Q3 2026 13F · SEC CIK 1998419

Williams & Novak Wealth Management, LLC

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $166.6M
Reported positions: 148
Top holdings a year, 3 yrs: +12.6%
Assets under management: $342.8M

Williams & Novak Wealth Management, LLC is a wealth manager that reported 148 positions worth $166.6M in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were Space Exploration Techn Corp (SPCX, 7.4%), Pimco Equity Ser (MFUS, 6.6%), Fidelity Covington Trust (FELC, 4.1%). A portfolio copying its top holdings returned 12.6% a year over the last 3 years, against 18.8% for the S&P 500.

Williams & Novak Wealth Management, LLC holdings largest 50 of 148 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Williams & Novak Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPCXSpace Exploration Techn Corp	7.4%	—	81,700	—	$12.3M
MFUSPimco Equity Ser	6.6%	6.7%	168,519	+13.0%	$10.9M
FELCFidelity Covington Trust	4.1%	4.9%	156,882	-11.0%	$6.8M
PYLDPimco ETF Tr	4.1%	4.3%	267,126	+10.4%	$6.8M
FBNDFidelity Merrimack Str Tr	3.6%	6.2%	136,610	-32.6%	$5.9M
MFEMPimco Equity Ser	3.5%	3.4%	206,843	+15.9%	$5.9M
ISCFIshares Tr	3.5%	3.2%	130,627	+18.5%	$5.8M
AAPLApple Inc	2.8%	2.5%	14,123	+10.4%	$4.7M
SYPRSypris Solutions Inc	2.4%	3.6%	2,243,442	+1.7%	$4.0M
MFDXPimco Equity Ser	2.3%	2.0%	91,489	+26.2%	$3.8M
PCQPimco Calif Mun Income Fd	2.2%	2.2%	476,148	+30.4%	$3.7M
PMLPimco Mun Income Fd II	2.0%	1.7%	503,025	+48.6%	$3.3M
SPYState Str Spdr S&p 500 ETF T	1.8%	1.9%	3,866	+2.6%	$2.9M
XSVMInvesco Exchange Traded Fd T	1.6%	1.6%	40,351	+15.0%	$2.6M
CRMSalesforce Inc	1.6%	1.2%	11,349	+0.5%	$2.6M
IXUSIshares Tr	1.5%	1.8%	26,511	-6.2%	$2.5M
IEFAIshares Tr	1.3%	1.5%	22,487	-2.7%	$2.2M
QQQInvesco Qqq Tr	1.3%	1.6%	2,936	-7.6%	$2.2M
DGROIshares Tr	1.3%	1.3%	28,313	+8.2%	$2.1M
SLVIshares Silver Tr	1.2%	1.3%	37,150	+0.1%	$2.0M
MUMicron Technology Inc	1.2%	1.3%	1,889	+9.2%	$2.0M
PRFInvesco Exchange Traded Fd T	1.2%	1.0%	35,499	+24.0%	$1.9M
DFCFDimensional ETF Trust	1.2%	1.0%	48,003	+30.5%	$1.9M
MSFTMicrosoft Corp	1.2%	0.8%	3,737	+12.0%	$1.9M
BINCBlackrock ETF Trust II	1.1%	1.1%	37,023	+16.7%	$1.9M
RINGIshares Inc	1.1%	0.9%	23,512	+9.6%	$1.8M
GOOGLAlphabet Inc	1.1%	1.0%	5,107	+19.3%	$1.8M
GDXVaneck ETF Trust	1.0%	1.0%	19,070	+0.0%	$1.7M
ESGDiShares ESG Aware MSCI EAFE ETF	1.0%	1.1%	15,920	+0.0%	$1.6M
VOOVanguard Index Fds	1.0%	1.0%	2,324	+10.8%	$1.6M
EEMSIshares Inc	0.9%	1.0%	20,457	+2.1%	$1.5M
EMXCIshares Inc	0.9%	1.0%	14,520	+0.8%	$1.4M
AMZNAmazon Com Inc	0.8%	0.9%	5,560	+0.0%	$1.4M
NVDANvidia Corporation	0.8%	0.6%	6,038	+33.0%	$1.4M
FENIFidelity Covington Trust	0.8%	0.8%	33,971	+21.4%	$1.4M
FTECFidelity Covington Trust	0.8%	0.9%	4,472	+0.0%	$1.3M
LRCXLam Research Corp	0.8%	1.2%	4,055	+1.1%	$1.3M
GSLCGoldman Sachs ETF Tr	0.8%	0.7%	9,120	+22.6%	$1.3M
BRK-BBerkshire Hathaway Inc Del	0.8%	0.9%	2,607	-5.6%	$1.3M
DFAIDimensional ETF Trust	0.8%	0.7%	31,102	+28.3%	$1.3M
TSMTaiwan Semiconductor Manufac	0.7%	0.8%	2,651	+2.3%	$1.2M
DIVOAmplify ETF Tr	0.7%	0.7%	24,527	+4.2%	$1.1M
DFUSDimensional ETF Trust	0.7%	0.7%	13,689	+5.1%	$1.1M
AVGOBroadcom Inc	0.7%	0.8%	3,195	-3.6%	$1.1M
PRFDPimco ETF Tr	0.7%	—	22,334	—	$1.1M
GOOGAlphabet Inc	0.6%	0.7%	3,156	+1.3%	$1.1M
DFSDDimensional Short-Duration Fixed Income	0.5%	—	18,756	—	$872K
METAMeta Platforms Inc	0.5%	—	1,189	—	$862K
ZROZPimco ETF Tr	0.5%	—	14,774	—	$797K
MUNIPimco ETF Tr	0.5%	1.2%	15,300	-54.1%	$760K

What Williams & Novak Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +16.2% /yr; S&P 500 +20.1%
3 years: +12.6% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$166.6M	148
Q2 2026	$149.5M	145
Q1 2026	$133.4M	142
Q4 2025	$132.8M	141
Q3 2025	$130.0M	140
Q2 2025	$117.6M	134
Q1 2025	$102.2M	127
Q4 2024	$103.7M	125
Q3 2024	$107.2M	129
Q2 2024	$107.4M	129
Q1 2024	$88.0M	88
Q4 2023	$88.0M	90

Questions about Williams & Novak Wealth Management, LLC's portfolio

What stocks does Williams & Novak Wealth Management, LLC own?

Williams & Novak Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 148 positions worth $166.6M. The largest are Space Exploration Techn Corp (SPCX) at 7.4%, Pimco Equity Ser (MFUS) at 6.6%, Fidelity Covington Trust (FELC) at 4.1%, Pimco ETF Tr (PYLD) at 4.1% and Fidelity Merrimack Str Tr (FBND) at 3.6%.

What did Williams & Novak Wealth Management, LLC buy last quarter?

In Q3 2026, Williams & Novak Wealth Management, LLC added Pimco Mun Income Fd II (PML) (+48.6% shares), Nvidia Corporation (NVDA) (+33.0% shares) and Dimensional ETF Trust (DFCF) (+30.5% shares), compared with its Q2 2026 filing.

What did Williams & Novak Wealth Management, LLC sell last quarter?

In Q3 2026, Williams & Novak Wealth Management, LLC cut from its top 50 Pimco ETF Tr (BOND), cut from its top 50 Amkor Technology Inc (AMKR), cut from its top 50 Capital Group Core Balanced (CGBL), cut from its top 50 Ishares Inc (IEMG), cut from its top 50 Select Sector Spdr Tr (XLK), Pimco ETF Tr (MUNI) (-54.1% shares), Fidelity Merrimack Str Tr (FBND) (-32.6% shares) and Fidelity Covington Trust (FELC) (-11.0% shares), compared with its Q2 2026 filing.

How has Williams & Novak Wealth Management, LLC's portfolio performed?

A portfolio copying Williams & Novak Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +12.6% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +16.2% against +20.1%.

When is Williams & Novak Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Williams & Novak Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Williams & Novak Wealth Management, LLC manage?

Williams & Novak Wealth Management, LLC reported $342.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $166.6M.