Q1 2026 13F · SEC CIK 1682021

Vivaldi Capital Management LP

Asset managerFiled 2026-05-14 for Q1 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $723.2M
Reported positions: 281
Top holdings a year, 3 yrs: +20.9%
Average holding period: 4.2 yrs

Vivaldi Capital Management LP is an asset manager that reported 281 positions worth $723.2M in its Q1 2026 13F, filed 2026-05-14. Its largest holdings were Apple Inc (AAPL, 5.2%), Applied Matls Inc (AMAT, 3.9%), Spdr Series Trust (SPLG, 3.8%). A portfolio copying its top holdings returned 20.9% a year over the last 3 years, against 22.3% for the S&P 500.

Vivaldi Capital Management LP holdings largest 50 of 281 positions.

Weights are shares of the filer's total reported 13F value, compared with Q4 2025. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Vivaldi Capital Management LP 13F holdings
Stock	% of 13F value	Q4 2025	Shares	Share change	Reported value
AAPLApple Inc	5.2%	5.6%	147,173	-2.2%	$37.4M
AMATApplied Matls Inc	3.9%	3.1%	82,664	-6.7%	$28.3M
SPLGSpdr Series Trust	3.8%	3.7%	362,979	+8.2%	$27.8M
SPDWSpdr Index Shs Fds	3.3%	2.7%	515,727	+16.9%	$23.5M
NVDANvidia Corporation	2.9%	3.1%	119,726	-0.6%	$20.9M
GOOGLAlphabet Inc	2.7%	3.1%	69,033	-4.1%	$19.9M
BWABorgwarner Inc	2.6%	2.3%	343,010	-6.9%	$18.6M
BNYBank of Ny Mellon Corp	2.5%	2.6%	153,489	-5.7%	$18.2M
GBILGoldman Sachs ETF Tr	2.4%	2.2%	174,028	+9.0%	$17.4M
SLVIshares Silver Tr	2.4%	2.5%	255,271	-10.7%	$17.4M
AMGNAmgen Inc	2.3%	2.2%	46,681	-4.7%	$16.4M
SCHWCharles Schwab Corp (the)	2.1%	2.3%	159,402	-7.2%	$15.0M
SCHXSchwab Strategic Tr	2.0%	2.0%	552,463	+1.7%	$14.2M
SCHOSchwab Strategic Tr	1.9%	1.8%	555,616	+2.3%	$13.5M
MDTMedtronic PLC	1.8%	2.1%	147,393	-6.3%	$12.8M
SCHFSchwab Strategic Tr	1.7%	1.6%	506,326	+0.6%	$12.5M
SPYState Str Spdr S&p 500 ETF T	1.5%	1.6%	16,945	-1.9%	$11.0M
IAUIshares Gold Tr	1.4%	1.3%	115,195	-4.2%	$10.2M
GLDSpdr Gold Tr	1.3%	1.1%	21,706	+3.1%	$9.3M
CATCaterpillar Inc	1.2%	1.0%	12,551	-3.4%	$8.9M
LLYEli Lilly & Co	1.2%	1.4%	9,656	-0.8%	$8.9M
SPMDSpdr Series Trust	1.2%	1.0%	147,263	+11.1%	$8.7M
MRVLMarvell Technology Inc	1.2%	1.1%	87,606	-5.5%	$8.7M
SPSMSpdr Series Trust	1.2%	1.0%	172,345	+12.5%	$8.3M
TSLATesla Inc	1.1%	1.3%	21,736	-0.1%	$8.1M
ONOn Semiconductor Corp	1.1%	1.0%	129,197	-3.0%	$8.0M
VTIVanguard Index Fds	1.1%	1.1%	24,353	-2.5%	$7.8M
DVYIshares Tr	1.0%	0.9%	45,668	+0.0%	$6.9M
SCHASchwab Strategic Tr	1.0%	0.9%	237,413	-0.1%	$6.9M
DEDeere & Co	0.9%	0.8%	12,106	-4.2%	$6.8M
MSFTMicrosoft Corp	0.9%	1.2%	18,144	-3.9%	$6.7M
CVSCvs Health Corp	0.9%	1.1%	91,700	-7.8%	$6.6M
PEPPepsico Inc	0.9%	0.8%	40,151	+0.6%	$6.2M
WBDWarner Bros Discovery Inc	0.8%	0.9%	222,341	-0.8%	$6.1M
LMBSFirst Tr Exchange-Traded Fd	0.8%	0.8%	120,305	+8.3%	$6.0M
VVisa Inc	0.8%	1.0%	19,317	-3.2%	$5.8M
ZBHZimmer Biomet Holdings Inc	0.8%	0.8%	63,540	-1.0%	$5.7M
SCHBSchwab Strategic Tr	0.8%	0.8%	228,098	-0.8%	$5.7M
ACWIIshares Tr	0.7%	0.7%	39,054	+4.2%	$5.4M
SPEMSpdr Index Shs Fds	0.7%	0.6%	111,237	+23.7%	$5.2M
VTVVanguard Index Fds	0.7%	0.7%	25,764	-2.2%	$5.1M
NUENucor Corp	0.7%	0.7%	29,711	-2.0%	$5.0M
GOOGAlphabet Inc	0.7%	0.7%	17,111	-1.6%	$4.9M
IVVIshares Tr	0.7%	0.7%	7,340	-0.9%	$4.8M
UPSUnited Parcel Svcs Inc	0.7%	0.7%	47,899	-4.2%	$4.7M
AMZNAmazon Com Inc	0.6%	0.7%	20,951	-0.3%	$4.4M
GLPIGaming & Leisure P	0.6%	0.6%	96,128	-4.0%	$4.3M
SCHESchwab Strategic Tr	0.6%	—	126,019	—	$4.2M
SCHMSchwab Strategic Tr	0.6%	—	131,751	—	$4.1M
VOOVanguard Index Fds	0.6%	0.6%	6,675	+1.3%	$4.0M

What Vivaldi Capital Management LP bought and sold in Q1 2026, against Q4 2025.

New positions

Q4 2025's filing was too long to tell new positions apart.

Share counts compared with the Q4 2025 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +16.1% /yr; S&P 500 +11.7%
3 years: +20.9% /yr; S&P 500 +22.3%
5 years: +8.2% /yr; S&P 500 +10.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q1 2026	$723.2M	281
Q4 2025	$735.4M	278
Q3 2025	$707.3M	279
Q2 2025	$666.1M	296
Q1 2025	$620.9M	283
Q4 2024	$652.2M	287
Q3 2024	$344.4M	226
Q2 2024	$351.1M	229
Q1 2024	$342.8M	220
Q4 2023	$333.5M	219
Q3 2023	$305.9M	193
Q2 2023	$324.4M	200

Questions about Vivaldi Capital Management LP's portfolio

What stocks does Vivaldi Capital Management LP own?

Vivaldi Capital Management LP's latest 13F, for Q1 2026 and filed May 14, 2026, lists 281 positions worth $723.2M. The largest are Apple Inc (AAPL) at 5.2%, Applied Matls Inc (AMAT) at 3.9%, Spdr Series Trust (SPLG) at 3.8%, Spdr Index Shs Fds (SPDW) at 3.3% and Nvidia Corporation (NVDA) at 2.9%.

What did Vivaldi Capital Management LP buy last quarter?

In Q1 2026, Vivaldi Capital Management LP added Spdr Index Shs Fds (SPEM) (+23.7% shares), Spdr Index Shs Fds (SPDW) (+16.9% shares) and Spdr Series Trust (SPSM) (+12.5% shares), compared with its Q4 2025 filing.

What did Vivaldi Capital Management LP sell last quarter?

In Q1 2026, Vivaldi Capital Management LP cut from its top 50 Meta Platforms Inc (META), cut from its top 50 Pentair PLC (PNR), Ishares Silver Tr (SLV) (-10.7% shares), Cvs Health Corp (CVS) (-7.8% shares) and Charles Schwab Corp (the) (SCHW) (-7.2% shares), compared with its Q4 2025 filing.

How has Vivaldi Capital Management LP's portfolio performed?

A portfolio copying Vivaldi Capital Management LP's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.9% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +16.1% against +11.7%. Over 5 years: +8.2% a year against +10.6%.

When is Vivaldi Capital Management LP's next 13F filing due?

13F filings are due 45 days after each quarter ends. Vivaldi Capital Management LP's filing for the quarter ending Jun 30, 2026 was due by Aug 14, 2026; this page updates once it is processed.