Q3 2026 13F · SEC CIK 1812177

Walled Lake Planning & Wealth Management, LLC

Wealth managerFiled 2026-10-29 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $420.2M
Reported positions: 150
Top holdings a year, 3 yrs: +12.3%
Assets under management: $732.2M

Walled Lake Planning & Wealth Management, LLC is a wealth manager that reported 150 positions worth $420.2M in its Q3 2026 13F, filed 2026-10-29. Its largest holdings were Pimco ETF Tr (STPZ, 7.8%), Pimco ETF Tr (BILZ, 7.1%), Jpmorgan U.s. Quality Factor ETF (JQUA, 6.7%). A portfolio copying its top holdings returned 12.3% a year over the last 3 years, against 20.4% for the S&P 500.

Walled Lake Planning & Wealth Management, LLC holdings largest 50 of 150 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Walled Lake Planning & Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
STPZPimco ETF Tr	7.8%	8.2%	632,442	+4.4%	$32.8M
BILZPimco ETF Tr	7.1%	7.3%	293,842	+3.3%	$29.7M
JQUAJpmorgan U.s. Quality Factor ETF	6.7%	6.8%	380,283	+2.4%	$28.1M
CAPEDoubleline ETF Trust	6.0%	6.6%	819,109	+1.4%	$25.3M
FMDEFidelity Covington Trust	4.5%	4.6%	472,707	+6.0%	$19.1M
USMVIshares Tr	4.1%	4.3%	178,089	+1.8%	$17.4M
RSPHInvesco Exchange Traded Fd T	4.1%	3.8%	463,995	+1.9%	$17.2M
RSPInvesco Exchange Traded Fd T	3.8%	3.9%	76,713	+6.6%	$16.0M
SCHDSchwab Strategic Tr	3.7%	3.7%	471,798	+0.7%	$15.3M
AAPLApple Inc	3.6%	3.4%	45,551	-2.9%	$15.2M
USMFWisdomtree Tr	2.4%	2.6%	191,528	-0.5%	$10.0M
MFUSPimco Equity Ser	2.4%	2.4%	153,700	+10.5%	$10.0M
RYTInvesco Exchange Traded Fd T	2.1%	2.2%	132,884	-1.2%	$8.8M
GILDGilead Sciences Inc	1.9%	1.7%	54,879	+1.1%	$8.2M
MOAltria Group Inc	1.9%	2.1%	116,317	+1.2%	$7.8M
NVSNovartis AG	1.7%	2.0%	50,537	+0.8%	$7.2M
MRKMerck & Co Inc	1.7%	1.6%	48,184	+0.1%	$7.0M
HIIHuntington Ingalls Inds Inc	1.6%	1.8%	25,361	+1.5%	$6.8M
LMTLockheed Martin Corp	1.5%	1.6%	12,658	+1.2%	$6.4M
GSKGsk PLC	1.4%	1.6%	122,067	+1.8%	$5.9M
DGDollar Gen Corp	1.2%	1.2%	43,436	+2.1%	$5.2M
INTUIntuit	1.1%	—	16,446	—	$4.5M
VOOVanguard Index Fds	1.0%	1.0%	6,062	+7.8%	$4.2M
CSCOCisco Sys Inc	0.9%	1.1%	36,913	-1.1%	$4.0M
HLIHoulihan Lokey Inc	0.9%	1.0%	29,111	+0.8%	$3.7M
MSFTMicrosoft Corp	0.9%	0.7%	7,095	-10.5%	$3.6M
AMZNAmazon Com Inc	0.9%	0.9%	14,391	+1.6%	$3.6M
PFEPfizer Inc	0.8%	0.7%	120,196	+0.6%	$3.4M
GGenpact Limited	0.8%	0.7%	103,891	+0.4%	$3.4M
MAMastercard Incorporated	0.8%	0.8%	6,056	+0.9%	$3.3M
CTSHCognizant Technology Solutio	0.8%	0.5%	55,789	+0.6%	$3.2M
IVVIshares Tr	0.7%	0.8%	4,104	-3.3%	$3.1M
PSAPublic Storage	0.7%	0.8%	10,567	+0.2%	$3.0M
GOOGLAlphabet Inc	0.7%	0.8%	8,407	-7.6%	$2.9M
TMUST-Mobile US Inc	0.7%	—	16,749	—	$2.7M
OEFIshares Tr	0.6%	0.6%	6,701	-0.5%	$2.6M
ROSTRoss Stores Inc	0.6%	0.6%	10,931	-1.2%	$2.6M
JPMJpmorgan Chase & Co	0.6%	0.6%	7,390	-5.6%	$2.4M
AKREProfesionally Managed Portfo	0.6%	0.7%	46,267	-8.2%	$2.4M
IWDIshares Tr	0.6%	0.6%	9,378	-1.2%	$2.3M
HPEHewlett Packard Enterprise C	0.5%	0.4%	33,860	+4.1%	$2.2M
SNYNFSanofi SA	0.5%	—	45,885	—	$1.9M
MKTXMarketaxess Hldgs Inc	0.4%	—	11,299	—	$1.9M
GOOGAlphabet Inc	0.4%	0.4%	4,823	+18.8%	$1.6M
AVGOBroadcom Inc	0.4%	0.4%	4,385	+1.1%	$1.5M
QQQInvesco Qqq Tr	0.4%	0.3%	2,045	+11.0%	$1.5M
VVisa Inc	0.3%	0.3%	3,955	-0.1%	$1.4M
HPQHp Inc	0.3%	0.3%	45,384	+0.0%	$1.4M
EUSAIshares Inc	0.3%	0.3%	11,277	-1.8%	$1.3M
VTIVanguard Index Fds	0.3%	0.3%	3,062	+3.0%	$1.1M

What Walled Lake Planning & Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +15.7% /yr; S&P 500 +20.1%
3 years: +12.3% /yr; S&P 500 +20.4%
5 years: +6.2% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$420.2M	150
Q2 2026	$396.2M	142
Q1 2026	$340.3M	136
Q4 2025	$316.3M	136
Q3 2025	$304.3M	142
Q2 2025	$306.5M	141
Q1 2025	$281.6M	133
Q4 2024	$268.7M	131
Q3 2024	$266.3M	132
Q2 2024	$244.9M	124
Q1 2024	$243.7M	119
Q4 2023	$215.1M	106

Questions about Walled Lake Planning & Wealth Management, LLC's portfolio

What stocks does Walled Lake Planning & Wealth Management, LLC own?

Walled Lake Planning & Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 29, 2026, lists 150 positions worth $420.2M. The largest are Pimco ETF Tr (STPZ) at 7.8%, Pimco ETF Tr (BILZ) at 7.1%, Jpmorgan U.s. Quality Factor ETF (JQUA) at 6.7%, Doubleline ETF Trust (CAPE) at 6.0% and Fidelity Covington Trust (FMDE) at 4.5%.

What did Walled Lake Planning & Wealth Management, LLC buy last quarter?

In Q3 2026, Walled Lake Planning & Wealth Management, LLC added Alphabet Inc (GOOG) (+18.8% shares), Invesco Qqq Tr (QQQ) (+11.0% shares) and Pimco Equity Ser (MFUS) (+10.5% shares), compared with its Q2 2026 filing.

What did Walled Lake Planning & Wealth Management, LLC sell last quarter?

In Q3 2026, Walled Lake Planning & Wealth Management, LLC cut from its top 50 International Business Machs (IBM), cut from its top 50 Accenture PLC Ireland (ACN), cut from its top 50 Procter & Gamble Co (PG), cut from its top 50 Ishares Gold Trust Micro (IAUM), Microsoft Corp (MSFT) (-10.5% shares), Profesionally Managed Portfo (AKRE) (-8.2% shares) and Alphabet Inc (GOOGL) (-7.6% shares), compared with its Q2 2026 filing.

How has Walled Lake Planning & Wealth Management, LLC's portfolio performed?

A portfolio copying Walled Lake Planning & Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +12.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +15.7% against +20.1%. Over 5 years: +6.2% a year against +11.6%.

When is Walled Lake Planning & Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Walled Lake Planning & Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Walled Lake Planning & Wealth Management, LLC manage?

Walled Lake Planning & Wealth Management, LLC reported $732.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $420.2M.