Q3 2026 13F · SEC CIK 1697539

Rosenthal | Henry Capital Advisors, Inc.

Hedge fundFiled 2026-10-27 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $108.9M
Reported positions: 49
Top holdings a year, 3 yrs: +18.4%
Average holding period: 5.7 yrs

Rosenthal | Henry Capital Advisors, Inc. is a hedge fund that reported 49 positions worth $108.9M in its Q3 2026 13F, filed 2026-10-27. Its largest holdings were Spdr Series Trust (KRE, 6.1%), Bancorp Inc (TBBK, 4.9%), Wintrust Finl Corp (WTFC, 4.7%). A portfolio copying its top holdings returned 18.4% a year over the last 3 years, against 20.4% for the S&P 500.

Rosenthal | Henry Capital Advisors, Inc. holdings all 49 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Rosenthal | Henry Capital Advisors, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
KRESpdr Series Trust	6.1%	6.2%	95,280	+0.0%	$6.6M
TBBKBancorp Inc	4.9%	7.8%	111,416	-21.7%	$5.4M
WTFCWintrust Finl Corp	4.7%	5.0%	35,803	+0.0%	$5.1M
HTBIHometrust Bancshares Inc	3.5%	2.2%	92,547	+84.9%	$3.8M
CASHPathward Financial Inc	3.4%	4.0%	52,576	+0.0%	$3.7M
ESQEsquire Finacial Hoildings Inc	3.3%	3.2%	31,187	+0.0%	$3.6M
SYBTStock Yds Bancorp Inc	3.2%	3.0%	44,923	+0.0%	$3.5M
SPFISouth Plains Financial Inc	3.1%	3.1%	81,373	+0.0%	$3.4M
FBIZFirst Business Financial Servi	2.8%	2.5%	45,000	+0.0%	$3.1M
20084T103CommerceWest Bank	2.7%	2.5%	72,177	+0.0%	$2.9M
VBNKVersabank New	2.7%	2.7%	131,426	+0.0%	$2.9M
GABCGerman Amern Bancorp Inc	2.6%	2.4%	58,199	+0.0%	$2.8M
BANFBancFirst Corp	2.5%	2.5%	26,105	+0.0%	$2.7M
CVBFCvb Finl Corp	2.5%	2.4%	123,534	+0.0%	$2.7M
MBWMMercantile Bk Corp	2.4%	2.3%	45,000	+0.0%	$2.6M
CNOBConnectone Bancorp Inc	2.3%	2.4%	34,366	-58.0%	$2.5M
NRIMNorthrim Bancorp Inc	2.2%	2.4%	99,870	+0.0%	$2.4M
FFINFirst Finl Bankshares Inc	2.2%	2.3%	75,054	+0.0%	$2.4M
UNTYUnity Bancorp Inc	2.1%	2.2%	42,200	+0.5%	$2.3M
TCBXThird Coast Bancshares Inc	2.0%	1.8%	51,000	+0.0%	$2.2M
811707306Seacost BKG Corporation	2.0%	2.0%	67,704	+0.0%	$2.2M
SRCE1st Source Corp	1.9%	1.8%	25,000	+0.0%	$2.1M
BANRBanner Corporation	1.9%	1.8%	30,877	+0.0%	$2.1M
TOWNTownebank	1.8%	1.8%	56,415	+0.0%	$2.0M
ORRFOrrstown Financial Services	1.8%	1.8%	49,100	+0.0%	$2.0M
FBKFb Finl Corp	1.8%	1.9%	38,433	+0.0%	$2.0M
LKFNLakeland Finl Corp	1.8%	1.9%	34,454	+0.0%	$2.0M
CBKCommercial Bancgroup Inc	1.8%	1.8%	62,500	+0.0%	$2.0M
BWBBridgewater Bancshares Inc.	1.7%	1.7%	90,614	+0.0%	$1.8M
157297103Chain Bridge Bancorp	1.7%	1.4%	39,200	+0.0%	$1.8M
MYFWFirst Western Financial	1.5%	1.5%	55,113	+0.0%	$1.7M
FRMEFirst Merchants Corp	1.5%	1.6%	41,164	+0.0%	$1.6M
BFCBank First Corp	1.4%	1.3%	10,400	+0.0%	$1.5M
PFSProvident Finl Svcs Inc	1.4%	1.4%	68,962	+0.0%	$1.5M
TBKTriumph Financial Inc	1.3%	1.6%	24,000	+0.0%	$1.4M
INDBIndependent Bk Corp Mass	1.3%	0.1%	18,500	+1133.3%	$1.4M
BHRBBurke Herbert Finl Svcs Corp	1.3%	1.3%	20,895	+0.0%	$1.4M
BCALCalifornia BanCorp	1.2%	New	63,100	—	$1.3M
COLBColumbia Bkg Sys Inc Com	1.2%	1.3%	46,806	+0.0%	$1.3M
RNSTRenasant Corp	1.2%	New	34,000	—	$1.3M
FCCOFirst Community Corporation	1.0%	1.0%	35,326	+0.0%	$1.1M
USCBUscb Financial Holdings Inc	1.0%	0.6%	49,590	+53.8%	$1.1M
NBTBNbt Bancorp Inc	1.0%	0.9%	21,175	+0.0%	$1.1M
SMBKSmartfinancial Inc	1.0%	New	21,250	—	$1.1M
NBHCNational Bank Holdings Corp	0.9%	1.0%	26,000	+0.0%	$1.0M
FSBCFive Star Bancorp	0.9%	1.0%	22,813	+0.0%	$967K
FCBMFirst Carolina Financial Services, Inc	0.6%	0.6%	50,000	+0.0%	$632K
DCOMDime Coml Bancshares Inc	0.5%	0.5%	14,882	+0.0%	$587K
UBSIUnited Bankshares Incorporated West Va	0.2%	0.2%	3,786	+0.0%	$174K

What Rosenthal | Henry Capital Advisors, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: +14.6% /yr; S&P 500 +20.1%
3 years: +18.4% /yr; S&P 500 +20.4%
5 years: +7.2% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$108.9M	49
Q2 2026	$114.4M	48
Q1 2026	$102.2M	42
Q4 2025	$107.9M	40
Q3 2025	$104.1M	39
Q2 2025	$99.2M	37
Q1 2025	$99.2M	39
Q4 2024	$108.0M	42
Q3 2024	$99.6M	39
Q2 2024	$70.5M	36
Q1 2024	$74.4M	37
Q4 2023	$87.5M	39

Questions about Rosenthal | Henry Capital Advisors, Inc.'s portfolio

What stocks does Rosenthal | Henry Capital Advisors, Inc. own?

Rosenthal | Henry Capital Advisors, Inc.'s latest 13F, for Q3 2026 and filed Oct 27, 2026, lists 49 positions worth $108.9M. The largest are Spdr Series Trust (KRE) at 6.1%, Bancorp Inc (TBBK) at 4.9%, Wintrust Finl Corp (WTFC) at 4.7%, Hometrust Bancshares Inc (HTBI) at 3.5% and Pathward Financial Inc (CASH) at 3.4%.

What did Rosenthal | Henry Capital Advisors, Inc. buy last quarter?

In Q3 2026, Rosenthal | Henry Capital Advisors, Inc. added a new position in California BanCorp (BCAL), a new position in Renasant Corp (RNST), a new position in Smartfinancial Inc (SMBK), Independent Bk Corp Mass (INDB) (+1133.3% shares), Hometrust Bancshares Inc (HTBI) (+84.9% shares) and Uscb Financial Holdings Inc (USCB) (+53.8% shares), compared with its Q2 2026 filing.

What did Rosenthal | Henry Capital Advisors, Inc. sell last quarter?

In Q3 2026, Rosenthal | Henry Capital Advisors, Inc. sold all of Coastal Finl Corp Wa (CCB), sold all of Texas Cap Bancshares Inc Com (TCBI), Connectone Bancorp Inc (CNOB) (-58.0% shares) and Bancorp Inc (TBBK) (-21.7% shares), compared with its Q2 2026 filing.

How has Rosenthal | Henry Capital Advisors, Inc.'s portfolio performed?

A portfolio copying Rosenthal | Henry Capital Advisors, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +18.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +14.6% against +20.1%. Over 5 years: +7.2% a year against +11.6%.

When is Rosenthal | Henry Capital Advisors, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Rosenthal | Henry Capital Advisors, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.