Q3 2026 13F · SEC CIK 2095884

Split Rock Private Trading & Wealth Management, LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $148.8M
Reported positions: 50
Holdings vs S&P 500, 3 yrs: —
Assets under management: $356.1M

Split Rock Private Trading & Wealth Management, LLC is a wealth manager that reported 50 positions worth $148.8M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Spinnaker ETF Series (KOOL, 37.6%), Invesco Qqq Tr (QQQ, 5.7%), Apple Inc (AAPL, 5.7%).

Split Rock Private Trading & Wealth Management, LLC holdings all 50 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Split Rock Private Trading & Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
KOOLSpinnaker ETF Series	37.6%	37.6%	3,842,590	+0.3%	$55.9M
QQQInvesco Qqq Tr	5.7%	5.9%	11,554	-0.4%	$8.5M
AAPLApple Inc	5.7%	5.1%	25,484	-0.2%	$8.5M
TFLOIshares Tr	4.8%	5.0%	141,315	-1.5%	$7.2M
AMZNAmazon Com Inc	4.7%	4.6%	27,946	+0.3%	$7.0M
BUFRFirst Tr Exchng Traded Fd Vi	4.2%	4.1%	166,009	+1.9%	$6.2M
GTNDEa Series Trust	4.1%	4.1%	237,790	+2.0%	$6.1M
SFLRInnovator Etfs Trust	3.7%	3.7%	140,827	+1.3%	$5.5M
JAAAJanus Detroit Str Tr	3.5%	3.9%	103,327	-7.8%	$5.2M
XLPSelect Sector Spdr Tr	3.5%	3.6%	64,570	+2.4%	$5.2M
FBNDFidelity Merrimack Str Tr	2.1%	4.0%	71,561	-44.9%	$3.1M
LMBSFirst Tr Exchange-Traded Fd	1.8%	1.5%	54,752	+28.7%	$2.7M
CSHINeos ETF Trust	1.5%	New	46,330	—	$2.3M
NOBLProshares Tr	1.5%	1.5%	40,769	+2.3%	$2.2M
IBIEIshares Tr	1.4%	1.5%	83,217	+1.4%	$2.1M
MSFTMicrosoft Corp	1.4%	1.1%	4,032	-2.7%	$2.1M
BALTInnovator Etfs Trust	1.3%	New	57,051	—	$2.0M
NVDANvidia Corporation	1.2%	1.1%	7,743	+0.2%	$1.8M
FGDFirst Tr Exchange-Traded Fd	1.1%	1.1%	48,666	-1.0%	$1.6M
GLDICredit Suisse Nassau Branc	0.7%	0.7%	7,370	+4.3%	$1.0M
BRK-BBerkshire Hathaway Inc Del	0.7%	0.7%	2,032	+0.0%	$1.0M
SPEMSpdr Index Shs Fds	0.6%	0.6%	16,701	-0.1%	$864K
SLVOUbs AG	0.5%	0.5%	12,531	+2.4%	$810K
MUBIshares Tr	0.5%	0.5%	7,932	+11.6%	$802K
PWRQuanta Svcs Inc	0.5%	0.7%	1,232	-16.8%	$791K
EBUFInnovator Etfs Trust	0.5%	0.5%	23,543	-0.4%	$746K
FBTCFidelity Wise Origin Bitcoin	0.4%	0.3%	9,013	+1.8%	$655K
XOMExxonmobil Holdings Corp	0.4%	New	3,237	—	$527K
AMDAdvanced Micro Devices Inc	0.3%	0.3%	764	+12.5%	$468K
ACYSFirst Tr Exchange-Traded Fd	0.3%	0.3%	20,794	+7.7%	$428K
SUBIshares Tr	0.3%	0.2%	3,991	+26.4%	$417K
TDVProshares Tr	0.3%	0.3%	3,880	+0.0%	$386K
WMTWalmart Inc	0.3%	0.3%	3,703	+0.9%	$385K
EVTRMorgan Stanley ETF Trust	0.2%	0.3%	7,590	+0.0%	$366K
BIVVanguard Bd Index Fds	0.2%	0.3%	4,955	+0.0%	$361K
AVGOBroadcom Inc	0.2%	0.3%	1,014	-9.5%	$356K
IVVIshares Tr	0.2%	0.2%	399	+0.0%	$306K
SPCXSpace Exploration Techn Corp	0.2%	New	1,957	—	$295K
AVDEAvantis International Equity ETF	0.2%	0.2%	3,253	+9.5%	$293K
JMBSJanus Detroit Str Tr	0.2%	0.6%	6,076	-69.0%	$257K
FDVVFidelity Covington Trust	0.2%	0.2%	4,084	-0.0%	$248K
AVUVAmerican Centy ETF Tr	0.2%	0.2%	2,077	-13.3%	$245K
IWSIshares Tr	0.2%	0.2%	1,461	+0.0%	$235K
IWPIshares Tr	0.2%	0.2%	1,670	+0.0%	$230K
AGIAlamos Gold Inc	0.2%	0.1%	6,990	+0.0%	$226K
AVLVAmerican Centy ETF Tr	0.1%	New	2,392	—	$216K
VCITVanguard Scottsdale Fds	0.1%	0.2%	2,760	+0.0%	$216K
RDVIFirst Tr Exchange-Traded Fd	0.1%	0.2%	7,696	-0.0%	$215K
SDYSpdr Ser Tr	0.1%	0.1%	1,418	+0.0%	$208K
ELDNEledon Pharmaceuticals Inc	0.0%	0.0%	10,000	+0.0%	$25K

What Split Rock Private Trading & Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

Sold out

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$148.8M	50
Q2 2026	$145.8M	49
Q1 2026	$129.2M	46
Q4 2025	$124.8M	36

Questions about Split Rock Private Trading & Wealth Management, LLC's portfolio

What stocks does Split Rock Private Trading & Wealth Management, LLC own?

Split Rock Private Trading & Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 50 positions worth $148.8M. The largest are Spinnaker ETF Series (KOOL) at 37.6%, Invesco Qqq Tr (QQQ) at 5.7%, Apple Inc (AAPL) at 5.7%, Ishares Tr (TFLO) at 4.8% and Amazon Com Inc (AMZN) at 4.7%.

What did Split Rock Private Trading & Wealth Management, LLC buy last quarter?

In Q3 2026, Split Rock Private Trading & Wealth Management, LLC added a new position in Neos ETF Trust (CSHI), a new position in Innovator Etfs Trust (BALT), a new position in Exxonmobil Holdings Corp (XOM), a new position in Space Exploration Techn Corp (SPCX), a new position in American Centy ETF Tr (AVLV), First Tr Exchange-Traded Fd (LMBS) (+28.7% shares), Ishares Tr (SUB) (+26.4% shares) and Advanced Micro Devices Inc (AMD) (+12.5% shares), compared with its Q2 2026 filing.

What did Split Rock Private Trading & Wealth Management, LLC sell last quarter?

In Q3 2026, Split Rock Private Trading & Wealth Management, LLC sold all of Vanguard Instl Index Fd (VBIL), sold all of Exxon Mobil Corp (XOM), sold all of United Parcel Svcs Inc (UPS), sold all of Oracle Corp (ORCL), Janus Detroit Str Tr (JMBS) (-69.0% shares), Fidelity Merrimack Str Tr (FBND) (-44.9% shares) and Quanta Svcs Inc (PWR) (-16.8% shares), compared with its Q2 2026 filing.

When is Split Rock Private Trading & Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Split Rock Private Trading & Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Split Rock Private Trading & Wealth Management, LLC manage?

Split Rock Private Trading & Wealth Management, LLC reported $356.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $148.8M.