Q3 2026 13F · SEC CIK 1800687

Symphony Financial, Ltd. Co.

Wealth managerFiled 2026-10-22 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.1B
Reported positions: 358
Top holdings a year, 3 yrs: +19.4%
Assets under management: $1.4B

Symphony Financial, Ltd. Co. is a wealth manager that reported 358 positions worth $1.1B in its Q3 2026 13F, filed 2026-10-22. Its largest holdings were Nvidia Corporation (NVDA, 5.5%), Spdr Series Trust (SPTM, 4.1%), State Street Spdr Portfolio S&p 500 Grow (SPYG, 3.5%). A portfolio copying its top holdings returned 19.4% a year over the last 3 years, against 20.4% for the S&P 500.

Symphony Financial, Ltd. Co. holdings largest 50 of 358 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Symphony Financial, Ltd. Co. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	5.5%	4.3%	267,540	+33.7%	$61.5M
SPTMSpdr Series Trust	4.1%	4.9%	493,328	-0.4%	$45.7M
SPYGState Street Spdr Portfolio S&p 500 Grow	3.5%	3.6%	313,990	+11.9%	$38.9M
MSFTMicrosoft Corp	3.2%	2.1%	70,268	+36.2%	$36.2M
AAPLApple Inc	3.2%	2.5%	108,175	+31.5%	$36.1M
IEFAIshares Tr	3.2%	1.3%	367,774	+208.0%	$35.7M
AVDEAvantis International Equity ETF	2.8%	3.3%	348,237	+3.7%	$31.6M
AMZNAmazon Com Inc	2.4%	2.3%	106,783	+20.5%	$26.5M
AVUVAmerican Centy ETF Tr	2.4%	1.9%	223,348	+59.1%	$26.4M
SPYState Str Spdr S&p 500 ETF T	2.0%	2.5%	29,042	-4.0%	$22.2M
SPIBSpdr Series Trust	1.9%	1.9%	664,847	+28.9%	$21.5M
PULSPgim ETF Tr	1.9%	2.4%	434,139	-0.2%	$21.5M
IEMGIshares Inc	1.8%	0.6%	245,610	+275.7%	$19.9M
GOOGLAlphabet Inc	1.8%	1.8%	56,966	+22.0%	$19.8M
SPYVState Street Spdr Portfolio S&p 500 Valu	1.6%	2.0%	300,067	+1.4%	$18.4M
IWMIshares Tr	1.6%	1.6%	63,876	+26.8%	$17.8M
VTIVanguard Index Fds	1.5%	1.5%	46,176	+25.9%	$17.3M
AVEMAmerican Centy ETF Tr	1.5%	1.8%	176,453	+3.9%	$16.6M
AVGOBroadcom Inc	1.5%	1.4%	46,618	+32.5%	$16.5M
IGFiShares Global Infrastructure	1.4%	1.2%	250,222	+58.3%	$15.4M
SPHQInvesco Exchange Traded Fd T	1.2%	1.5%	155,654	+1.1%	$13.2M
JNJJohnson & Johnson	1.2%	1.2%	49,031	+16.6%	$13.1M
MUMicron Technology Inc	1.1%	0.7%	11,764	+101.5%	$12.5M
PDBCInvesco Actvely Mngd Etc Fd	1.1%	0.6%	613,240	+75.8%	$11.9M
SLYVSpdr Series Trust	1.1%	0.9%	115,139	+52.2%	$11.8M
GOOGAlphabet Inc	1.1%	1.2%	34,236	+5.7%	$11.8M
IUSVIshares Tr	1.0%	0.9%	105,312	+38.5%	$11.6M
XOMExxonmobil Holdings Corp	1.0%	—	70,599	—	$11.5M
METAMeta Platforms Inc	1.0%	0.7%	15,020	+40.2%	$10.9M
JPSTJ P Morgan Exchange Traded F	1.0%	1.2%	213,796	-0.4%	$10.8M
ANGLVaneck ETF Trust	0.9%	1.0%	364,006	+11.7%	$10.2M
QUALIshares Tr	0.9%	0.8%	45,552	+35.5%	$10.2M
GLDSpdr Gold Tr	0.8%	1.0%	24,015	-3.1%	$9.2M
LLYEli Lilly & Co	0.8%	0.9%	7,802	+18.3%	$9.2M
VONVVanguard Scottsdale Fds	0.8%	0.9%	82,670	+11.0%	$9.0M
SPCXSpace Exploration Techn Corp	0.8%	—	59,167	—	$8.9M
JPMJpmorgan Chase & Co	0.7%	0.9%	24,806	+2.0%	$8.3M
MOAltria Group Inc	0.7%	0.7%	118,649	+34.9%	$8.1M
TSLATesla Inc	0.7%	0.8%	23,027	+28.8%	$8.1M
IVVIshares Tr	0.7%	1.5%	10,349	-42.5%	$8.0M
ABBVAbbvie Inc	0.7%	0.7%	29,137	+11.7%	$7.7M
BRK-BBerkshire Hathaway Inc Del	0.7%	0.8%	14,669	+1.9%	$7.3M
VVisa Inc	0.6%	0.8%	19,708	-8.4%	$7.1M
SPDWSpdr Index Shs Fds	0.6%	0.7%	137,874	+4.9%	$7.0M
CRUXColumbia ETF Tr I	0.6%	0.5%	223,259	+43.7%	$6.4M
WMTWalmart Inc	0.5%	0.7%	53,410	-2.2%	$5.7M
GEGe Aerospace	0.5%	—	17,325	—	$5.4M
COSTCostco Wholesale Corporation	0.5%	—	5,860	—	$5.4M
VZVerizon Communications Inc	0.5%	0.6%	115,205	-0.8%	$5.3M
MRKMerck & Co Inc	0.5%	0.5%	35,530	-0.4%	$5.3M

What Symphony Financial, Ltd. Co. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

IEMG Ishares Inc+275.7% shares
IEFA Ishares Tr+208.0% shares
MU Micron Technology Inc+101.5% shares
PDBC Invesco Actvely Mngd Etc Fd+75.8% shares
AVUV American Centy ETF Tr+59.1% shares
IGF iShares Global Infrastructure+58.3% shares
SLYV Spdr Series Trust+52.2% shares
CRUX Columbia ETF Tr I+43.7% shares

Reduced

IVV Ishares Tr-42.5% shares
V Visa Inc-8.4% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +20.4% /yr; S&P 500 +20.1%
3 years: +19.4% /yr; S&P 500 +20.4%
5 years: +9.9% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$1.1B	358
Q2 2026	$914.3M	371
Q1 2026	$755.0M	315
Q4 2025	$744.5M	286
Q3 2025	$821.7M	270
Q2 2025	$763.2M	257
Q1 2025	$168.8M	88
Q4 2024	$636.4M	222
Q3 2024	$604.9M	224
Q2 2024	$547.6M	209
Q1 2024	$429.2M	192
Q4 2023	$464.9M	195

Questions about Symphony Financial, Ltd. Co.'s portfolio

What stocks does Symphony Financial, Ltd. Co. own?

Symphony Financial, Ltd. Co.'s latest 13F, for Q3 2026 and filed Oct 22, 2026, lists 358 positions worth $1.1B. The largest are Nvidia Corporation (NVDA) at 5.5%, Spdr Series Trust (SPTM) at 4.1%, State Street Spdr Portfolio S&p 500 Grow (SPYG) at 3.5%, Microsoft Corp (MSFT) at 3.2% and Apple Inc (AAPL) at 3.2%.

What did Symphony Financial, Ltd. Co. buy last quarter?

In Q3 2026, Symphony Financial, Ltd. Co. added Ishares Inc (IEMG) (+275.7% shares), Ishares Tr (IEFA) (+208.0% shares) and Micron Technology Inc (MU) (+101.5% shares), compared with its Q2 2026 filing.

What did Symphony Financial, Ltd. Co. sell last quarter?

In Q3 2026, Symphony Financial, Ltd. Co. cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Invesco Qqq Tr (QQQ), cut from its top 50 Bny Mellon ETF Trust (BKAG), cut from its top 50 Sun Life Financial Inc. (SLF), Ishares Tr (IVV) (-42.5% shares) and Visa Inc (V) (-8.4% shares), compared with its Q2 2026 filing.

How has Symphony Financial, Ltd. Co.'s portfolio performed?

A portfolio copying Symphony Financial, Ltd. Co.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +19.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +20.4% against +20.1%. Over 5 years: +9.9% a year against +11.6%.

When is Symphony Financial, Ltd. Co.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Symphony Financial, Ltd. Co.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Symphony Financial, Ltd. Co. manage?

Symphony Financial, Ltd. Co. reported $1.4B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.1B.