Q3 2026 13F · SEC CIK 1561330

Saxony Capital Management, LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $238.0M
Reported positions: 192
Top holdings a year, 3 yrs: +13.3%
Assets under management: $367.9M

Saxony Capital Management, LLC is a wealth manager that reported 192 positions worth $238.0M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Meta Platforms Inc (META, 5.4%), Vanguard Index Fds (VOO, 5.3%), J P Morgan Exchange Traded F (JIVE, 3.3%). A portfolio copying its top holdings returned 13.3% a year over the last 3 years, against 18.8% for the S&P 500.

Saxony Capital Management, LLC holdings largest 50 of 192 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Saxony Capital Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
METAMeta Platforms Inc	5.4%	4.6%	17,737	-0.3%	$12.9M
VOOVanguard Index Fds	5.3%	5.1%	17,937	+10.4%	$12.6M
JIVEJ P Morgan Exchange Traded F	3.3%	3.3%	81,406	+5.0%	$7.8M
NVDANvidia Corporation	3.2%	3.0%	32,916	-0.1%	$7.5M
QQQInvesco Qqq Tr	2.9%	3.5%	9,266	-11.4%	$6.9M
DFAEDimensional ETF Trust	2.8%	2.6%	170,521	+22.7%	$6.7M
RSPInvesco Exchange Traded Fd T	2.7%	1.5%	31,350	+104.8%	$6.5M
JEPIJ P Morgan Exchange Traded F	2.5%	3.0%	103,725	-9.7%	$5.8M
AAPLApple Inc	2.4%	1.9%	17,378	+18.5%	$5.8M
IUSBIshares Tr	2.2%	2.0%	119,177	+24.3%	$5.3M
JPSTJ P Morgan Exchange Traded F	2.2%	2.1%	103,047	+14.2%	$5.2M
JEPQJ P Morgan Exchange Traded F	1.9%	2.0%	72,551	+2.0%	$4.4M
DFAIDimensional ETF Trust	1.8%	2.1%	106,239	-5.3%	$4.4M
SECUBlackrock ETF Trust II	1.8%	2.1%	89,487	-0.4%	$4.3M
IVEIshares Tr	1.6%	2.5%	16,610	-31.9%	$3.8M
CGSDCapital Grp Fixed Incm ETF T	1.4%	1.5%	135,688	+4.6%	$3.4M
CGCBCapital Grp Fixed Incm ETF T	1.4%	1.5%	134,673	+4.5%	$3.4M
JCPBJ P Morgan Exchange Traded F	1.3%	1.4%	69,836	+4.6%	$3.1M
VYMIVanguard Whitehall Fds	1.3%	1.2%	30,635	+17.6%	$3.1M
CGGRCapital Group Growth ETF	1.2%	1.2%	58,321	+5.0%	$2.8M
LLYEli Lilly & Co	1.1%	1.3%	2,336	+1.4%	$2.7M
CGGOCapital Group Gbl Growth Eqt	1.1%	1.2%	67,097	+6.0%	$2.7M
CGDVCapital Group Dividend Value	1.1%	1.1%	52,748	+11.7%	$2.6M
MSFTMicrosoft Corp	1.0%	0.7%	4,720	+16.1%	$2.4M
AMZNAmazon Com Inc	1.0%	1.0%	9,554	+4.3%	$2.4M
DFIPDimensional ETF Trust	1.0%	0.8%	59,337	+47.1%	$2.3M
AVUVAmerican Centy ETF Tr	0.9%	—	18,990	—	$2.2M
SPMDSpdr Series Trust	0.9%	1.2%	35,007	-13.1%	$2.2M
SPYState Str Spdr S&p 500 ETF T	0.9%	0.9%	2,763	+0.0%	$2.1M
IGSBIshares Tr	0.9%	—	40,185	—	$2.1M
TCHPT Rowe Price Exchange-Traded	0.8%	0.8%	37,225	+5.7%	$1.9M
AVGOBroadcom Inc	0.8%	0.9%	5,164	-4.7%	$1.8M
STXSeagate Technology Hldngs Pl	0.8%	—	1,955	—	$1.8M
GLDSpdr Gold Tr	0.7%	0.7%	4,591	+5.9%	$1.7M
JIREJpmorgan International Research Enhanced	0.7%	0.7%	20,559	+6.1%	$1.7M
RFVInvesco S&p Midcap 400 Pure Value ETF	0.7%	0.7%	11,394	+11.3%	$1.6M
VBRVanguard Index Fds	0.7%	0.7%	6,773	+5.6%	$1.6M
BNDVanguard Bd Index Fds	0.7%	1.5%	22,141	-50.6%	$1.6M
VIGVanguard Specialized Funds	0.6%	0.8%	6,588	-5.8%	$1.5M
RPVInvesco Exchange Traded Fd T	0.6%	0.7%	13,021	-0.3%	$1.5M
TSLATesla Inc	0.6%	0.8%	4,202	+4.7%	$1.5M
XOMExxonmobil Holdings Corp	0.6%	—	9,071	—	$1.5M
IVWIshares Tr	0.6%	0.7%	10,254	-10.7%	$1.5M
THYNorthern Lights Fd Tr	0.6%	0.6%	67,415	+7.9%	$1.4M
XLKSelect Sector Spdr Tr	0.6%	0.6%	7,280	+0.0%	$1.4M
ACWIIshares Tr	0.6%	0.6%	8,746	-0.1%	$1.4M
MBBIshares Tr	0.6%	0.5%	15,421	+28.9%	$1.4M
NTRANatera Inc	0.6%	—	3,297	—	$1.4M
GOOGAlphabet Inc	0.6%	0.6%	3,854	+7.3%	$1.3M
MRSKNorthern Lights Fd Tr	0.5%	0.5%	32,451	+7.1%	$1.3M

What Saxony Capital Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

RSP Invesco Exchange Traded Fd T+104.8% shares
DFIP Dimensional ETF Trust+47.1% shares
MBB Ishares Tr+28.9% shares
IUSB Ishares Tr+24.3% shares
DFAE Dimensional ETF Trust+22.7% shares
AAPL Apple Inc+18.5% shares
VYMI Vanguard Whitehall Fds+17.6% shares
MSFT Microsoft Corp+16.1% shares

Reduced

BND Vanguard Bd Index Fds-50.6% shares
IVE Ishares Tr-31.9% shares
SPMD Spdr Series Trust-13.1% shares
QQQ Invesco Qqq Tr-11.4% shares
IVW Ishares Tr-10.7% shares
JEPI J P Morgan Exchange Traded F-9.7% shares
VIG Vanguard Specialized Funds-5.8% shares
DFAI Dimensional ETF Trust-5.3% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.2% /yr; S&P 500 +20.1%
3 years: +13.3% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$238.0M	192
Q2 2026	$218.2M	186
Q1 2026	$172.3M	161
Q4 2025	$163.1M	161
Q3 2025	$151.7M	156
Q2 2025	$130.5M	128
Q1 2025	$114.0M	122
Q4 2024	$113.6M	132
Q3 2024	$109.2M	136
Q2 2024	$91.0M	124
Q1 2024	$82.9M	115
Q4 2023	$75.5M	105

Questions about Saxony Capital Management, LLC's portfolio

What stocks does Saxony Capital Management, LLC own?

Saxony Capital Management, LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 192 positions worth $238.0M. The largest are Meta Platforms Inc (META) at 5.4%, Vanguard Index Fds (VOO) at 5.3%, J P Morgan Exchange Traded F (JIVE) at 3.3%, Nvidia Corporation (NVDA) at 3.2% and Invesco Qqq Tr (QQQ) at 2.9%.

What did Saxony Capital Management, LLC buy last quarter?

In Q3 2026, Saxony Capital Management, LLC added Invesco Exchange Traded Fd T (RSP) (+104.8% shares), Dimensional ETF Trust (DFIP) (+47.1% shares) and Ishares Tr (MBB) (+28.9% shares), compared with its Q2 2026 filing.

What did Saxony Capital Management, LLC sell last quarter?

In Q3 2026, Saxony Capital Management, LLC cut from its top 50 Spdr Series Trust (SPSM), cut from its top 50 Ishares Tr (MUB), cut from its top 50 Ishares Tr (TLH), cut from its top 50 Northern Lights Fd Tr (HRSK), cut from its top 50 Ishares Tr (IWM), Vanguard Bd Index Fds (BND) (-50.6% shares), Ishares Tr (IVE) (-31.9% shares) and Spdr Series Trust (SPMD) (-13.1% shares), compared with its Q2 2026 filing.

How has Saxony Capital Management, LLC's portfolio performed?

A portfolio copying Saxony Capital Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.3% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +14.2% against +20.1%.

When is Saxony Capital Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Saxony Capital Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Saxony Capital Management, LLC manage?

Saxony Capital Management, LLC reported $367.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $238.0M.