Q3 2026 13F · SEC CIK 1894447

Whalen Wealth Management Inc.

Wealth managerFiled 2026-10-08 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $233.5M
Reported positions: 202
Top holdings a year, 3 yrs: +7.5%
Assets under management: $223.0M

Whalen Wealth Management Inc. is a wealth manager that reported 202 positions worth $233.5M in its Q3 2026 13F, filed 2026-10-08. Its largest holdings were Nvidia Corporation (NVDA, 4.6%), Ishares Tr (SHV, 3.5%), Amazon Com Inc (AMZN, 3.1%). A portfolio copying its top holdings returned 7.5% a year over the last 3 years, against 18.8% for the S&P 500.

Whalen Wealth Management Inc. holdings largest 50 of 202 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Whalen Wealth Management Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	4.6%	3.9%	46,638	+8.3%	$10.7M
SHVIshares Tr	3.5%	3.9%	75,067	-3.7%	$8.3M
AMZNAmazon Com Inc	3.1%	2.9%	29,165	+7.4%	$7.3M
AAPLApple Inc	3.1%	2.8%	21,628	+0.3%	$7.2M
IEIIshares Tr	2.7%	3.5%	55,584	-15.1%	$6.3M
METAMeta Platforms Inc	2.4%	2.0%	7,737	-0.9%	$5.6M
GPIXGoldman Sachs ETF Tr	2.2%	2.4%	93,503	-1.4%	$5.2M
MSFTMicrosoft Corp	2.0%	1.7%	9,095	-12.2%	$4.7M
IEFIshares Tr	2.0%	—	51,374	—	$4.6M
IBTLIshares Tr	1.8%	1.8%	214,831	+6.4%	$4.2M
WMTWalmart Inc	1.6%	1.9%	36,948	+1.3%	$3.8M
IBDUIshares Tr	1.6%	1.6%	161,891	+3.1%	$3.7M
LLYEli Lilly & Co	1.5%	1.4%	2,975	+15.9%	$3.4M
EMLCVaneck ETF Trust	1.4%	—	132,311	—	$3.3M
JAAAJanus Detroit Str Tr	1.4%	1.4%	62,709	-1.0%	$3.2M
CVXChevron Corporation	1.3%	1.1%	15,225	+3.3%	$3.1M
GOOGLAlphabet Inc	1.3%	1.2%	8,917	+17.3%	$3.1M
GOOGAlphabet Inc	1.3%	1.1%	8,671	+30.0%	$3.0M
MUMicron Technology Inc	1.2%	0.8%	2,724	+73.4%	$2.9M
AVGOBroadcom Inc	1.2%	1.0%	8,107	+35.7%	$2.8M
AMDAdvanced Micro Devices Inc	1.1%	0.9%	4,367	+22.5%	$2.7M
VOOVanguard Index Fds	1.1%	1.1%	3,788	+5.9%	$2.7M
MAMastercard Incorporated	1.1%	0.8%	4,793	+38.2%	$2.6M
JPMJpmorgan Chase & Co	1.1%	1.6%	7,856	-26.6%	$2.6M
VVisa Inc	1.1%	1.1%	7,206	+3.2%	$2.6M
RTXRtx Corporation	1.0%	1.0%	13,086	+10.0%	$2.4M
SPYState Str Spdr S&p 500 ETF T	1.0%	—	3,070	—	$2.3M
JEPIJ P Morgan Exchange Traded F	0.9%	2.3%	39,414	-55.6%	$2.2M
TIPIshares Tr	0.9%	0.9%	21,119	+15.1%	$2.2M
BRK-BBerkshire Hathaway Inc Del	0.9%	0.9%	4,366	+3.8%	$2.2M
GEVGe Vernova Inc	0.9%	1.5%	2,134	-24.0%	$2.0M
PLTRPalantir Technologies Inc	0.9%	—	10,752	—	$2.0M
MRKMerck & Co Inc	0.8%	0.7%	13,162	+5.7%	$1.9M
XOMExxonmobil Holdings Corp	0.8%	—	10,823	—	$1.8M
UNHUnitedhealth Group Inc	0.7%	0.9%	4,755	+1.4%	$1.7M
COSTCostco Wholesale Corporation	0.7%	0.8%	1,897	+3.7%	$1.7M
JNJJohnson & Johnson	0.7%	0.7%	6,503	+13.1%	$1.7M
DBMFIm Global Partner Funds	0.7%	—	52,537	—	$1.7M
PANWPalo Alto Networks Inc	0.7%	0.7%	4,292	-9.0%	$1.7M
IBHIIshares Tr	0.7%	—	72,525	—	$1.7M
BINCBlackrock ETF Trust II	0.7%	—	31,718	—	$1.6M
NFLXNetflix Inc.	0.7%	0.7%	22,933	+5.9%	$1.6M
PMPhilip Morris Intl Inc	0.7%	0.6%	8,224	+7.0%	$1.6M
BACBank of Amer Corp	0.7%	0.7%	28,828	-0.4%	$1.6M
DELLDell Technologies Inc	0.7%	—	2,834	—	$1.5M
CATCaterpillar Inc	0.6%	0.9%	1,816	+1.3%	$1.5M
IBMInternational Business Machs	0.6%	0.8%	6,498	+0.6%	$1.4M
DVYIshares Tr	0.6%	—	9,398	—	$1.4M
LRCXLam Research Corp	0.6%	—	4,195	—	$1.4M
SGOVIshares Tr	0.6%	0.6%	12,931	-8.3%	$1.3M

What Whalen Wealth Management Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

MU Micron Technology Inc+73.4% shares
MA Mastercard Incorporated+38.2% shares
AVGO Broadcom Inc+35.7% shares
GOOG Alphabet Inc+30.0% shares
AMD Advanced Micro Devices Inc+22.5% shares
GOOGL Alphabet Inc+17.3% shares
LLY Eli Lilly & Co+15.9% shares
TIP Ishares Tr+15.1% shares

Reduced

JEPI J P Morgan Exchange Traded F-55.6% shares
JPM Jpmorgan Chase & Co-26.6% shares
GEV Ge Vernova Inc-24.0% shares
IEI Ishares Tr-15.1% shares
MSFT Microsoft Corp-12.2% shares
PANW Palo Alto Networks Inc-9.0% shares
SGOV Ishares Tr-8.3% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +7.3% /yr; S&P 500 +20.1%
3 years: +7.5% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$233.5M	202
Q2 2026	$222.2M	195
Q1 2026	$186.7M	174
Q4 2025	$186.3M	188
Q3 2025	$171.2M	176
Q2 2025	$159.3M	198
Q1 2025	$149.9M	117
Q4 2024	$144.4M	138
Q3 2024	$141.4M	112
Q2 2024	$126.2M	101
Q1 2024	$135.0M	112
Q4 2023	$111.0M	103

Questions about Whalen Wealth Management Inc.'s portfolio

What stocks does Whalen Wealth Management Inc. own?

Whalen Wealth Management Inc.'s latest 13F, for Q3 2026 and filed Oct 8, 2026, lists 202 positions worth $233.5M. The largest are Nvidia Corporation (NVDA) at 4.6%, Ishares Tr (SHV) at 3.5%, Amazon Com Inc (AMZN) at 3.1%, Apple Inc (AAPL) at 3.1% and Ishares Tr (IEI) at 2.7%.

What did Whalen Wealth Management Inc. buy last quarter?

In Q3 2026, Whalen Wealth Management Inc. added Micron Technology Inc (MU) (+73.4% shares), Mastercard Incorporated (MA) (+38.2% shares) and Broadcom Inc (AVGO) (+35.7% shares), compared with its Q2 2026 filing.

What did Whalen Wealth Management Inc. sell last quarter?

In Q3 2026, Whalen Wealth Management Inc. cut from its top 50 Ishares Tr (MBB), cut from its top 50 Ishares Tr (SHY), cut from its top 50 Janus Detroit Str Tr (JMBS), cut from its top 50 Spdr Series Trust (XME), cut from its top 50 Spdr Series Trust (XBI), J P Morgan Exchange Traded F (JEPI) (-55.6% shares), Jpmorgan Chase & Co (JPM) (-26.6% shares) and Ge Vernova Inc (GEV) (-24.0% shares), compared with its Q2 2026 filing.

How has Whalen Wealth Management Inc.'s portfolio performed?

A portfolio copying Whalen Wealth Management Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +7.5% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +7.3% against +20.1%.

When is Whalen Wealth Management Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Whalen Wealth Management Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Whalen Wealth Management Inc. manage?

Whalen Wealth Management Inc. reported $223.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $233.5M.