Q3 2026 13F · SEC CIK 2052510

Whipplewood Advisors, LLC

Wealth managerFiled 2026-10-20 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $148.3M
Reported positions: 200
Holdings vs S&P 500, 3 yrs: —
Assets under management: $324.5M

Whipplewood Advisors, LLC is a wealth manager that reported 200 positions worth $148.3M in its Q3 2026 13F, filed 2026-10-20. Its largest holdings were Janus Detroit Str Tr (JAAA, 13.6%), Elevation Series Trust (NPFE, 8.2%), Ishares Tr (MTUM, 2.7%).

Whipplewood Advisors, LLC holdings largest 50 of 200 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Whipplewood Advisors, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
JAAAJanus Detroit Str Tr	13.6%	11.1%	399,284	+22.3%	$20.2M
NPFEElevation Series Trust	8.2%	8.2%	437,586	-0.0%	$12.2M
MTUMIshares Tr	2.7%	2.7%	12,660	+7.3%	$4.0M
VIGVanguard Specialized Funds	2.7%	2.7%	16,958	+1.8%	$4.0M
ARCCAres Capital Corp	2.6%	2.2%	198,090	+11.5%	$3.8M
BALTInnovator Etfs Trust	2.5%	2.3%	104,077	+6.1%	$3.6M
BXSLBlackstone Secd Lending Fd	2.3%	1.9%	140,121	+15.4%	$3.4M
VIGIVanguard Whitehall Fds	2.2%	2.1%	34,848	+5.1%	$3.3M
VEAVanguard Ftse Developed Markets Index Fu	2.2%	2.1%	46,012	+4.5%	$3.2M
JPLDJ P Morgan Exchange Traded F	2.1%	4.1%	59,394	-48.7%	$3.1M
JCPBJ P Morgan Exchange Traded F	2.0%	—	66,187	—	$3.0M
FNDFSchwab Strategic Tr	2.0%	1.8%	55,128	+9.1%	$3.0M
VTVanguard Intl Equity Index F	1.9%	1.8%	17,407	+0.0%	$2.7M
AAPLApple Inc	1.7%	1.5%	7,499	-3.0%	$2.5M
JEPIJ P Morgan Exchange Traded F	1.6%	1.5%	41,116	+6.6%	$2.3M
EPDEnterprise Prods Partners L	1.4%	1.5%	59,945	+0.0%	$2.1M
TAFIAB Active Etfs Inc	1.4%	1.5%	84,926	-1.7%	$2.1M
IUSBIshares Tr	1.3%	—	44,764	—	$2.0M
WEAWestern Asset Premier Bd Fd	1.3%	2.6%	195,362	-45.3%	$1.9M
FNDXSchwab Strategic Tr	1.2%	1.2%	56,575	-1.8%	$1.8M
VWOVanguard Intl Equity Index F	1.2%	1.1%	29,475	+5.2%	$1.7M
IVVIshares Tr	1.1%	1.1%	2,157	-1.8%	$1.7M
GBDCGolub Cap Bdc Inc Com	1.1%	1.0%	130,064	+16.1%	$1.6M
FNDESchwab Strategic Tr	1.1%	1.0%	38,189	+4.1%	$1.6M
EEMVIshares Inc	1.1%	1.0%	21,531	+4.8%	$1.6M
PRFInvesco Exchange Traded Fd T	1.1%	1.0%	29,283	+6.6%	$1.6M
HTGCHercules Capital Inc	1.1%	0.9%	92,707	+11.1%	$1.6M
JEPQJ P Morgan Exchange Traded F	1.0%	1.0%	25,211	+1.6%	$1.5M
DCREDoubleline ETF Trust	0.9%	—	27,477	—	$1.4M
PRFZInvesco Rafi US 1500 Small-Mid ETF	0.9%	1.0%	26,631	+1.3%	$1.4M
SCHMSchwab Strategic Tr	0.9%	1.0%	40,590	+2.2%	$1.4M
NIMNuveen Select Mat Mun Fd	0.9%	1.0%	158,443	+4.9%	$1.4M
MOTIVaneck ETF Trust	0.8%	0.8%	36,336	+4.6%	$1.3M
EFAXSpdr Index Shs Fds	0.7%	0.7%	19,973	+1.8%	$1.1M
ARESAres Management Corp	0.7%	0.7%	9,095	+3.5%	$1.1M
MOATVaneck Morningstar Wide Moat ETF	0.7%	0.7%	9,686	-0.5%	$1.0M
FLTRVaneck ETF Trust	0.7%	—	39,263	—	$1.0M
BXBlackstone Inc	0.7%	0.7%	8,811	+3.6%	$988K
ANGLVaneck ETF Trust	0.7%	—	35,188	—	$979K
MSFTMicrosoft Corp	0.6%	—	1,860	—	$954K
DFPFlaherty & Crumrine Dynamic	0.6%	1.3%	50,397	-46.0%	$951K
LENDSei Exchange Traded Funds	0.6%	0.9%	38,359	-25.1%	$929K
EVNEaton Vance Muni Income Trus	0.6%	0.7%	97,455	+4.3%	$900K
MGCVanguard World Fd	0.6%	—	3,160	—	$892K
VKIInvesco Advantage Mun Income	0.6%	0.7%	117,335	+4.3%	$878K
IIMInvesco Value Mun Income Tr	0.6%	0.7%	83,872	+4.0%	$877K
TSLXSixth Street Specialty Lendi	0.6%	—	48,475	—	$874K
QQQInvesco Qqq Tr	0.6%	0.6%	1,171	+1.4%	$866K
JULHInnovator Etfs Trust	0.6%	—	33,742	—	$841K
JANHInnovator Etfs Trust	0.6%	—	33,806	—	$837K

What Whipplewood Advisors, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$148.3M	200
Q2 2026	$148.6M	636
Q1 2026	$192.7M	1,065
Q4 2025	$155.6M	503
Q3 2025	$152.0M	293
Q2 2025	$182.0M	1,202
Q1 2025	$169.4M	1,209
Q4 2024	$175.9M	1,183

Questions about Whipplewood Advisors, LLC's portfolio

What stocks does Whipplewood Advisors, LLC own?

Whipplewood Advisors, LLC's latest 13F, for Q3 2026 and filed Oct 20, 2026, lists 200 positions worth $148.3M. The largest are Janus Detroit Str Tr (JAAA) at 13.6%, Elevation Series Trust (NPFE) at 8.2%, Ishares Tr (MTUM) at 2.7%, Vanguard Specialized Funds (VIG) at 2.7% and Ares Capital Corp (ARCC) at 2.6%.

What did Whipplewood Advisors, LLC buy last quarter?

In Q3 2026, Whipplewood Advisors, LLC added Janus Detroit Str Tr (JAAA) (+22.3% shares), Golub Cap Bdc Inc Com (GBDC) (+16.1% shares) and Blackstone Secd Lending Fd (BXSL) (+15.4% shares), compared with its Q2 2026 filing.

What did Whipplewood Advisors, LLC sell last quarter?

In Q3 2026, Whipplewood Advisors, LLC cut from its top 50 Blackrock Corpor Hi Yld Fd I (HYT), cut from its top 50 Nuveen Amt Free Mun Cr Inc F (NVG), cut from its top 50 Blackrock Debt Strategies Fd (DSU), cut from its top 50 Pimco Income Strategy Fd II Com (PFN), cut from its top 50 Pimco High Income Fund (PHK), J P Morgan Exchange Traded F (JPLD) (-48.7% shares), Flaherty & Crumrine Dynamic (DFP) (-46.0% shares) and Western Asset Premier Bd Fd (WEA) (-45.3% shares), compared with its Q2 2026 filing.

When is Whipplewood Advisors, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Whipplewood Advisors, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Whipplewood Advisors, LLC manage?

Whipplewood Advisors, LLC reported $324.5M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $148.3M.