Q3 2026 13F · SEC CIK 2066147

Uptown Financial Advisors LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $140.1M
Reported positions: 77
Holdings vs S&P 500, 3 yrs: —
Assets under management: $153.8M

Uptown Financial Advisors LLC is a wealth manager that reported 77 positions worth $140.1M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Vanguard Index Fds (VUG, 12.2%), Vanguard Index Fds (VO, 8.0%), Ishares Tr (IJR, 7.8%).

Uptown Financial Advisors LLC holdings largest 50 of 77 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Uptown Financial Advisors LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
VUGVanguard Index Fds	12.2%	11.8%	189,861	+1.7%	$17.1M
VOVanguard Index Fds	8.0%	8.2%	142,340	+1.9%	$11.2M
IJRIshares Tr	7.8%	8.6%	80,370	+1.2%	$10.9M
SPYVState Street Spdr Portfolio S&p 500 Valu	7.2%	7.3%	165,885	+1.0%	$10.1M
SPEMSpdr Index Shs Fds	5.8%	5.9%	158,099	+1.4%	$8.2M
BSVVanguard Bd Index Fds	5.4%	5.7%	99,475	-0.7%	$7.6M
SPYGState Street Spdr Portfolio S&p 500 Grow	4.2%	4.2%	47,635	-0.3%	$5.9M
SCHFSchwab Strategic Tr	3.6%	3.7%	184,188	+1.7%	$5.1M
VDEVanguard World Fd	3.1%	2.8%	25,078	-0.9%	$4.3M
VTVVanguard Index Fds	2.8%	3.0%	18,467	-1.3%	$4.0M
BIVVanguard Bd Index Fds	2.8%	3.0%	53,563	+1.6%	$3.9M
VEAVanguard Ftse Developed Markets Index Fu	2.7%	2.8%	52,963	-0.2%	$3.7M
VSSVanguard Intl Equity Index F	2.3%	2.4%	20,499	-1.9%	$3.2M
SPYState Str Spdr S&p 500 ETF T	2.2%	2.0%	3,999	+10.3%	$3.0M
NVDANvidia Corporation	1.8%	1.6%	10,895	+2.3%	$2.5M
ETPCEnergy Transfer L P	1.8%	1.8%	124,894	-3.0%	$2.5M
IVVIshares Tr	1.7%	1.4%	3,069	+16.6%	$2.4M
EPDEnterprise Prods Partners L	1.2%	1.3%	47,658	-0.8%	$1.7M
LQDIshares Tr	1.2%	1.3%	16,441	+1.0%	$1.7M
XLUSelect Sector Spdr Tr	1.2%	1.8%	41,962	-22.2%	$1.7M
MSFTMicrosoft Corp	1.2%	0.5%	3,191	+66.0%	$1.6M
BNDXVanguard Charlotte Fds	1.0%	1.1%	29,011	-2.6%	$1.4M
VOOVanguard Index Fds	0.9%	0.4%	1,882	+156.4%	$1.3M
IWMIshares Tr	0.7%	0.8%	3,734	-0.5%	$1.0M
IJHIshares Tr	0.7%	0.8%	14,333	+0.0%	$1.0M
VYMVanguard Whitehall Fds	0.7%	0.8%	6,538	+0.7%	$1.0M
SPDWSpdr Index Shs Fds	0.7%	0.7%	19,809	-1.3%	$995K
METAMeta Platforms Inc	0.7%	0.5%	1,307	+2.7%	$948K
JAAAJanus Detroit Str Tr	0.6%	0.6%	17,361	+0.0%	$876K
VNQVanguard Index Fds	0.6%	0.7%	9,551	+0.5%	$856K
EMXCIshares Inc	0.6%	0.6%	8,409	+0.0%	$833K
JNKSpdr Series Trust	0.5%	0.6%	7,557	-3.4%	$701K
AVGOBroadcom Inc	0.5%	0.5%	1,947	+2.2%	$684K
SCHVSchwab Strategic Tr	0.5%	0.5%	20,492	+0.7%	$683K
MINTPimco Enhanced Short Maturity Active Exc	0.5%	0.4%	6,311	+27.3%	$635K
CSCOCisco Sys Inc	0.4%	0.4%	5,728	+30.6%	$617K
AGGIshares Tr	0.4%	0.4%	6,121	+3.5%	$579K
IJSIshares Tr	0.4%	0.4%	4,371	+0.0%	$560K
MUBIshares Tr	0.4%	0.4%	5,289	-4.2%	$535K
IEFAIshares Tr	0.4%	0.3%	5,471	+15.9%	$530K
AAPLApple Inc	0.4%	0.3%	1,562	+0.0%	$521K
VGTVanguard World Fd	0.4%	0.4%	4,097	+0.0%	$515K
VPUVanguard World Fd	0.4%	—	3,000	—	$513K
ABBVAbbvie Inc	0.4%	0.4%	1,957	+2.3%	$512K
SCHDSchwab Strategic Tr	0.3%	0.3%	15,066	+18.2%	$490K
VWOVanguard Intl Equity Index F	0.3%	0.3%	8,054	+1.1%	$478K
VIGVanguard Specialized Funds	0.3%	—	2,032	—	$474K
JNJJohnson & Johnson	0.3%	0.3%	1,778	-3.2%	$471K
TXNTexas Instrs Inc	0.3%	0.3%	1,621	+21.0%	$454K
VBRVanguard Index Fds	0.3%	0.3%	1,878	+5.0%	$434K

What Uptown Financial Advisors LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$140.1M	77
Q2 2026	$136.5M	77
Q1 2026	$123.6M	70
Q4 2025	$117.4M	74
Q3 2025	$113.8M	70
Q2 2025	$107.6M	70
Q1 2025	$96.8M	69
Q4 2024	$92.7M	65

Questions about Uptown Financial Advisors LLC's portfolio

What stocks does Uptown Financial Advisors LLC own?

Uptown Financial Advisors LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 77 positions worth $140.1M. The largest are Vanguard Index Fds (VUG) at 12.2%, Vanguard Index Fds (VO) at 8.0%, Ishares Tr (IJR) at 7.8%, State Street Spdr Portfolio S&p 500 Valu (SPYV) at 7.2% and Spdr Index Shs Fds (SPEM) at 5.8%.

What did Uptown Financial Advisors LLC buy last quarter?

In Q3 2026, Uptown Financial Advisors LLC added Vanguard Index Fds (VOO) (+156.4% shares), Microsoft Corp (MSFT) (+66.0% shares) and Cisco Sys Inc (CSCO) (+30.6% shares), compared with its Q2 2026 filing.

What did Uptown Financial Advisors LLC sell last quarter?

In Q3 2026, Uptown Financial Advisors LLC cut from its top 50 Schwab Strategic Tr (SCHG), cut from its top 50 American Express Co (AXP) and Select Sector Spdr Tr (XLU) (-22.2% shares), compared with its Q2 2026 filing.

When is Uptown Financial Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Uptown Financial Advisors LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Uptown Financial Advisors LLC manage?

Uptown Financial Advisors LLC reported $153.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $140.1M.