Q3 2026 13F · SEC CIK 1730960

Sound Income Strategies, LLC

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $2.2B
Reported positions: 478
Top holdings a year, 3 yrs: +2.7%
Assets under management: $4.2B

Sound Income Strategies, LLC is a wealth manager that reported 478 positions worth $2.2B in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were Hercules Capital Inc (HTGC, 2.8%), Ares Capital Corp (ARCC, 2.7%), Blue Owl Capital Corp. (OBDC, 2.5%). A portfolio copying its top holdings returned 2.7% a year over the last 3 years, against 20.4% for the S&P 500.

Sound Income Strategies, LLC holdings largest 50 of 478 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Sound Income Strategies, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
HTGCHercules Capital Inc	2.8%	2.6%	3,777,695	+3.0%	$62.5M
ARCCAres Capital Corp	2.7%	2.3%	3,195,050	+15.5%	$59.9M
OBDCBlue Owl Capital Corp.	2.5%	2.1%	5,549,823	+32.0%	$56.4M
TSLXSixth Street Specialty Lendi	2.0%	2.1%	2,500,571	-7.6%	$43.9M
FDUSFidus Invt Corp	1.9%	—	2,193,829	—	$41.9M
GBDCGolub Cap Bdc Inc Com	1.9%	2.2%	3,422,189	-11.7%	$41.8M
AAPLApple Inc	1.5%	1.2%	96,557	+0.8%	$32.9M
SHYGIshares Tr	1.4%	1.9%	760,280	-25.3%	$31.3M
HYEMVaneck ETF Trust	1.3%	1.9%	1,534,436	-25.6%	$29.7M
FXEDTidal Trust I	1.3%	1.4%	1,760,737	-1.9%	$29.2M
VICIVici Pptys Inc	1.3%	0.9%	1,280,017	+76.1%	$29.2M
OMCOmnicom Group Inc	1.2%	1.2%	365,161	+1.6%	$27.9M
SEIXVirtus ETF Tr II	1.2%	—	1,191,584	—	$27.6M
ABBVAbbvie Inc	1.2%	1.1%	98,943	+2.1%	$27.0M
EMHYIshares Inc	1.2%	1.8%	689,423	-29.3%	$26.6M
GEF-BGreif Inc	1.2%	1.0%	245,887	+1.0%	$26.5M
CSCOCisco Sys Inc	1.2%	1.2%	226,031	+0.1%	$26.0M
TTETotalenergies SE	1.1%	1.0%	295,717	+2.1%	$25.4M
PFGPrincipal Financial Group in	1.1%	1.1%	220,590	-0.9%	$24.2M
ACNAccenture PLC Ireland	1.1%	—	113,209	—	$23.6M
PRGOPerrigo Co PLC	1.0%	0.7%	1,615,467	+3.9%	$23.4M
BXSLBlackstone Secd Lending Fd	1.0%	1.9%	949,195	-47.9%	$22.9M
PFEPfizer Inc	1.0%	0.9%	819,569	+1.7%	$22.8M
NVDANvidia Corporation	1.0%	0.9%	95,787	-1.0%	$22.1M
SDEITidal Trust I	1.0%	1.0%	738,831	-2.5%	$21.8M
PINEAlpine Income Ppty Tr Inc	0.9%	1.2%	1,184,498	-4.1%	$21.2M
CSWCCapital Southwest Corporation	0.9%	1.0%	876,046	-6.2%	$20.8M
AMCRAmcor PLC	0.9%	0.9%	489,527	+2.0%	$20.5M
NNNNnn REIT Inc	0.9%	1.0%	496,322	+0.7%	$20.0M
ORealty Income Corp.	0.9%	1.0%	368,301	+0.8%	$20.0M
SBRASabra Health Care REIT Inc	0.9%	0.9%	1,051,751	+8.3%	$19.8M
AMTAmerican Tower Corp	0.9%	0.8%	118,811	+14.5%	$19.8M
PGHYInvesco Exch Traded Fd Tr II	0.9%	—	1,039,260	—	$19.7M
PFLTPennantpark Floating Rate Capital Ltd.	0.9%	1.8%	2,930,953	-43.9%	$19.6M
MSFTMicrosoft Corp	0.9%	—	37,456	—	$19.6M
TRINTrinity Cap Inc	0.9%	1.0%	1,131,116	-10.9%	$19.4M
CFGCitizens Finl Group Inc	0.9%	0.9%	301,284	+1.1%	$19.3M
MTBM & T Bank Corp	0.9%	1.1%	88,303	-11.5%	$19.2M
JPMBJpmorgan Chase Bank Na	0.9%	—	503,522	—	$19.1M
CRBGCorebridge Finl Inc	0.8%	—	553,544	—	$19.1M
ENBEnbridge Inc	0.8%	1.0%	408,721	+2.6%	$19.0M
GLPIGaming & Leisure P	0.8%	0.9%	492,285	+10.2%	$18.8M
TAt&t Inc	0.8%	—	754,818	—	$18.8M
QYLDGlobal X Fds	0.8%	0.9%	1,004,667	-4.0%	$18.7M
SLRCSlr Investment Corp	0.8%	—	1,629,154	—	$18.7M
IVVIshares Tr	0.8%	0.8%	23,760	+3.6%	$18.5M
GTYGetty Rlty Corp New	0.8%	—	656,844	—	$18.3M
CCitigroup Inc	0.8%	1.0%	140,683	-13.2%	$18.0M
QGRWWisdomtree Tr	0.8%	—	250,072	—	$17.4M
ESEversource Energy	0.8%	0.8%	259,791	+2.2%	$17.1M

What Sound Income Strategies, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: -2.4% /yr; S&P 500 +20.1%
3 years: +2.7% /yr; S&P 500 +20.4%
5 years: -1.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$2.2B	478
Q2 2026	$2.2B	483
Q1 2026	$2.1B	2,593
Q4 2025	$2.1B	2,513
Q3 2025	$1.8B	1,700
Q2 2025	$1.7B	1,608
Q1 2025	$1.7B	1,557
Q4 2024	$1.6B	1,478
Q3 2024	$1.6B	1,409
Q2 2024	$1.6B	1,376
Q1 2024	$1.3B	1,349
Q4 2023	$1.2B	1,319

Questions about Sound Income Strategies, LLC's portfolio

What stocks does Sound Income Strategies, LLC own?

Sound Income Strategies, LLC's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 478 positions worth $2.2B. The largest are Hercules Capital Inc (HTGC) at 2.8%, Ares Capital Corp (ARCC) at 2.7%, Blue Owl Capital Corp. (OBDC) at 2.5%, Sixth Street Specialty Lendi (TSLX) at 2.0% and Fidus Invt Corp (FDUS) at 1.9%.

What did Sound Income Strategies, LLC buy last quarter?

In Q3 2026, Sound Income Strategies, LLC added Vici Pptys Inc (VICI) (+76.1% shares), Blue Owl Capital Corp. (OBDC) (+32.0% shares) and Ares Capital Corp (ARCC) (+15.5% shares), compared with its Q2 2026 filing.

What did Sound Income Strategies, LLC sell last quarter?

In Q3 2026, Sound Income Strategies, LLC cut from its top 50 Simon Ppty Group Inc New (SPG), cut from its top 50 Caretrust REIT Inc (CTRE), cut from its top 50 National Health Invs Inc (NHI), cut from its top 50 International Business Machs (IBM), cut from its top 50 Gsk PLC (GSK), Blackstone Secd Lending Fd (BXSL) (-47.9% shares), Pennantpark Floating Rate Capital Ltd. (PFLT) (-43.9% shares) and Ishares Inc (EMHY) (-29.3% shares), compared with its Q2 2026 filing.

How has Sound Income Strategies, LLC's portfolio performed?

A portfolio copying Sound Income Strategies, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +2.7% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: -2.4% against +20.1%. Over 5 years: -1.1% a year against +11.6%.

When is Sound Income Strategies, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Sound Income Strategies, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Sound Income Strategies, LLC manage?

Sound Income Strategies, LLC reported $4.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $2.2B.