Q3 2026 13F · SEC CIK 1632078

Spectrum Asset Management, Inc. (NB/CA)

Asset managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $346.1M
Reported positions: 110
Top holdings a year, 3 yrs: +13.6%
Average holding period: 3.1 yrs

Spectrum Asset Management, Inc. (NB/CA) is an asset manager that reported 110 positions worth $346.1M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Wells Fargo & Co (WFC, 9.0%), Vanguard Bd Index Fds (VUSB, 6.7%), Invesco Exchange Traded Fd T (RSP, 5.3%). A portfolio copying its top holdings returned 13.6% a year over the last 3 years, against 20.4% for the S&P 500.

Spectrum Asset Management, Inc. (NB/CA) holdings largest 50 of 110 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Spectrum Asset Management, Inc. (NB/CA) 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
WFCWells Fargo & Co	9.0%	9.3%	388,794	-4.5%	$31.1M
VUSBVanguard Bd Index Fds	6.7%	6.7%	471,176	-3.4%	$23.3M
RSPInvesco Exchange Traded Fd T	5.3%	7.4%	88,153	-30.0%	$18.3M
SCHVSchwab Strategic Tr	5.2%	5.1%	535,226	+2.0%	$17.8M
DMAYFirst Tr Exchng Traded Fd Vi	3.8%	3.6%	272,747	-0.2%	$13.1M
DSEPFirst Tr Exchng Traded Fd Vi	3.8%	3.4%	266,981	+4.8%	$13.0M
IAUIshares Gold Tr	3.7%	3.3%	162,896	+2.1%	$12.7M
DMARFirst Tr Exchng Traded Fd Vi	3.2%	3.1%	245,860	-0.5%	$11.2M
SCHFSchwab Strategic Tr	2.7%	1.9%	341,220	+38.7%	$9.4M
YMARFirst Tr Exchng Traded Fd Vi	2.1%	2.0%	251,687	-0.3%	$7.3M
DFEBFirst Tr Exchng Traded Fd Vi	2.1%	2.0%	137,608	-1.6%	$7.1M
SCHGSchwab Strategic Tr	2.0%	1.7%	197,461	+9.0%	$7.1M
CVXChevron Corporation	1.9%	1.5%	31,910	-1.3%	$6.5M
XOMExxonmobil Holdings Corp	1.9%	—	39,651	—	$6.5M
ILMNIllumina Inc	1.8%	1.2%	23,111	-2.0%	$6.3M
CSCOCisco Sys Inc	1.7%	1.8%	53,565	-2.2%	$5.8M
DDECFirst Tr Exchng Traded Fd Vi	1.6%	1.6%	115,653	-2.3%	$5.6M
GOOGAlphabet Inc	1.6%	1.8%	16,010	-15.0%	$5.5M
XLVSelect Sector Spdr Tr	1.5%	—	30,846	—	$5.2M
USMVIshares Tr	1.5%	1.4%	52,787	+0.4%	$5.1M
MSFTMicrosoft Corp	1.4%	1.0%	9,596	-1.5%	$4.9M
ABBVAbbvie Inc	1.3%	1.3%	17,730	-2.4%	$4.6M
DJUNFirst Tr Exchng Traded Fd Vi	1.3%	1.3%	90,014	-2.3%	$4.5M
WMTWalmart Inc	1.2%	1.3%	40,303	-0.3%	$4.2M
EMEEmcor Group Inc	1.2%	1.3%	5,377	-2.7%	$4.1M
SCJIshares Inc	1.1%	1.0%	36,129	+2.2%	$4.0M
SCHWCharles Schwab Corp (the)	1.1%	1.0%	39,265	-2.3%	$3.8M
FCXFreeport Mcmoran Inc	1.1%	1.0%	54,743	-2.1%	$3.8M
XLESelect Sector Spdr Tr	1.1%	0.9%	60,588	+0.9%	$3.7M
EMREmerson Elec Co	1.0%	0.9%	23,000	-3.0%	$3.6M
DUKDuke Energy Corp New	1.0%	1.0%	28,959	-1.9%	$3.3M
CLOXSeries Portfolios Tr	0.9%	0.9%	127,301	+2.4%	$3.3M
NVSNovartis AG	0.9%	1.0%	22,272	-2.3%	$3.2M
BRK-BBerkshire Hathaway Inc Del	0.9%	0.9%	6,313	-1.7%	$3.1M
EWEdwards Lifesciences Corp	0.9%	0.9%	34,970	-2.9%	$3.0M
LHXL3harris Technologies Inc	0.9%	1.0%	12,528	-1.6%	$3.0M
ESGUIshares Tr	0.8%	0.8%	17,592	+2.9%	$2.9M
SGOVIshares Tr	0.8%	1.2%	28,562	-34.1%	$2.9M
SCHRSchwab Strategic Tr	0.8%	0.9%	112,870	-13.5%	$2.7M
SPYState Str Spdr S&p 500 ETF T	0.7%	0.7%	3,221	-0.1%	$2.5M
SCHBSchwab Strategic Tr	0.7%	0.6%	82,157	+2.4%	$2.4M
BRK-ABerkshire Hathaway Inc Del	0.6%	0.6%	3	+0.0%	$2.2M
LINLinde PLC	0.6%	0.7%	4,619	-2.1%	$2.2M
ORCLOracle Corp	0.6%	0.6%	15,441	-2.3%	$2.1M
SOLSSolstice Advanced Matls Inc	0.6%	0.7%	35,560	+17.4%	$2.0M
AAPLApple Inc	0.6%	—	5,929	—	$2.0M
DJANFirst Tr Exchng Traded Fd Vi	0.5%	0.5%	39,662	-0.9%	$1.9M
GOOGLAlphabet Inc	0.5%	0.5%	5,104	+0.2%	$1.8M
HONHoneywell Intl Inc	0.5%	0.6%	7,389	-16.6%	$1.6M
DNOVFirst Tr Exchng Traded Fd Vi	0.4%	—	28,275	—	$1.5M

What Spectrum Asset Management, Inc. (NB/CA) bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

SCHF Schwab Strategic Tr+38.7% shares
SOLS Solstice Advanced Matls Inc+17.4% shares
SCHG Schwab Strategic Tr+9.0% shares

Reduced

SGOV Ishares Tr-34.1% shares
RSP Invesco Exchange Traded Fd T-30.0% shares
HON Honeywell Intl Inc-16.6% shares
GOOG Alphabet Inc-15.0% shares
SCHR Schwab Strategic Tr-13.5% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +13.5% /yr; S&P 500 +20.1%
3 years: +13.6% /yr; S&P 500 +20.4%
5 years: +5.9% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$346.1M	110
Q2 2026	$360.2M	113
Q1 2026	$314.8M	107
Q4 2025	$299.8M	105
Q3 2025	$284.4M	108
Q2 2025	$230.1M	96
Q1 2025	$225.1M	84
Q4 2024	$222.6M	94
Q3 2024	$236.4M	94
Q2 2024	$216.2M	92
Q1 2024	$233.2M	98
Q4 2023	$225.8M	88

Questions about Spectrum Asset Management, Inc. (NB/CA)'s portfolio

What stocks does Spectrum Asset Management, Inc. (NB/CA) own?

Spectrum Asset Management, Inc. (NB/CA)'s latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 110 positions worth $346.1M. The largest are Wells Fargo & Co (WFC) at 9.0%, Vanguard Bd Index Fds (VUSB) at 6.7%, Invesco Exchange Traded Fd T (RSP) at 5.3%, Schwab Strategic Tr (SCHV) at 5.2% and First Tr Exchng Traded Fd Vi (DMAY) at 3.8%.

What did Spectrum Asset Management, Inc. (NB/CA) buy last quarter?

In Q3 2026, Spectrum Asset Management, Inc. (NB/CA) added Schwab Strategic Tr (SCHF) (+38.7% shares), Solstice Advanced Matls Inc (SOLS) (+17.4% shares) and Schwab Strategic Tr (SCHG) (+9.0% shares), compared with its Q2 2026 filing.

What did Spectrum Asset Management, Inc. (NB/CA) sell last quarter?

In Q3 2026, Spectrum Asset Management, Inc. (NB/CA) cut from its top 50 Ishares Tr (LQD), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Ishares Inc (EMXC), cut from its top 50 Honeywell Aerospace Inc (HONA), Ishares Tr (SGOV) (-34.1% shares), Invesco Exchange Traded Fd T (RSP) (-30.0% shares) and Honeywell Intl Inc (HON) (-16.6% shares), compared with its Q2 2026 filing.

How has Spectrum Asset Management, Inc. (NB/CA)'s portfolio performed?

A portfolio copying Spectrum Asset Management, Inc. (NB/CA)'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.6% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +13.5% against +20.1%. Over 5 years: +5.9% a year against +11.6%.

When is Spectrum Asset Management, Inc. (NB/CA)'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Spectrum Asset Management, Inc. (NB/CA)'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.