	-1.4%	$5.1M
SPXXNuveen S&p 500 Dynamic Overw	1.7%	1.6%	266,301	+3.5%	$5.0M
TWNTaiwan Fd Inc	1.5%	1.3%	44,417	-0.4%	$4.5M
CETCentral Secs Corp	1.5%	—	79,373	—	$4.4M
TBLDThornburg Incm Builder Opp T	1.4%	—	213,332	—	$4.3M
SCDLmp Cap & Income Fd Inc	1.4%	1.6%	288,321	-13.5%	$4.2M
DSLDoubleline Income Solutions	1.4%	1.2%	415,052	+16.7%	$4.2M
BLWBlackrock Ltd Duration Incom	1.3%	1.2%	348,687	+15.7%	$4.0M
CHWCalamos Gbl Dyn Income Fund	1.3%	1.2%	491,862	+19.3%	$4.0M
GAMGeneral Amern Invs Co Inc Com	1.3%	1.6%	61,535	-24.3%	$3.9M
PFLPIMCO Income Strategy Fund	1.3%	0.7%	548,253	+85.8%	$3.8M
VEAVanguard Ftse Developed Markets Index Fu	1.2%	1.2%	52,531	+0.2%	$3.7M
ETGEaton Vance Tx Adv Glbl Div	1.2%	—	158,081	—	$3.7M
SABASaba Capital Income & Opport	1.1%	1.5%	436,616	-26.0%	$3.5M
ERCAllspring Multi Sector Incom	1.1%	1.0%	397,685	+12.0%	$3.4M
CIIBlackRock Enhanced Large Cap Core Fund I	1.1%	—	141,946	—	$3.4M
SPYState Str Spdr S&p 500 ETF T	1.1%	1.0%	4,286	-0.1%	$3.3M
RMTRoyce Micro-Cap Tr Inc Com	1.0%	1.3%	233,299	-18.9%	$3.1M
BIFSrh Total Return Fund Inc	1.0%	1.7%	179,744	-39.8%	$3.1M
TYTri Contl Corp Com	1.0%	—	86,983	—	$3.0M
MCNXai Madison Equity Premium I	1.0%	0.7%	546,122	+28.3%	$2.9M
BGHBarings Global Short Duratio	1.0%	0.8%	219,769	+16.4%	$2.9M
HGLBHighland Global Allocation F	0.9%	1.2%	419,347	-19.4%	$2.8M
IAEVoya Asia Pac High Div Eqt I	0.9%	0.9%	303,062	-1.7%	$2.7M
RGTRoyce Global Trust Inc	0.9%	0.8%	189,057	+3.6%	$2.7M
PDIPimco Dynamic Income Fd	0.9%	—	189,156	—	$2.7M
EVTEaton Vance Tax Advt Div Inc	0.9%	—	94,702	—	$2.6M
PGPPimco Global Stockplus Incom	0.9%	1.1%	319,717	-17.7%	$2.6M
BWGBrandywinegbl Gbl Incm Opp F	0.9%	1.2%	373,225	-21.2%	$2.6M
MSDMorgan Stanley Emkt Dbt Fd I	0.8%	1.0%	373,948	-12.6%	$2.6M
GHYPgim Global High Yield Fd Fo	0.8%	1.3%	221,753	-34.0%	$2.4M
VOOVanguard Index Fds	0.8%	0.8%	3,478	-8.7%	$2.4M
SWZTotal Return Securities Fund	0.8%	—	424,625	—	$2.4M
CGOCalamos Global Total Return	0.8%	0.8%	185,151	+4.5%	$2.4M
PDOPimco Dynamic Income Oprnts	0.8%	—	198,795	—	$2.4M
ACPAbrdn Income Credit Strategi	0.8%	—	514,675	—	$2.3M
DLYDoubleline Yield Opportuniti	0.8%	—	170,675	—	$2.3M

What Shaker Financial Services, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.7% /yr; S&P 500 +20.1%
3 years: +8.0% /yr; S&P 500 +20.4%
5 years: +0.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$303.1M	144
Q2 2026	$319.2M	148
Q1 2026	$286.9M	145
Q4 2025	$315.5M	165
Q3 2025	$291.6M	148
Q2 2025	$275.8M	147
Q1 2025	$256.9M	153
Q4 2024	$261.0M	176
Q3 2024	$265.3M	157
Q2 2024	$247.3M	157
Q1 2024	$258.4M	157
Q4 2023	$243.6M	152

Questions about Shaker Financial Services, LLC's portfolio

What stocks does Shaker Financial Services, LLC own?

Shaker Financial Services, LLC's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 144 positions worth $303.1M. The largest are Royce Small Cap Trust Inc Com (RVT) at 2.9%, Liberty All-Star Growth Fd I (ASG) at 2.7%, Nuveen Core Equity Alpha Fd (JCE) at 2.7%, Gabelli Equity Tr Inc (GAB) at 2.6% and Liberty All Star Equity Fd (USA) at 2.5%.

What did Shaker Financial Services, LLC buy last quarter?

In Q3 2026, Shaker Financial Services, LLC added PIMCO Income Strategy Fund (PFL) (+85.8% shares), Gabelli Divid & Income Tr Com (GDV) (+35.9% shares) and Xai Madison Equity Premium I (MCN) (+28.3% shares), compared with its Q2 2026 filing.

What did Shaker Financial Services, LLC sell last quarter?

In Q3 2026, Shaker Financial Services, LLC cut from its top 50 Wells Fargo Inc Opp (EAD), cut from its top 50 Western Asset High Yield Opp (HYI), cut from its top 50 Calamos Strategic Total Retu (CSQ), cut from its top 50 Pimco Income Strategy Fd II Com (PFN), cut from its top 50 MFS Multi-Market Income (MMT), Srh Total Return Fund Inc (BIF) (-39.8% shares), Pgim Global High Yield Fd Fo (GHY) (-34.0% shares) and Gabelli Equity Tr Inc (GAB) (-26.8% shares), compared with its Q2 2026 filing.

How has Shaker Financial Services, LLC's portfolio performed?

A portfolio copying Shaker Financial Services, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +8.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +9.7% against +20.1%. Over 5 years: +0.1% a year against +11.6%.

When is Shaker Financial Services, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Shaker Financial Services, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Shaker Financial Services, LLC manage?

Shaker Financial Services, LLC reported $286.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $303.1M.