Q3 2026 13F · SEC CIK 1633697

Sowell Financial Services LLC

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $3.1B
Reported positions: 1,156
Top holdings a year, 3 yrs: +20.0%
Assets under management: $4.8B

Sowell Financial Services LLC is a wealth manager that reported 1,156 positions worth $3.1B in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Apple Inc (AAPL, 4.1%), Nvidia Corporation (NVDA, 3.0%), Invesco Qqq Tr (QQQ, 2.9%). A portfolio copying its top holdings returned 20.0% a year over the last 3 years, against 22.3% for the S&P 500.

Sowell Financial Services LLC holdings largest 50 of 1,156 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Sowell Financial Services LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	4.1%	4.0%	383,340	-8.9%	$127.7M
NVDANvidia Corporation	3.0%	2.7%	415,598	+0.6%	$94.9M
QQQInvesco Qqq Tr	2.9%	2.9%	123,436	+1.2%	$91.3M
MSFTMicrosoft Corp	2.5%	1.9%	152,081	+0.1%	$78.0M
SPYState Str Spdr S&p 500 ETF T	2.0%	2.1%	83,345	-3.6%	$63.6M
IVVIshares Tr	2.0%	1.9%	80,814	+1.6%	$61.9M
WLDRTwo Rds Shared Tr	1.8%	1.8%	1,208,959	+1.6%	$56.4M
AMZNAmazon Com Inc	1.8%	1.7%	226,048	+1.4%	$56.3M
QUALIshares Tr	1.3%	1.3%	177,697	-0.0%	$39.5M
RAYDAdvisors Inner Circle Fd III	1.1%	1.1%	927,067	+1.9%	$35.7M
JAAAJanus Detroit Str Tr	1.0%	1.0%	628,105	+0.8%	$31.7M
GOOGLAlphabet Inc	1.0%	1.2%	91,561	-8.4%	$31.5M
BRK-BBerkshire Hathaway Inc Del	1.0%	1.0%	60,477	-1.1%	$30.1M
METAMeta Platforms Inc	0.9%	0.7%	38,700	+4.3%	$28.1M
GOOGAlphabet Inc	0.8%	0.9%	76,695	+2.8%	$26.1M
SMHVaneck ETF Trust	0.8%	1.1%	41,686	-18.6%	$25.4M
AGGIshares Tr	0.8%	0.8%	260,613	+5.2%	$24.6M
AGGHSimplify Exchange Traded Fun	0.8%	0.8%	1,235,071	+1.3%	$23.4M
JPMJpmorgan Chase & Co	0.7%	0.8%	70,220	-0.4%	$23.2M
IEFAIshares Tr	0.7%	0.8%	238,489	-3.1%	$23.1M
VTVVanguard Index Fds	0.7%	0.7%	104,673	-0.5%	$22.6M
SPLGSpdr Series Trust	0.7%	0.6%	250,061	+15.3%	$22.4M
VOOVanguard Index Fds	0.7%	0.7%	29,011	-1.0%	$20.3M
AVGOBroadcom Inc	0.6%	0.6%	54,883	+6.7%	$19.3M
GCORGoldman Sachs ETF Tr	0.6%	0.5%	466,491	+16.8%	$18.3M
MAMastercard Incorporated	0.6%	0.5%	31,220	-4.2%	$17.2M
COSTCostco Wholesale Corporation	0.6%	0.6%	18,900	+0.1%	$17.2M
PGHYInvesco Exch Traded Fd Tr II	0.6%	0.6%	899,711	+0.9%	$17.2M
MUMicron Technology Inc	0.5%	0.6%	15,983	+9.6%	$17.0M
XOMExxonmobil Holdings Corp	0.5%	—	103,867	—	$16.9M
XLKSelect Sector Spdr Tr	0.5%	0.5%	82,003	-1.3%	$16.1M
VVisa Inc	0.5%	0.5%	41,223	-3.6%	$14.8M
USMVIshares Tr	0.5%	—	150,971	—	$14.7M
JNJJohnson & Johnson	0.5%	0.5%	55,176	-3.6%	$14.6M
CVXChevron Corporation	0.5%	0.4%	70,210	-4.1%	$14.3M
XMHQInvesco Exchange Traded Fd T	0.5%	0.5%	128,298	+2.0%	$14.3M
AMDAdvanced Micro Devices Inc	0.5%	0.4%	23,352	+3.7%	$14.3M
CATCaterpillar Inc	0.5%	0.6%	17,534	-0.0%	$14.2M
QQQMInvesco Exch Traded Fd Tr II	0.5%	0.4%	46,192	+5.6%	$14.1M
PLTRPalantir Technologies Inc	0.5%	—	75,204	—	$14.1M
WMTWalmart Inc	0.4%	0.5%	131,973	-1.7%	$13.7M
DFAUDimensional ETF Trust	0.4%	0.4%	260,960	+12.0%	$13.7M
DELLDell Technologies Inc	0.4%	—	24,036	—	$12.9M
SGOVIshares Tr	0.4%	0.5%	126,183	-9.3%	$12.7M
ABBVAbbvie Inc	0.4%	0.4%	48,301	+9.0%	$12.6M
IAUIshares Gold Tr	0.4%	—	161,542	—	$12.6M
SOXXIshares Tr	0.4%	—	22,160	—	$12.6M
TSLATesla Inc	0.4%	0.5%	35,065	+7.1%	$12.4M
GSLCGoldman Sachs ETF Tr	0.4%	—	85,612	—	$12.4M
INCMFranklin Templeton ETF Tr	0.4%	0.4%	435,583	+2.3%	$12.4M

What Sowell Financial Services LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +7.5% /yr; S&P 500 +11.7%
3 years: +20.0% /yr; S&P 500 +22.3%
5 years: +9.7% /yr; S&P 500 +10.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$3.1B	1,156
Q2 2026	$3.1B	1,162
Q1 2026	$2.7B	1,123
Q4 2025	$2.7B	1,106
Q3 2025	$2.6B	1,068
Q2 2025	$2.5B	1,040
Q1 2025	$2.2B	1,007
Q4 2024	$1.9B	505
Q3 2024	$2.2B	530
Q2 2024	$2.1B	521
Q1 2024	$2.1B	544
Q4 2023	$1.8B	526

Questions about Sowell Financial Services LLC's portfolio

What stocks does Sowell Financial Services LLC own?

Sowell Financial Services LLC's latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 1,156 positions worth $3.1B. The largest are Apple Inc (AAPL) at 4.1%, Nvidia Corporation (NVDA) at 3.0%, Invesco Qqq Tr (QQQ) at 2.9%, Microsoft Corp (MSFT) at 2.5% and State Str Spdr S&p 500 ETF T (SPY) at 2.0%.

What did Sowell Financial Services LLC buy last quarter?

In Q3 2026, Sowell Financial Services LLC added Goldman Sachs ETF Tr (GCOR) (+16.8% shares), Spdr Series Trust (SPLG) (+15.3% shares) and Dimensional ETF Trust (DFAU) (+12.0% shares), compared with its Q2 2026 filing.

What did Sowell Financial Services LLC sell last quarter?

In Q3 2026, Sowell Financial Services LLC cut from its top 50 J P Morgan Exchange Traded F (JPST), cut from its top 50 Cisco Sys Inc (CSCO), cut from its top 50 Ishares Tr (IWF), cut from its top 50 Bank of Amer Corp (BAC), cut from its top 50 Coca Cola Co (KO), Vaneck ETF Trust (SMH) (-18.6% shares), Ishares Tr (SGOV) (-9.3% shares) and Apple Inc (AAPL) (-8.9% shares), compared with its Q2 2026 filing.

How has Sowell Financial Services LLC's portfolio performed?

A portfolio copying Sowell Financial Services LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.0% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +7.5% against +11.7%. Over 5 years: +9.7% a year against +10.6%.

When is Sowell Financial Services LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Sowell Financial Services LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Sowell Financial Services LLC manage?

Sowell Financial Services LLC reported $4.8B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $3.1B.