Q3 2026 13F · SEC CIK 2109367

TopTier Wealth Management, LLC

Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $171.1M
Reported positions: 133
Holdings vs S&P 500, 3 yrs: —
Assets under management: $175.7M

TopTier Wealth Management, LLC is a wealth manager that reported 133 positions worth $171.1M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Wisdomtree Tr (DGRW, 9.8%), Invesco Qqq Tr (QQQ, 7.7%), Wisdomtree Tr (DLN, 6.7%).

TopTier Wealth Management, LLC holdings largest 50 of 133 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

TopTier Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
DGRWWisdomtree Tr	9.8%	9.4%	172,605	+5.6%	$16.8M
QQQInvesco Qqq Tr	7.7%	7.9%	17,775	+0.2%	$13.1M
DLNWisdomtree Tr	6.7%	6.4%	118,277	+7.6%	$11.5M
EPSWisdomtree Tr	3.7%	3.8%	79,939	-0.4%	$6.4M
EESWisdomtree Tr	3.5%	3.8%	92,942	-0.4%	$6.0M
SPYState Str Spdr S&p 500 ETF T	3.3%	3.3%	7,333	+0.1%	$5.6M
BOXXEa Series Trust	3.1%	3.3%	45,337	-3.9%	$5.4M
VTIVanguard Index Fds	2.6%	2.2%	11,843	+20.7%	$4.4M
EZMWisdomtree Tr	2.5%	2.8%	59,804	-1.5%	$4.3M
QGRWWisdomtree Tr	2.1%	1.7%	52,470	+21.5%	$3.6M
IJRIshares Tr	2.0%	2.0%	24,745	+10.1%	$3.4M
BFEBInnovator Etfs Trust	1.8%	1.8%	56,623	-0.5%	$3.1M
BDECInnovator Etfs Trust	1.5%	1.6%	48,309	-0.0%	$2.6M
GMAYFirst Tr Exchng Traded Fd Vi	1.5%	1.6%	59,680	+0.0%	$2.6M
NVDANvidia Corporation	1.5%	1.4%	11,083	-5.0%	$2.5M
AAPLApple Inc	1.4%	1.3%	7,422	+0.7%	$2.5M
BAUGInnovator Etfs Trust	1.3%	1.4%	41,195	-1.2%	$2.3M
IJHIshares Tr	1.3%	0.9%	30,207	+56.0%	$2.2M
DONWisdomtree Tr	1.2%	1.3%	38,894	-0.1%	$2.1M
DWMWisdomtree Tr	1.1%	1.2%	26,423	-0.6%	$1.9M
DESWisdomtree Tr	1.1%	1.3%	48,707	-6.5%	$1.8M
BMAYInnovator U.s. Equity Buffer ETF - May	1.0%	1.0%	35,657	-1.3%	$1.7M
ACVFETF Opportunities Trust	1.0%	1.0%	31,051	-0.0%	$1.7M
JCPBJ P Morgan Exchange Traded F	1.0%	1.0%	37,161	+3.7%	$1.7M
BAPRInnovator Etfs Trust	0.9%	0.9%	28,401	-0.1%	$1.6M
WTVWisdomtree Tr	0.9%	0.8%	14,979	+22.1%	$1.5M
PXHInvesco Exch Traded Fd Tr II	0.9%	0.8%	51,971	+15.1%	$1.5M
BUFRFirst Tr Exchng Traded Fd Vi	0.9%	0.9%	39,242	-0.6%	$1.5M
PJANInnovator Etfs Trust	0.8%	1.0%	28,620	-12.5%	$1.5M
DMAYFirst Tr Exchng Traded Fd Vi	0.8%	0.8%	27,691	+0.0%	$1.3M
SLVIshares Silver Tr	0.8%	0.8%	23,785	-0.2%	$1.3M
MDYState Str Spdr S&p Midcap 40	0.8%	0.8%	1,970	-0.4%	$1.3M
PAUGInnovator Etfs Trust	0.7%	0.7%	24,939	-0.0%	$1.2M
QQQMInvesco Exch Traded Fd Tr II	0.6%	—	3,593	—	$1.1M
JPIEJpmorgan Income ETF	0.6%	0.6%	22,733	+4.5%	$1.0M
IAUIshares Gold Tr	0.6%	0.6%	12,988	+0.0%	$1.0M
FFEBFirst Tr Exchng Traded Fd Vi	0.6%	0.6%	16,142	-0.8%	$1.0M
KAPRInnovator Etfs Trust	0.6%	0.6%	24,852	-2.1%	$980K
BALTInnovator Etfs Trust	0.6%	0.6%	27,852	-5.5%	$973K
IHDGWisdomtree Tr	0.6%	0.6%	18,281	-0.3%	$949K
BNOVInnovator Etfs Trust	0.5%	0.6%	19,089	-0.0%	$935K
BSEPInnovator Etfs Trust	0.5%	0.5%	17,160	-0.0%	$926K
PDECInnovator Etfs Trust	0.5%	0.5%	19,310	+0.0%	$910K
BJUNInnovator U.s. Equity Buffer ETF - June	0.5%	0.5%	17,599	-4.5%	$874K
FMAYFirst Tr Exchng Traded Fd Vi	0.5%	0.5%	15,151	-2.4%	$869K
GWWWw Grainger Inc	0.5%	0.6%	693	+0.0%	$863K
ZSEPInnovator Etfs Trust	0.5%	0.5%	30,500	+0.0%	$849K
PSEPInnovator Etfs Trust	0.5%	0.5%	17,706	-0.0%	$830K
BUFFInnovator Etfs Trust	0.5%	0.5%	15,182	-4.1%	$818K
MAGSListed Fds Tr	0.5%	—	11,028	—	$791K

What TopTier Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

IJH Ishares Tr+56.0% shares
WTV Wisdomtree Tr+22.1% shares
QGRW Wisdomtree Tr+21.5% shares
VTI Vanguard Index Fds+20.7% shares
PXH Invesco Exch Traded Fd Tr II+15.1% shares
IJR Ishares Tr+10.1% shares
DLN Wisdomtree Tr+7.6% shares
DGRW Wisdomtree Tr+5.6% shares

Reduced

Left the top 50

DGS Wisdomtree Trwas 0.5%
JEPQ J P Morgan Exchange Traded Fwas 0.5%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$171.1M	133
Q2 2026	$165.5M	133
Q1 2026	$162.7M	795
Q4 2025	$147.3M	121

Questions about TopTier Wealth Management, LLC's portfolio

What stocks does TopTier Wealth Management, LLC own?

TopTier Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 133 positions worth $171.1M. The largest are Wisdomtree Tr (DGRW) at 9.8%, Invesco Qqq Tr (QQQ) at 7.7%, Wisdomtree Tr (DLN) at 6.7%, Wisdomtree Tr (EPS) at 3.7% and Wisdomtree Tr (EES) at 3.5%.

What did TopTier Wealth Management, LLC buy last quarter?

In Q3 2026, TopTier Wealth Management, LLC added Ishares Tr (IJH) (+56.0% shares), Wisdomtree Tr (WTV) (+22.1% shares) and Wisdomtree Tr (QGRW) (+21.5% shares), compared with its Q2 2026 filing.

What did TopTier Wealth Management, LLC sell last quarter?

In Q3 2026, TopTier Wealth Management, LLC cut from its top 50 Wisdomtree Tr (DGS), cut from its top 50 J P Morgan Exchange Traded F (JEPQ), Innovator Etfs Trust (PJAN) (-12.5% shares), Wisdomtree Tr (DES) (-6.5% shares) and Innovator Etfs Trust (BALT) (-5.5% shares), compared with its Q2 2026 filing.

When is TopTier Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. TopTier Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does TopTier Wealth Management, LLC manage?

TopTier Wealth Management, LLC reported $175.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $171.1M.