Q3 2026 13F · SEC CIK 2032436

Smith Thornton Advisors LLC

Institutional asset managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $228.5M
Reported positions: 139
Holdings vs S&P 500, 3 yrs: —
Assets under management: $852.3M

Smith Thornton Advisors LLC is an institutional asset manager that reported 139 positions worth $228.5M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Capital Group Dividend Value (CGDV, 5.6%), Capital Group Growth ETF (CGGR, 4.8%), Victoryshares Short (USTB, 3.2%).

Smith Thornton Advisors LLC holdings largest 50 of 139 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Smith Thornton Advisors LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
CGDVCapital Group Dividend Value	5.6%	5.5%	260,296	+2.2%	$12.7M
CGGRCapital Group Growth ETF	4.8%	4.6%	229,823	+2.7%	$10.9M
USTBVictoryshares Short	3.2%	3.1%	146,328	+3.4%	$7.3M
CGGOCapital Group Gbl Growth Eqt	3.1%	3.1%	180,506	+3.5%	$7.2M
UITBVictory Portfolios II	3.1%	3.1%	158,870	+4.0%	$7.1M
SPDWSpdr Index Shs Fds	3.0%	2.9%	137,814	+4.1%	$6.9M
IWRIshares Tr	2.8%	2.8%	59,181	+3.3%	$6.3M
IVVIshares Tr	2.7%	2.7%	8,197	+1.9%	$6.3M
CGCPCapital Grp Fixed Incm ETF T	2.7%	2.7%	287,870	+2.4%	$6.1M
MINTPimco Enhanced Short Maturity Active Exc	2.6%	2.5%	58,538	+4.2%	$5.9M
DGROIshares Tr	2.6%	2.6%	77,330	+3.1%	$5.8M
GOOGLAlphabet Inc	2.5%	2.6%	16,902	+0.1%	$5.8M
CGCBCapital Grp Fixed Incm ETF T	2.4%	2.5%	217,699	-1.8%	$5.4M
AAPLApple Inc	2.3%	2.3%	15,779	-3.1%	$5.3M
IAUIshares Gold Tr	2.2%	2.1%	64,140	+2.6%	$5.0M
MSFTMicrosoft Corp	2.2%	1.7%	9,758	+1.8%	$5.0M
CGMMCapital Group Equity ETF Tr	2.0%	2.1%	148,752	+2.6%	$4.6M
QQQInvesco Qqq Tr	1.9%	1.8%	5,987	+2.1%	$4.4M
METAMeta Platforms Inc	1.7%	1.5%	5,336	+1.2%	$3.9M
EMXCIshares Inc	1.7%	1.5%	38,238	+2.7%	$3.8M
GLGlobe Life Inc	1.6%	1.8%	22,514	+0.0%	$3.7M
SCHASchwab Strategic Tr	1.6%	1.7%	113,559	+1.5%	$3.7M
FLTRVaneck ETF Trust	1.5%	1.5%	135,398	+1.1%	$3.5M
COWZPacer Fds Tr	1.5%	1.4%	50,152	+3.2%	$3.3M
RFRegions Financial Corp New	1.2%	1.4%	104,812	+0.0%	$2.8M
AIRRFirst Tr Exchange Traded Fd	1.1%	1.3%	25,168	+2.2%	$2.6M
NVDANvidia Corporation	1.1%	1.0%	10,826	+0.3%	$2.5M
WMTWalmart Inc	1.0%	1.1%	21,182	-0.2%	$2.2M
JPMJpmorgan Chase & Co	1.0%	1.0%	6,603	+0.0%	$2.2M
XOMExxonmobil Holdings Corp	1.0%	—	13,402	—	$2.2M
CGBLCapital Group Core Balanced	0.9%	0.8%	56,957	+16.7%	$2.1M
AMZNAmazon Com Inc	0.9%	0.9%	8,127	+0.4%	$2.0M
KOCoca Cola Co	0.8%	0.8%	22,036	+0.0%	$1.9M
SUBIshares Tr	0.8%	0.8%	16,789	-1.2%	$1.8M
VOOVanguard Index Fds	0.7%	0.7%	2,439	-0.2%	$1.7M
CGSDCapital Grp Fixed Incm ETF T	0.7%	0.8%	66,995	-0.4%	$1.7M
BRK-BBerkshire Hathaway Inc Del	0.7%	0.7%	3,191	+0.7%	$1.6M
IJHIshares Tr	0.7%	0.7%	21,505	+0.0%	$1.5M
CGSMCapital Grp Fixed Incm ETF T	0.7%	0.7%	59,890	+0.0%	$1.5M
TAt&t Inc	0.7%	0.6%	62,036	+0.1%	$1.5M
BACBank of Amer Corp	0.7%	0.7%	27,802	+0.0%	$1.5M
CGMUCapital Grp Fixed Incm ETF T	0.7%	0.7%	58,210	-3.3%	$1.5M
SOSouthern Co	0.7%	0.8%	18,131	-1.8%	$1.5M
SPYState Str Spdr S&p 500 ETF T	0.6%	0.6%	1,854	+0.0%	$1.4M
LLYEli Lilly & Co	0.6%	0.6%	1,189	+0.0%	$1.4M
TSLATesla Inc	0.6%	0.7%	3,863	+2.2%	$1.4M
IBMInternational Business Machs	0.6%	0.7%	5,826	+0.3%	$1.3M
SFBSServisfirst Bancshares Inc	0.5%	0.6%	30,310	+100.0%	$1.2M
CSCOCisco Sys Inc	0.5%	0.6%	10,975	+0.4%	$1.2M
JNJJohnson & Johnson	0.5%	—	4,351	—	$1.2M

What Smith Thornton Advisors LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

SFBS Servisfirst Bancshares Inc+100.0% shares
CGBL Capital Group Core Balanced+16.7% shares

Reduced

No position shrank by more than 5%.

Left the top 50

XOM Exxon Mobil Corpwas 0.9%
MUNI Pimco ETF Trwas 0.5%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$228.5M	139
Q2 2026	$227.0M	140
Q1 2026	$198.6M	130
Q4 2025	$196.6M	127
Q3 2025	$190.6M	132
Q2 2025	$174.0M	132
Q1 2025	$160.7M	131
Q4 2024	$158.3M	138
Q3 2024	$152.2M	136
Q2 2024	$135.8M	126

Questions about Smith Thornton Advisors LLC's portfolio

What stocks does Smith Thornton Advisors LLC own?

Smith Thornton Advisors LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 139 positions worth $228.5M. The largest are Capital Group Dividend Value (CGDV) at 5.6%, Capital Group Growth ETF (CGGR) at 4.8%, Victoryshares Short (USTB) at 3.2%, Capital Group Gbl Growth Eqt (CGGO) at 3.1% and Victory Portfolios II (UITB) at 3.1%.

What did Smith Thornton Advisors LLC buy last quarter?

In Q3 2026, Smith Thornton Advisors LLC added Servisfirst Bancshares Inc (SFBS) (+100.0% shares) and Capital Group Core Balanced (CGBL) (+16.7% shares), compared with its Q2 2026 filing.

What did Smith Thornton Advisors LLC sell last quarter?

In Q3 2026, Smith Thornton Advisors LLC cut from its top 50 Exxon Mobil Corp (XOM) and cut from its top 50 Pimco ETF Tr (MUNI), compared with its Q2 2026 filing.

When is Smith Thornton Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Smith Thornton Advisors LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Smith Thornton Advisors LLC manage?

Smith Thornton Advisors LLC reported $852.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $228.5M.