Q3 2026 13F · SEC CIK 733444

Roman Butler Fullerton & Co

Wealth managerFiled 2026-10-27 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $435.5M
Reported positions: 278
Top holdings a year, 3 yrs: +23.3%
Assets under management: $716.1M

Roman Butler Fullerton & Co is a wealth manager that reported 278 positions worth $435.5M in its Q3 2026 13F, filed 2026-10-27. Its largest holdings were Nvidia Corporation (NVDA, 5.8%), Apple Inc (AAPL, 4.9%), Microsoft Corp (MSFT, 4.1%). A portfolio copying its top holdings returned 23.3% a year over the last 3 years, against 22.3% for the S&P 500.

Roman Butler Fullerton & Co holdings largest 50 of 278 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Roman Butler Fullerton & Co 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	5.8%	5.6%	116,862	+1.2%	$25.4M
AAPLApple Inc	4.9%	4.6%	62,644	+2.7%	$21.5M
MSFTMicrosoft Corp	4.1%	3.0%	33,350	+3.4%	$17.8M
AMZNAmazon Com Inc	3.2%	3.1%	53,633	+2.8%	$14.1M
SPYState Str Spdr S&p 500 ETF T	3.0%	2.6%	17,277	+20.7%	$13.2M
GOOGAlphabet Inc	2.6%	2.7%	32,910	+1.3%	$11.2M
LLYEli Lilly & Co	2.2%	2.1%	7,626	+2.1%	$9.5M
MAMastercard Incorporated	2.0%	1.8%	14,081	-1.2%	$8.7M
VIGVanguard Specialized Funds	1.8%	1.9%	33,032	+1.5%	$8.0M
WMTWalmart Inc	1.8%	1.8%	65,678	-0.3%	$7.8M
VUGVanguard Index Fds	1.5%	1.5%	72,107	-0.5%	$6.4M
SCHDSchwab Strategic Tr	1.4%	1.2%	172,862	+8.1%	$5.9M
BRK-BBerkshire Hathaway Inc Del	1.1%	1.0%	9,080	+3.2%	$4.8M
METAMeta Platforms Inc	1.0%	0.9%	6,318	+9.2%	$4.5M
NOBLProshares Tr	1.0%	1.1%	77,740	-2.4%	$4.4M
IVWIshares Tr	1.0%	—	31,076	—	$4.4M
EOIEaton Vance Enhanced Equity	1.0%	1.0%	22,462	-89.7%	$4.4M
FTCSFirst Tr Exchange-Traded Fd	1.0%	1.0%	42,625	+0.6%	$4.2M
CATCaterpillar Inc	1.0%	1.3%	5,765	-3.1%	$4.2M
CIThe Cigna Group	0.9%	1.0%	13,531	+0.6%	$4.0M
JPMJpmorgan Chase & Co	0.9%	0.9%	11,816	+0.9%	$3.9M
VLOValero Energy Corp	0.8%	0.6%	8,487	-2.2%	$3.7M
COSTCostco Wholesale Corporation	0.8%	0.8%	3,476	+1.5%	$3.5M
PGProcter & Gamble Co	0.8%	0.8%	21,843	-0.2%	$3.4M
VTHRVanguard Russell 3000 ETF	0.8%	—	10,083	—	$3.4M
FYTFirst Tr Exchange-Traded Alp	0.8%	0.8%	47,850	+0.0%	$3.4M
MTUMIshares Tr	0.8%	0.8%	11,241	+5.9%	$3.3M
PANWPalo Alto Networks Inc	0.8%	0.6%	9,569	+16.3%	$3.3M
RTXRtx Corporation	0.8%	0.6%	17,212	+33.7%	$3.3M
FEMFirst Tr Exch Trd Alphdx Fd	0.8%	0.7%	102,444	+6.3%	$3.3M
ANETArista Networks Inc	0.7%	0.7%	17,755	+13.7%	$3.2M
GOOGLAlphabet Inc	0.7%	0.8%	9,374	+2.1%	$3.2M
SSUSStrategy Shs	0.7%	0.7%	57,309	+7.2%	$3.2M
RSPInvesco Exchange Traded Fd T	0.7%	0.8%	14,842	-9.0%	$3.2M
JNJJohnson & Johnson	0.7%	0.7%	11,479	-0.0%	$2.9M
IVVIshares Tr	0.6%	0.7%	3,634	-0.2%	$2.8M
GEGe Aerospace	0.6%	0.9%	8,909	-14.0%	$2.8M
HDHome Depot Inc	0.6%	0.7%	8,467	-8.6%	$2.6M
JKEIshares Tr	0.6%	0.6%	22,472	+7.7%	$2.6M
PHParker-Hannifin Corp	0.6%	0.6%	2,585	+0.1%	$2.5M
GEVGe Vernova Inc	0.6%	0.7%	2,636	-11.5%	$2.4M
MUMicron Technology Inc	0.5%	0.5%	2,613	+9.3%	$2.4M
QQQInvesco Qqq Tr	0.5%	—	3,251	—	$2.3M
HWMHowmet Aerospace Inc	0.5%	0.7%	10,457	+2.7%	$2.3M
PFFIshares Tr	0.5%	0.6%	79,488	-10.4%	$2.3M
QYLDGlobal X Fds	0.5%	—	122,890	—	$2.2M
NUVNuveen Mun Value Fd Inc	0.5%	0.6%	266,253	+3.1%	$2.2M
CRSCarpenter Technology Corp	0.5%	0.6%	5,564	+17.4%	$2.1M
ETWEaton Vance Tax-Managed Glob	0.5%	0.5%	223,416	+0.5%	$2.1M
IWFIshares Tr	0.5%	—	17,019	—	$2.1M

What Roman Butler Fullerton & Co bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +10.3% /yr; S&P 500 +11.7%
3 years: +23.3% /yr; S&P 500 +22.3%
5 years: +10.6% /yr; S&P 500 +10.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$435.5M	278
Q2 2026	$419.1M	280
Q1 2026	$363.6M	267
Q4 2025	$381.4M	264
Q3 2025	$372.5M	255
Q2 2025	$339.3M	242
Q1 2025	$257.1M	219
Q4 2024	$314.7M	227
Q3 2024	$331.9M	247
Q2 2024	$309.0M	225
Q1 2024	$266.5M	210
Q4 2023	$256.7M	206

Questions about Roman Butler Fullerton & Co's portfolio

What stocks does Roman Butler Fullerton & Co own?

Roman Butler Fullerton & Co's latest 13F, for Q3 2026 and filed Oct 27, 2026, lists 278 positions worth $435.5M. The largest are Nvidia Corporation (NVDA) at 5.8%, Apple Inc (AAPL) at 4.9%, Microsoft Corp (MSFT) at 4.1%, Amazon Com Inc (AMZN) at 3.2% and State Str Spdr S&p 500 ETF T (SPY) at 3.0%.

What did Roman Butler Fullerton & Co buy last quarter?

In Q3 2026, Roman Butler Fullerton & Co added Rtx Corporation (RTX) (+33.7% shares), State Str Spdr S&p 500 ETF T (SPY) (+20.7% shares) and Carpenter Technology Corp (CRS) (+17.4% shares), compared with its Q2 2026 filing.

What did Roman Butler Fullerton & Co sell last quarter?

In Q3 2026, Roman Butler Fullerton & Co cut from its top 50 First Tr Exchange-Traded Alp (FYX), cut from its top 50 First Tr Exchange-Traded Alp (FYC), cut from its top 50 Broadcom Inc (AVGO), cut from its top 50 Powell Inds Inc (POWL), cut from its top 50 Ishares Tr (IJR), Eaton Vance Enhanced Equity (EOI) (-89.7% shares), Ge Aerospace (GE) (-14.0% shares) and Ge Vernova Inc (GEV) (-11.5% shares), compared with its Q2 2026 filing.

How has Roman Butler Fullerton & Co's portfolio performed?

A portfolio copying Roman Butler Fullerton & Co's 20 largest 13F holdings each quarter, from the day each filing was public, returned +23.3% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +10.3% against +11.7%. Over 5 years: +10.6% a year against +10.6%.

When is Roman Butler Fullerton & Co's next 13F filing due?

13F filings are due 45 days after each quarter ends. Roman Butler Fullerton & Co's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Roman Butler Fullerton & Co manage?

Roman Butler Fullerton & Co reported $716.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $435.5M.