Q3 2026 13F · SEC CIK 805870

VAUGHAN & Co SECURITIES, INC.

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $212.5M
Reported positions: 61
Top holdings a year, 3 yrs: +18.6%
Assets under management: $218.9M

VAUGHAN & Co SECURITIES, INC. is a wealth manager that reported 61 positions worth $212.5M in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Goldman Sachs ETF Tr (GSLC, 12.8%), Ishares Tr (IWF, 12.8%), Ishares Tr (HDV, 12.1%). A portfolio copying its top holdings returned 18.6% a year over the last 3 years, against 20.4% for the S&P 500.

VAUGHAN & Co SECURITIES, INC. holdings largest 50 of 61 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

VAUGHAN & Co SECURITIES, INC. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
GSLCGoldman Sachs ETF Tr	12.8%	12.3%	187,966	+1.3%	$27.3M
IWFIshares Tr	12.8%	12.3%	216,801	+1.9%	$27.2M
HDVIshares Tr	12.1%	11.6%	919,563	+1.0%	$25.7M
IWOIshares Tr	11.7%	12.8%	69,761	-0.1%	$24.9M
JKLIshares Tr	10.3%	10.6%	292,318	+0.5%	$21.9M
IEMGIshares Inc	7.9%	8.0%	206,597	+0.3%	$16.8M
IEFAIshares Tr	7.0%	6.8%	154,384	+2.0%	$15.0M
IXNIshares Tr	5.5%	5.6%	78,724	-4.5%	$11.7M
DESWisdomtree Tr	1.4%	1.5%	77,378	-1.3%	$2.9M
EFAVIshares Tr	1.3%	1.3%	31,240	-0.2%	$2.8M
AAPLApple Inc	1.3%	1.1%	8,423	-0.5%	$2.8M
VWOVanguard Intl Equity Index F	1.0%	1.1%	36,315	-5.4%	$2.2M
SPYState Str Spdr S&p 500 ETF T	0.7%	0.7%	2,074	-3.4%	$1.6M
IUSGIshares Tr	0.7%	0.7%	8,140	-0.2%	$1.6M
ISCGIshares Tr	0.7%	0.7%	23,298	-1.3%	$1.4M
DVYIshares Tr	0.6%	0.6%	8,631	-0.7%	$1.3M
IJSIshares Tr	0.5%	0.5%	8,581	+0.0%	$1.1M
VLOValero Energy Corp	0.5%	0.5%	2,718	-37.6%	$1.1M
IWNIshares Tr	0.5%	0.5%	4,822	-1.0%	$1.0M
VZVerizon Communications Inc	0.4%	0.3%	19,540	+28.4%	$896K
BMYBristol-Myers Squibb Co	0.4%	0.4%	13,888	-5.8%	$867K
CVXChevron Corporation	0.4%	0.3%	4,165	-0.5%	$851K
IJTIshares Tr	0.4%	0.4%	4,940	+0.0%	$792K
EMNEastman Chem Co	0.4%	0.3%	12,073	+20.4%	$783K
AGGIshares Tr	0.4%	0.4%	8,264	+0.3%	$781K
UPSUnited Parcel Svcs Inc	0.3%	0.4%	7,907	-0.6%	$739K
OKEOneok Inc New	0.3%	—	8,345	—	$712K
PMPhilip Morris Intl Inc	0.3%	0.4%	3,677	-16.9%	$702K
ABBVAbbvie Inc	0.3%	0.3%	2,625	+0.1%	$687K
OGEOge Energy Corp	0.3%	0.3%	14,669	-4.4%	$666K
BMOBank of Montreal	0.3%	0.4%	3,968	-20.5%	$664K
GSKGsk PLC	0.3%	0.4%	13,618	-16.1%	$656K
NWENorthwestern Energy Group Inc Com New	0.3%	0.3%	8,989	+0.5%	$615K
VLYValley Natl Bancorp	0.3%	0.4%	48,674	-7.2%	$614K
RCIRogers Communications Inc	0.3%	0.2%	19,786	+35.6%	$609K
BXBlackstone Inc	0.3%	0.2%	5,429	+88.0%	$609K
MUMicron Technology Inc	0.3%	0.3%	569	+0.0%	$606K
CMCSAComcast Corp New	0.3%	—	27,751	—	$604K
MMM3m Co	0.3%	0.4%	3,577	-24.7%	$587K
IBMInternational Business Machs	0.3%	0.4%	2,658	-7.2%	$585K
HRLHormel Foods Corp	0.3%	—	27,136	—	$541K
CVSCvs Health Corp	0.3%	0.4%	6,314	-20.6%	$541K
CLXClorox Company	0.3%	—	6,639	—	$538K
MTBM & T Bank Corp	0.2%	0.3%	2,410	+0.0%	$524K
PPLPpl Corp	0.2%	0.3%	15,884	-1.2%	$522K
CNPCenterpoint Energy Inc	0.2%	0.3%	12,906	-1.8%	$475K
CHRDChord Energy Corporation	0.2%	0.2%	3,320	+0.0%	$445K
VICIVici Pptys Inc	0.2%	0.3%	17,413	-22.0%	$400K
APOApollo Global Management Inc	0.2%	0.2%	3,400	+9.7%	$395K
XNTKSpdr Series Trust	0.2%	0.2%	1,000	+0.0%	$382K

What VAUGHAN & Co SECURITIES, INC. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

BX Blackstone Inc+88.0% shares
RCI Rogers Communications Inc+35.6% shares
VZ Verizon Communications Inc+28.4% shares
EMN Eastman Chem Co+20.4% shares
APO Apollo Global Management Inc+9.7% shares

Reduced

VLO Valero Energy Corp-37.6% shares
MMM 3m Co-24.7% shares
VICI Vici Pptys Inc-22.0% shares
CVS Cvs Health Corp-20.6% shares
BMO Bank of Montreal-20.5% shares
PM Philip Morris Intl Inc-16.9% shares
GSK Gsk PLC-16.1% shares
VLY Valley Natl Bancorp-7.2% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +23.2% /yr; S&P 500 +20.1%
3 years: +18.6% /yr; S&P 500 +20.4%
5 years: +9.4% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$212.5M	61
Q2 2026	$214.4M	61
Q1 2026	$191.4M	57
Q4 2025	$193.4M	57
Q3 2025	$188.2M	57
Q2 2025	$174.4M	57
Q1 2025	$161.5M	55
Q4 2024	$165.9M	54
Q3 2024	$169.8M	54
Q2 2024	$158.6M	54
Q1 2024	$157.1M	56
Q4 2023	$149.1M	55

Questions about VAUGHAN & Co SECURITIES, INC.'s portfolio

What stocks does VAUGHAN & Co SECURITIES, INC. own?

VAUGHAN & Co SECURITIES, INC.'s latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 61 positions worth $212.5M. The largest are Goldman Sachs ETF Tr (GSLC) at 12.8%, Ishares Tr (IWF) at 12.8%, Ishares Tr (HDV) at 12.1%, Ishares Tr (IWO) at 11.7% and Ishares Tr (JKL) at 10.3%.

What did VAUGHAN & Co SECURITIES, INC. buy last quarter?

In Q3 2026, VAUGHAN & Co SECURITIES, INC. added Blackstone Inc (BX) (+88.0% shares), Rogers Communications Inc (RCI) (+35.6% shares) and Verizon Communications Inc (VZ) (+28.4% shares), compared with its Q2 2026 filing.

What did VAUGHAN & Co SECURITIES, INC. sell last quarter?

In Q3 2026, VAUGHAN & Co SECURITIES, INC. cut from its top 50 Oneok Inc New (OKE), cut from its top 50 Canadian Imperial Bank of Co (CM), cut from its top 50 Invesco Qqq Tr (QQQ), cut from its top 50 Pfizer Inc (PFE), Valero Energy Corp (VLO) (-37.6% shares), 3m Co (MMM) (-24.7% shares) and Vici Pptys Inc (VICI) (-22.0% shares), compared with its Q2 2026 filing.

How has VAUGHAN & Co SECURITIES, INC.'s portfolio performed?

A portfolio copying VAUGHAN & Co SECURITIES, INC.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +18.6% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +23.2% against +20.1%. Over 5 years: +9.4% a year against +11.6%.

When is VAUGHAN & Co SECURITIES, INC.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. VAUGHAN & Co SECURITIES, INC.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does VAUGHAN & Co SECURITIES, INC. manage?

VAUGHAN & Co SECURITIES, INC. reported $218.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $212.5M.