Q3 2026 13F · SEC CIK 2149098

Succession Financial, Inc.

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $101.7M
Reported positions: 47
Holdings vs S&P 500, 3 yrs: —
Assets under management: $210.3M

Succession Financial, Inc. is a wealth manager that reported 47 positions worth $101.7M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Direxion Shares ETF Trust (SPXL, 38.5%), Texas Instrs Inc (TXN, 13.6%), Vanguard Scottsdale Fds (VTC, 8.0%).

Succession Financial, Inc. holdings all 47 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Succession Financial, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPXLDirexion Shares ETF Trust	38.5%	38.2%	139,233	-4.2%	$39.1M
TXNTexas Instrs Inc	13.6%	14.3%	49,531	+0.0%	$13.9M
VTCVanguard Scottsdale Fds	8.0%	10.1%	112,099	-17.4%	$8.2M
FNDXSchwab Strategic Tr	6.8%	3.7%	218,205	+75.7%	$6.9M
GLDSpdr Gold Tr	5.3%	5.2%	14,291	-1.7%	$5.4M
FTECFidelity Covington Trust	5.2%	3.3%	17,483	+46.2%	$5.2M
FELCFidelity Covington Trust	1.6%	New	37,358	—	$1.6M
VGTVanguard World Fd	1.5%	1.4%	12,440	+0.0%	$1.6M
BRK-ABerkshire Hathaway Inc Del	1.5%	1.5%	2	+0.0%	$1.5M
MPCMarathon Petroleum	1.2%	0.7%	3,000	+0.0%	$1.2M
BRK-BBerkshire Hathaway Inc Del	1.1%	1.1%	2,253	-3.8%	$1.1M
NOBLProshares Tr	1.1%	1.1%	19,980	+0.0%	$1.1M
AAPLApple Inc	1.1%	0.9%	3,217	+0.1%	$1.1M
PLTRPalantir Technologies Inc	0.9%	0.2%	4,815	+133.1%	$901K
MSFTMicrosoft Corp	0.9%	0.3%	1,739	+123.5%	$892K
SPYState Str Spdr S&p 500 ETF T	0.8%	0.7%	1,022	+0.0%	$780K
SKORNorthern Trust Credit-Scored US Corporat	0.7%	New	14,173	—	$663K
PANWPalo Alto Networks Inc	0.6%	0.5%	1,602	+0.0%	$636K
MUBIshares Tr	0.6%	0.6%	5,926	+0.0%	$599K
AMZNAmazon Com Inc	0.6%	0.5%	2,270	+8.5%	$566K
JPMJpmorgan Chase & Co	0.5%	New	1,614	—	$534K
NVDANvidia Corporation	0.5%	New	2,170	—	$495K
140501AE7Capital Southwest Corp	0.5%	0.5%	464,000	-0.2%	$489K
CGMUCapital Grp Fixed Incm ETF T	0.5%	0.5%	18,162	+0.0%	$471K
GOOGAlphabet Inc	0.5%	0.5%	1,382	+0.3%	$471K
CVXChevron Corporation	0.5%	0.4%	2,249	+0.0%	$459K
VTIVanguard Index Fds	0.4%	0.4%	1,190	+2.0%	$445K
HDVIshares Tr	0.4%	0.4%	14,938	+0.0%	$418K
IVVIshares Tr	0.4%	0.5%	507	-24.4%	$388K
SIXGETF Ser Solutions	0.4%	0.4%	4,421	+0.0%	$376K
XLKSelect Sector Spdr Tr	0.4%	0.4%	1,906	+0.0%	$373K
XOMExxonmobil Holdings Corp	0.4%	New	2,206	—	$359K
TSMTaiwan Semiconductor Manufac	0.3%	0.3%	628	+1.8%	$286K
METAMeta Platforms Inc	0.3%	0.2%	377	-0.5%	$273K
NOCNorthrop Grumman Corp	0.3%	New	554	—	$268K
IYWIshares Tr	0.3%	0.2%	1,000	+0.0%	$265K
GDGeneral Dynamics Corp	0.3%	0.3%	788	+0.0%	$262K
LHXL3harris Technologies Inc	0.3%	0.3%	1,082	+17.7%	$256K
INTUIntuit	0.3%	0.2%	925	+0.0%	$255K
FENIFidelity Covington Trust	0.2%	0.2%	6,212	+13.5%	$248K
FBCGFidelity Covington Trust	0.2%	0.2%	3,872	+14.4%	$245K
VLUEIshares Tr	0.2%	0.2%	1,195	+14.8%	$237K
AVGOBroadcom Inc	0.2%	0.2%	664	+3.3%	$233K
TTTrane Technologies PLC	0.2%	0.2%	474	+0.0%	$214K
IBMInternational Business Machs	0.2%	0.3%	938	-26.7%	$206K
SPCXSpace Exploration Techn Corp	0.2%	0.2%	1,339	+1.4%	$202K
IFNAberdeen India Fd Inc	0.1%	0.1%	10,654	+0.0%	$113K

What Succession Financial, Inc. bought and sold in Q3 2026, against Q2 2026.

Sold out

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$101.7M	47
Q2 2026	$103.0M	49

Questions about Succession Financial, Inc.'s portfolio

What stocks does Succession Financial, Inc. own?

Succession Financial, Inc.'s latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 47 positions worth $101.7M. The largest are Direxion Shares ETF Trust (SPXL) at 38.5%, Texas Instrs Inc (TXN) at 13.6%, Vanguard Scottsdale Fds (VTC) at 8.0%, Schwab Strategic Tr (FNDX) at 6.8% and Spdr Gold Tr (GLD) at 5.3%.

What did Succession Financial, Inc. buy last quarter?

In Q3 2026, Succession Financial, Inc. added a new position in Fidelity Covington Trust (FELC), a new position in Northern Trust Credit-Scored US Corporat (SKOR), a new position in Jpmorgan Chase & Co (JPM), a new position in Nvidia Corporation (NVDA), a new position in Exxonmobil Holdings Corp (XOM), Palantir Technologies Inc (PLTR) (+133.1% shares), Microsoft Corp (MSFT) (+123.5% shares) and Schwab Strategic Tr (FNDX) (+75.7% shares), compared with its Q2 2026 filing.

What did Succession Financial, Inc. sell last quarter?

In Q3 2026, Succession Financial, Inc. sold all of Rbb Fd Inc (TBIL), sold all of Ishares Tr (TLH), sold all of Vanguard Index Fds (VUG), sold all of Travelers Companies Inc (TRV), sold all of Exxon Mobil Corp (XOM), International Business Machs (IBM) (-26.7% shares), Ishares Tr (IVV) (-24.4% shares) and Vanguard Scottsdale Fds (VTC) (-17.4% shares), compared with its Q2 2026 filing.

When is Succession Financial, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Succession Financial, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Succession Financial, Inc. manage?

Succession Financial, Inc. reported $210.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $101.7M.