Q3 2026 13F · SEC CIK 2044675

Shum Financial Group, Inc.

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $174.2M
Reported positions: 110
Holdings vs S&P 500, 3 yrs: —
Assets under management: $322.0M

Shum Financial Group, Inc. is a wealth manager that reported 110 positions worth $174.2M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Apple Inc (AAPL, 9.3%), Ishares Tr (EFV, 7.2%), Ishares Tr (QUAL, 4.2%).

Shum Financial Group, Inc. holdings largest 50 of 110 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Shum Financial Group, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	9.3%	8.6%	48,394	-1.4%	$16.1M
EFVIshares Tr	7.2%	7.2%	159,336	+2.4%	$12.6M
QUALIshares Tr	4.2%	4.3%	33,185	+2.5%	$7.4M
MSFTMicrosoft Corp	3.8%	2.9%	13,011	+0.4%	$6.7M
NVDANvidia Corporation	3.2%	2.8%	24,101	+2.2%	$5.5M
IQLTIshares Tr	3.0%	2.9%	105,798	+10.8%	$5.2M
SPEMSpdr Index Shs Fds	3.0%	2.6%	100,262	+18.6%	$5.2M
SPSMSpdr Series Trust	2.5%	3.3%	82,120	-13.1%	$4.3M
SPYVState Street Spdr Portfolio S&p 500 Valu	2.5%	2.5%	69,841	+2.1%	$4.3M
SDYSpdr Ser Tr	2.4%	2.5%	28,156	+4.7%	$4.1M
SPYGState Street Spdr Portfolio S&p 500 Grow	2.1%	2.2%	30,177	-1.3%	$3.7M
EFGIshares Tr	2.1%	2.1%	30,723	+12.2%	$3.7M
GOOGLAlphabet Inc	2.1%	2.3%	10,678	+2.2%	$3.7M
JPMJpmorgan Chase & Co	1.9%	2.0%	10,214	-1.2%	$3.4M
AMZNAmazon Com Inc	1.8%	1.8%	12,827	+2.8%	$3.2M
IGLBIshares Tr	1.8%	3.0%	69,207	-29.2%	$3.2M
JNJJohnson & Johnson	1.7%	1.8%	11,386	-1.9%	$3.0M
SPMDSpdr Series Trust	1.7%	2.0%	47,797	-0.4%	$3.0M
MDYVSpdr Series Trust	1.6%	1.8%	31,777	+3.8%	$2.8M
PANWPalo Alto Networks Inc	1.6%	1.4%	6,875	+2.7%	$2.7M
IXNIshares Tr	1.5%	1.6%	17,945	-3.2%	$2.7M
WMTWalmart Inc	1.4%	1.5%	22,687	+1.5%	$2.4M
BLKBlackrock Inc	1.3%	1.3%	2,207	+0.9%	$2.3M
AMDAdvanced Micro Devices Inc	1.3%	1.2%	3,624	+6.6%	$2.2M
UNHUnitedhealth Group Inc	1.1%	1.3%	5,193	+0.4%	$1.9M
LLYEli Lilly & Co	1.0%	1.1%	1,465	+0.8%	$1.7M
HDHome Depot Inc	0.9%	1.3%	5,785	-1.8%	$1.6M
VVisa Inc	0.9%	0.9%	4,455	+0.4%	$1.6M
COSTCostco Wholesale Corporation	0.9%	1.0%	1,714	-0.1%	$1.6M
JMSTJ P Morgan Exchange Traded F	0.8%	1.0%	28,089	-17.4%	$1.4M
JEPIJ P Morgan Exchange Traded F	0.8%	—	25,204	—	$1.4M
CRWDCrowdstrike Hldgs Inc	0.8%	0.6%	5,201	+315.1%	$1.4M
ABBVAbbvie Inc	0.8%	0.8%	5,219	+1.4%	$1.4M
USRTIshares Tr	0.8%	0.9%	22,080	-0.2%	$1.4M
PLDPrologis Inc	0.7%	0.8%	9,755	+2.7%	$1.3M
XLUSelect Sector Spdr Tr	0.7%	0.9%	31,827	+0.1%	$1.3M
SRLNSsga Active ETF Tr	0.7%	0.7%	30,585	+1.0%	$1.2M
AVGOBroadcom Inc	0.7%	0.7%	3,485	+10.7%	$1.2M
CSCOCisco Sys Inc	0.7%	0.8%	11,307	+0.9%	$1.2M
CALIBlackrock ETF Trust II	0.7%	—	24,215	—	$1.2M
QCOMQualcomm Inc	0.7%	0.7%	6,324	-1.0%	$1.2M
EMBIshares Tr	0.6%	0.7%	11,827	+1.7%	$1.1M
CRMSalesforce Inc	0.6%	—	4,446	—	$1.0M
PPLPpl Corp	0.6%	0.7%	30,170	-1.1%	$992K
PMPhilip Morris Intl Inc	0.6%	0.6%	5,173	-0.7%	$987K
XLVSelect Sector Spdr Tr	0.6%	0.6%	5,823	+0.2%	$981K
SPSBSpdr Series Trust	0.5%	—	30,755	—	$910K
ASMLAsml Hldg NV	0.5%	0.5%	502	+21.0%	$909K
FIXTTcw ETF Trust	0.5%	0.6%	24,749	-1.0%	$889K
VCITVanguard Scottsdale Fds	0.5%	0.5%	11,349	+3.0%	$889K

What Shum Financial Group, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.7% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$174.2M	110
Q2 2026	$165.9M	106
Q1 2026	$141.4M	93
Q4 2025	$138.8M	92
Q3 2025	$134.0M	94
Q1 2025	$115.6M	89
Q4 2024	$115.8M	88
Q3 2024	$119.9M	90

Questions about Shum Financial Group, Inc.'s portfolio

What stocks does Shum Financial Group, Inc. own?

Shum Financial Group, Inc.'s latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 110 positions worth $174.2M. The largest are Apple Inc (AAPL) at 9.3%, Ishares Tr (EFV) at 7.2%, Ishares Tr (QUAL) at 4.2%, Microsoft Corp (MSFT) at 3.8% and Nvidia Corporation (NVDA) at 3.2%.

What did Shum Financial Group, Inc. buy last quarter?

In Q3 2026, Shum Financial Group, Inc. added Crowdstrike Hldgs Inc (CRWD) (+315.1% shares), Asml Hldg NV (ASML) (+21.0% shares) and Spdr Index Shs Fds (SPEM) (+18.6% shares), compared with its Q2 2026 filing.

What did Shum Financial Group, Inc. sell last quarter?

In Q3 2026, Shum Financial Group, Inc. cut from its top 50 International Business Machs (IBM), cut from its top 50 United Parcel Svcs Inc (UPS), cut from its top 50 Procter & Gamble Co (PG), cut from its top 50 Ishares Tr (ACWI), Ishares Tr (IGLB) (-29.2% shares), J P Morgan Exchange Traded F (JMST) (-17.4% shares) and Spdr Series Trust (SPSM) (-13.1% shares), compared with its Q2 2026 filing.

When is Shum Financial Group, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Shum Financial Group, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Shum Financial Group, Inc. manage?

Shum Financial Group, Inc. reported $322.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $174.2M.