Q3 2026 13F · SEC CIK 2011633

ROI Financial Advisors, LLC

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $192.5M
Reported positions: 72
Top holdings a year, 3 yrs: +24.1%
Assets under management: $264.2M

ROI Financial Advisors, LLC is a wealth manager that reported 72 positions worth $192.5M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Nvidia Corporation (NVDA, 6.7%), Apple Inc (AAPL, 6.3%), Taiwan Semiconductor Manufac (TSM, 5.9%). A portfolio copying its top holdings returned 24.1% a year over the last 3 years, against 18.8% for the S&P 500.

ROI Financial Advisors, LLC holdings largest 50 of 72 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

ROI Financial Advisors, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	6.7%	6.0%	56,421	-3.4%	$12.9M
AAPLApple Inc	6.3%	5.6%	36,356	-2.7%	$12.1M
TSMTaiwan Semiconductor Manufac	5.9%	6.3%	24,929	-2.1%	$11.4M
GOOGLAlphabet Inc	5.7%	6.1%	31,818	-2.8%	$10.9M
LLYEli Lilly & Co	5.5%	5.9%	9,214	-3.2%	$10.7M
AVGOBroadcom Inc	5.1%	6.0%	28,107	-7.8%	$9.9M
PANWPalo Alto Networks Inc	5.0%	4.6%	24,352	-7.2%	$9.7M
AMZNAmazon Com Inc	4.1%	4.0%	31,972	-1.5%	$8.0M
MSFTMicrosoft Corp	4.1%	3.0%	15,486	-1.8%	$7.9M
COSTCostco Wholesale Corporation	4.0%	4.2%	8,518	-1.1%	$7.8M
VVisa Inc	3.2%	3.1%	16,932	-2.2%	$6.1M
GLDSpdr Gold Tr	3.1%	3.2%	15,671	-5.2%	$6.0M
WMTWalmart Inc	3.0%	3.3%	56,202	+0.0%	$5.8M
MAMastercard Incorporated	2.9%	2.7%	9,992	-1.4%	$5.5M
INTCIntel Corp	2.4%	2.7%	38,646	+2.5%	$4.6M
SLVIshares Silver Tr	2.2%	2.2%	78,907	-1.0%	$4.3M
JPMJpmorgan Chase & Co	1.9%	1.9%	11,316	+2.3%	$3.7M
FDLFirst Tr Exchange-Traded Fd	1.8%	1.8%	72,356	-0.6%	$3.6M
HDHome Depot Inc	1.8%	2.4%	12,269	-4.9%	$3.5M
IBMInternational Business Machs	1.3%	1.8%	11,677	-4.4%	$2.6M
BRK-BBerkshire Hathaway Inc Del	1.3%	1.4%	5,028	-4.1%	$2.5M
ANETArista Networks Inc	1.2%	0.9%	11,670	+8.0%	$2.4M
COKECoca Cola Cons Inc	1.2%	1.1%	12,027	+4.5%	$2.3M
PUIInvesco Exchange Traded Fd T	1.1%	1.2%	50,420	+3.0%	$2.1M
CATCaterpillar Inc	1.1%	1.3%	2,545	+6.4%	$2.1M
FPEFirst Tr Exch Traded Fd III	1.0%	1.2%	118,056	-5.2%	$2.0M
ARMArm Holdings PLC	0.8%	1.0%	5,617	+8.3%	$1.6M
KOCoca Cola Co	0.8%	0.8%	18,603	+0.9%	$1.6M
DUKDuke Energy Corp New	0.8%	0.9%	13,578	-3.6%	$1.5M
XOMExxonmobil Holdings Corp	0.8%	—	9,111	—	$1.5M
METAMeta Platforms Inc	0.7%	0.6%	1,900	-4.1%	$1.4M
HYDBIshares Tr	0.7%	0.8%	30,483	-6.7%	$1.4M
TSLATesla Inc	0.7%	0.9%	3,809	-3.0%	$1.4M
PGProcter & Gamble Co	0.7%	0.8%	9,147	-8.5%	$1.3M
LNGCheniere Energy Inc	0.7%	0.6%	4,936	+6.7%	$1.3M
MUMicron Technology Inc	0.7%	0.6%	1,187	+24.6%	$1.3M
AMATApplied Matls Inc	0.6%	0.7%	2,306	+22.2%	$1.2M
LMTLockheed Martin Corp	0.6%	0.5%	2,136	+4.6%	$1.1M
CVXChevron Corporation	0.5%	0.4%	4,737	+7.8%	$967K
VDCVanguard World Fd	0.5%	0.5%	4,364	-2.6%	$952K
TAt&t Inc	0.5%	0.4%	37,539	+3.5%	$916K
VZVerizon Communications Inc	0.5%	0.4%	19,753	+9.1%	$906K
AMDAdvanced Micro Devices Inc	0.4%	0.3%	1,331	+14.4%	$814K
ADPAutomatic Data Processing in	0.4%	0.5%	2,888	-29.1%	$745K
AMPAmeriprise Finl Inc	0.3%	0.3%	1,355	-6.0%	$667K
VOOVanguard Index Fds	0.3%	0.3%	948	+0.1%	$664K
KRKroger Co	0.3%	—	10,292	—	$603K
BNDCFlexshares Tr	0.3%	0.3%	27,950	+2.2%	$589K
MOAltria Group Inc	0.3%	0.3%	8,540	+21.3%	$575K
IDXXIdexx Labs Inc	0.3%	0.3%	1,028	-1.3%	$537K

What ROI Financial Advisors, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +27.3% /yr; S&P 500 +20.1%
3 years: +24.1% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$192.5M	72
Q2 2026	$193.3M	70
Q1 2026	$167.2M	66
Q4 2025	$174.1M	65
Q3 2025	$167.5M	67
Q2 2025	$157.3M	71
Q1 2025	$137.6M	61
Q4 2024	$146.8M	62
Q3 2024	$144.8M	64
Q2 2024	$137.8M	64
Q1 2024	$127.2M	63
Q4 2023	$120.8M	62

Questions about ROI Financial Advisors, LLC's portfolio

What stocks does ROI Financial Advisors, LLC own?

ROI Financial Advisors, LLC's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 72 positions worth $192.5M. The largest are Nvidia Corporation (NVDA) at 6.7%, Apple Inc (AAPL) at 6.3%, Taiwan Semiconductor Manufac (TSM) at 5.9%, Alphabet Inc (GOOGL) at 5.7% and Eli Lilly & Co (LLY) at 5.5%.

What did ROI Financial Advisors, LLC buy last quarter?

In Q3 2026, ROI Financial Advisors, LLC added Micron Technology Inc (MU) (+24.6% shares), Applied Matls Inc (AMAT) (+22.2% shares) and Altria Group Inc (MO) (+21.3% shares), compared with its Q2 2026 filing.

What did ROI Financial Advisors, LLC sell last quarter?

In Q3 2026, ROI Financial Advisors, LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 American Superconductor Corp (AMSC), Automatic Data Processing in (ADP) (-29.1% shares), Procter & Gamble Co (PG) (-8.5% shares) and Broadcom Inc (AVGO) (-7.8% shares), compared with its Q2 2026 filing.

How has ROI Financial Advisors, LLC's portfolio performed?

A portfolio copying ROI Financial Advisors, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +24.1% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +27.3% against +20.1%.

When is ROI Financial Advisors, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. ROI Financial Advisors, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does ROI Financial Advisors, LLC manage?

ROI Financial Advisors, LLC reported $264.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $192.5M.