Q3 2026 13F · SEC CIK 1894921

Whelan Financial

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $385.8M
Reported positions: 106
Top holdings a year, 3 yrs: +15.3%
Assets under management: $781.8M

Whelan Financial is a wealth manager that reported 106 positions worth $385.8M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Invesco Exch Traded Fd Tr II (QQQM, 17.0%), Schwab Strategic Tr (SCHD, 15.5%), Vanguard Index Fds (VB, 10.1%). A portfolio copying its top holdings returned 15.3% a year over the last 3 years, against 22.3% for the S&P 500.

Whelan Financial holdings largest 50 of 106 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Whelan Financial 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
QQQMInvesco Exch Traded Fd Tr II	17.0%	17.6%	215,773	+1.3%	$65.7M
SCHDSchwab Strategic Tr	15.5%	15.4%	1,839,567	+2.8%	$59.8M
VBVanguard Index Fds	10.1%	10.7%	136,379	+5.2%	$38.8M
VNQVanguard Index Fds	5.9%	6.5%	255,536	+4.0%	$22.9M
VGITVanguard Scottsdale Fds	5.7%	6.0%	389,429	+4.2%	$22.1M
VCSHVanguard Scottsdale Fds	4.8%	4.8%	239,252	+6.4%	$18.5M
BNDVanguard Bd Index Fds	4.3%	4.5%	238,263	+6.4%	$16.7M
VOVanguard Index Fds	4.3%	4.3%	210,927	+7.3%	$16.5M
AAPLApple Inc	3.3%	2.7%	38,553	+11.3%	$12.8M
NVDANvidia Corporation	2.9%	2.4%	49,647	+12.8%	$11.3M
IOOIshares Tr	1.9%	1.8%	49,579	+2.1%	$7.1M
MSFTMicrosoft Corp	1.8%	1.3%	13,658	+10.7%	$7.0M
METAMeta Platforms Inc	1.3%	1.0%	6,955	+8.8%	$5.0M
GOOGAlphabet Inc	1.3%	1.3%	14,479	+7.6%	$4.9M
AMZNAmazon Com Inc	1.1%	1.0%	16,873	+13.8%	$4.2M
KLACKla Corp	0.8%	1.4%	16,496	-0.5%	$3.2M
IWYIshares Tr	0.7%	0.7%	8,957	+0.0%	$2.6M
VTIVanguard Index Fds	0.7%	0.7%	6,832	+0.0%	$2.6M
BRK-BBerkshire Hathaway Inc Del	0.6%	0.6%	5,012	+12.1%	$2.5M
GOOGLAlphabet Inc	0.6%	0.5%	6,626	+20.8%	$2.3M
SCHASchwab Strategic Tr	0.6%	0.7%	68,781	-1.0%	$2.2M
AVGOBroadcom Inc	0.6%	0.6%	6,322	+11.2%	$2.2M
SCHWCharles Schwab Corp (the)	0.5%	0.5%	20,387	+6.4%	$2.0M
LOWLowes Cos Inc	0.5%	0.6%	10,744	+5.4%	$2.0M
IVLUIshares Tr	0.5%	0.3%	42,242	+42.7%	$1.8M
JPMJpmorgan Chase & Co	0.5%	0.4%	5,246	+10.9%	$1.7M
COFCapital One Finl Corp	0.4%	0.5%	8,908	+7.5%	$1.7M
MUMicron Technology Inc	0.4%	0.4%	1,610	+15.7%	$1.7M
BACBank of Amer Corp	0.4%	0.4%	30,984	+7.5%	$1.7M
COSTCostco Wholesale Corporation	0.4%	0.4%	1,717	+19.1%	$1.6M
AXPAmerican Express Co	0.4%	0.4%	5,060	+7.0%	$1.5M
VVisa Inc	0.4%	0.3%	4,073	+12.0%	$1.5M
TSLATesla Inc	0.3%	0.4%	3,698	+13.9%	$1.3M
MAMastercard Incorporated	0.3%	0.3%	2,279	+15.9%	$1.3M
UBERUber Technologies Inc	0.3%	0.3%	17,867	+13.2%	$1.2M
AMDAdvanced Micro Devices Inc	0.3%	0.3%	1,933	+21.4%	$1.2M
SPLGSpdr Series Trust	0.3%	0.3%	12,918	+0.0%	$1.2M
STZConstellation Brands Inc	0.3%	0.3%	9,875	+8.5%	$1.1M
VOOVanguard Index Fds	0.3%	0.2%	1,554	+22.3%	$1.1M
CVXChevron Corporation	0.3%	0.2%	5,034	+4.2%	$1.0M
LRCXLam Research Corp	0.3%	0.3%	3,103	+7.9%	$1.0M
GLDMWorld Gold Tr	0.3%	—	12,099	—	$994K
AMATApplied Matls Inc	0.3%	0.3%	1,899	+8.8%	$971K
LLYEli Lilly & Co	0.2%	0.2%	740	+22.9%	$857K
CMGChipotle Mexican Grill Inc	0.2%	0.2%	23,591	+11.1%	$754K
QQQInvesco Qqq Tr	0.2%	0.2%	973	-0.2%	$720K
LULULululemon Athletica Inc	0.2%	0.2%	7,461	+22.3%	$718K
XOMExxonmobil Holdings Corp	0.2%	—	4,376	—	$712K
PANWPalo Alto Networks Inc	0.2%	—	1,661	—	$660K
WMTWalmart Inc	0.2%	0.2%	6,269	+10.5%	$651K

What Whelan Financial bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

IVLU Ishares Tr+42.7% shares
LLY Eli Lilly & Co+22.9% shares
LULU Lululemon Athletica Inc+22.3% shares
VOO Vanguard Index Fds+22.3% shares
AMD Advanced Micro Devices Inc+21.4% shares
GOOGL Alphabet Inc+20.8% shares
COST Costco Wholesale Corporation+19.1% shares
MA Mastercard Incorporated+15.9% shares

Reduced

No position shrank by more than 5%.

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +11.5% /yr; S&P 500 +11.7%
3 years: +15.3% /yr; S&P 500 +22.3%
5 years: +5.8% /yr; S&P 500 +11.0%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$385.8M	106
Q2 2026	$367.2M	101
Q1 2026	$322.1M	88
Q4 2025	$320.1M	95
Q3 2025	$315.5M	97
Q2 2025	$276.6M	65
Q1 2025	$257.1M	63
Q4 2024	$254.3M	59
Q3 2024	$242.8M	43
Q2 2024	$223.9M	40
Q1 2024	$219.0M	42
Q4 2023	$214.3M	37

Questions about Whelan Financial's portfolio

What stocks does Whelan Financial own?

Whelan Financial's latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 106 positions worth $385.8M. The largest are Invesco Exch Traded Fd Tr II (QQQM) at 17.0%, Schwab Strategic Tr (SCHD) at 15.5%, Vanguard Index Fds (VB) at 10.1%, Vanguard Index Fds (VNQ) at 5.9% and Vanguard Scottsdale Fds (VGIT) at 5.7%.

What did Whelan Financial buy last quarter?

In Q3 2026, Whelan Financial added Ishares Tr (IVLU) (+42.7% shares), Eli Lilly & Co (LLY) (+22.9% shares) and Lululemon Athletica Inc (LULU) (+22.3% shares), compared with its Q2 2026 filing.

What did Whelan Financial sell last quarter?

In Q3 2026, Whelan Financial cut from its top 50 Umb Finl Corp (UMBF), cut from its top 50 Sandisk Corp (SNDK) and cut from its top 50 Nike Inc (NKE), compared with its Q2 2026 filing.

How has Whelan Financial's portfolio performed?

A portfolio copying Whelan Financial's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.3% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +11.5% against +11.7%. Over 5 years: +5.8% a year against +11.0%.

When is Whelan Financial's next 13F filing due?

13F filings are due 45 days after each quarter ends. Whelan Financial's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Whelan Financial manage?

Whelan Financial reported $781.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $385.8M.