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Q3 2026 13F · SEC CIK 1840888

Roth Financial Partners LLC

Wealth managerFiled 2026-10-06 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value
$334.7M
Reported positions
37
Top holdings a year, 3 yrs
+15.9%
Assets under management
$460.1M

Roth Financial Partners LLC is a wealth manager that reported 37 positions worth $334.7M in its Q3 2026 13F, filed 2026-10-06. Its largest holdings were Ishares Tr (IVV, 23.4%), Ishares Tr (IEFA, 22.1%), State Str Spdr S&p 500 ETF T (SPY, 11.2%). A portfolio copying its top holdings returned 15.9% a year over the last 3 years, against 20.4% for the S&P 500.

Roth Financial Partners LLC holdings all 37 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Roth Financial Partners LLC 13F holdings
Stock% of 13F valueShare changeReported value
IVVIshares Tr23.4%-0.1%$78.4M
IEFAIshares Tr22.1%-0.1%$73.9M
SPYState Str Spdr S&p 500 ETF T11.2%-2.1%$37.5M
IJRIshares Tr7.9%-2.1%$26.4M
RSPInvesco Exchange Traded Fd T6.9%-2.4%$23.0M
VGITVanguard Scottsdale Fds6.2%+10.1%$20.9M
VOOVanguard Index Fds4.8%-3.4%$16.0M
IEMGIshares Inc3.4%-0.3%$11.3M
VEAVanguard Ftse Developed Markets Index Fu3.2%-1.1%$10.8M
VTEBVanguard Mun Bd Fds3.0%-10.5%$10.1M
AAPLApple Inc1.1%+0.0%$3.5M
VBVanguard Index Fds0.9%-2.0%$3.2M
CVXChevron Corporation0.8%+0.0%$2.7M
ACWIIshares Tr0.7%-1.3%$2.4M
NVDANvidia Corporation0.5%+0.0%$1.8M
SUBIshares Tr0.5%-2.8%$1.8M
VWOVanguard Intl Equity Index F0.5%-3.9%$1.8M
AMDAdvanced Micro Devices Inc0.3%+0.0%$918K
VGSHVanguard Scottsdale Fds0.3%+49.0%$868K
XOMExxonmobil Holdings Corp0.3%—$868K
GOOGAlphabet Inc0.2%+0.0%$681K
APAApa Corporation0.2%+0.0%$581K
MSFTMicrosoft Corp0.2%+0.0%$561K
VTIVanguard Index Fds0.1%+0.8%$489K
IBMInternational Business Machs0.1%-1.1%$478K
JPMJpmorgan Chase & Co0.1%-26.8%$453K
MUMicron Technology Inc0.1%—$447K
AVGOBroadcom Inc0.1%+0.0%$376K
DFNMDimensional ETF Trust0.1%—$341K
SLBSlb Limited0.1%+0.0%$336K
METAMeta Platforms Inc0.1%+0.0%$335K
VXUSVanguard Star Fds0.1%+1.1%$264K
PSXPhillips 660.1%—$255K
COPConocophillips0.1%—$250K
AMZNAmazon Com Inc0.1%-50.0%$249K
TCAITortoise Capital Series Trus0.1%+0.0%$249K
CDNSCadence Design System Inc0.1%+0.0%$231K

What Roth Financial Partners LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Added to

Reduced

Sold out

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year
+18.8% /yr
S&P 500 +20.1%
3 years
+15.9% /yr
S&P 500 +20.4%
5 years
+8.1% /yr
S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter13F valuePositions
Q3 2026$334.7M37
Q2 2026$336.3M33
Q1 2026$292.9M31
Q4 2025$303.1M32
Q3 2025$296.7M32
Q2 2025$277.4M31
Q1 2025$253.2M31
Q4 2024$251.2M32
Q3 2024$250.5M31
Q2 2024$231.8M32
Q1 2024$225.8M30
Q4 2023$195.3M27

Questions about Roth Financial Partners LLC's portfolio

What stocks does Roth Financial Partners LLC own?

Roth Financial Partners LLC's latest 13F, for Q3 2026 and filed Oct 6, 2026, lists 37 positions worth $334.7M. The largest are Ishares Tr (IVV) at 23.4%, Ishares Tr (IEFA) at 22.1%, State Str Spdr S&p 500 ETF T (SPY) at 11.2%, Ishares Tr (IJR) at 7.9% and Invesco Exchange Traded Fd T (RSP) at 6.9%.

What did Roth Financial Partners LLC buy last quarter?

In Q3 2026, Roth Financial Partners LLC added a new position in Exxonmobil Holdings Corp (XOM), a new position in Micron Technology Inc (MU), a new position in Dimensional ETF Trust (DFNM), a new position in Phillips 66 (PSX), a new position in Conocophillips (COP), Vanguard Scottsdale Fds (VGSH) (+49.0% shares) and Vanguard Scottsdale Fds (VGIT) (+10.1% shares), compared with its Q2 2026 filing.

What did Roth Financial Partners LLC sell last quarter?

In Q3 2026, Roth Financial Partners LLC sold all of Exxon Mobil Corp (XOM), Amazon Com Inc (AMZN) (-50.0% shares), Jpmorgan Chase & Co (JPM) (-26.8% shares) and Vanguard Mun Bd Fds (VTEB) (-10.5% shares), compared with its Q2 2026 filing.

How has Roth Financial Partners LLC's portfolio performed?

A portfolio copying Roth Financial Partners LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +18.8% against +20.1%. Over 5 years: +8.1% a year against +11.6%.

When is Roth Financial Partners LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Roth Financial Partners LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Roth Financial Partners LLC manage?

Roth Financial Partners LLC reported $460.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $334.7M.