Q2 2026 13F · SEC CIK 1964203

Richard W. Paul & Associates, LLC

Wealth managerFiled 2026-08-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $327.0M
Reported positions: 320
Top holdings a year, 3 yrs: +12.5%
Assets under management: $372.8M

Richard W. Paul & Associates, LLC is a wealth manager that reported 320 positions worth $327.0M in its Q2 2026 13F, filed 2026-08-10. Its largest holdings were Ishares Tr (IUSV, 6.2%), iShares ETFs/USA (IUSG, 5.8%), Ishares 20 Year Treasury Bond ETF (TLT, 3.5%). A portfolio copying its top holdings returned 12.5% a year over the last 3 years, against 20.4% for the S&P 500.

Richard W. Paul & Associates, LLC holdings largest 50 of 320 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Richard W. Paul & Associates, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IUSVIshares Tr	6.2%	6.3%	184,588	+1.4%	$20.3M
IUSGiShares ETFs/USA	5.8%	5.3%	100,700	-0.0%	$18.9M
TLTIshares 20 Year Treasury Bond ETF	3.5%	4.0%	134,132	-1.5%	$11.6M
JPIEJpmorgan Income ETF	3.5%	3.6%	247,862	+5.6%	$11.4M
IEFAIshares Core Msci Eafe ETF	3.5%	3.5%	117,424	+1.4%	$11.3M
IJRIshares Core S&p Small Cap ETF	3.2%	2.9%	69,807	+0.8%	$10.4M
BONDPimco ETF Tr	3.1%	2.2%	111,468	+57.0%	$10.3M
PYLDPimco Multisector Bond Active Exchange-T	3.0%	2.6%	374,816	+29.6%	$9.9M
RSPInvesco S&p 500 Equal Weight ETF	2.6%	2.5%	39,568	+3.4%	$8.4M
QQQInvesco Qqq Tr	2.5%	2.2%	11,069	-3.5%	$8.2M
EFAiShs MSCI EAFE	2.3%	2.0%	72,892	+16.9%	$7.6M
IEMGIshares	2.1%	2.0%	84,321	+0.6%	$7.0M
FESMFidelity Covington Trust	2.1%	1.8%	139,079	-2.1%	$6.7M
AAPLApple Inc	1.6%	1.6%	18,102	-0.5%	$5.2M
IVVIshares Core S&p 500 ETF	1.5%	1.4%	6,399	+0.0%	$4.8M
FBNDFidelity Merrimack Str Tr	1.4%	1.5%	98,755	+2.2%	$4.5M
MSFTMicrosoft Corp	1.4%	1.2%	11,839	+22.7%	$4.4M
IUSBIshares Core Universal Usd Bond ETF	1.3%	1.4%	91,544	+2.2%	$4.2M
NVDANvidia Corporation Com	1.2%	1.2%	19,388	-1.2%	$3.9M
SCZIshares Msci Eafe Small Cap	1.2%	1.2%	46,878	+0.9%	$3.9M
EEMIshares	1.2%	1.1%	55,443	-1.7%	$3.8M
IJHIshares Tr	1.1%	1.1%	47,623	-0.2%	$3.7M
VYMIVanguard International High Dividend Yie	1.0%	1.2%	33,727	-8.3%	$3.3M
IAGGiShares International Aggregate Bond Fun	0.9%	0.9%	55,552	+1.3%	$2.8M
MUMicron Technology Inc	0.8%	0.5%	2,257	-51.2%	$2.6M
ISTBIshares Tr	0.8%	0.9%	52,973	+1.5%	$2.6M
AGGIshares Tr	0.7%	2.3%	24,744	-64.1%	$2.4M
VYMVym	0.7%	0.8%	15,110	+0.4%	$2.4M
METAMeta Platforms Inc Class A	0.7%	0.6%	4,221	+28.1%	$2.4M
AMZNAmazon Com Inc Com	0.7%	0.6%	9,961	+18.7%	$2.4M
BUFDFirst Tr Exchng Traded Fd Vi	0.7%	0.7%	76,899	+1.0%	$2.3M
JPMJpmorgan Chase & Co	0.7%	0.6%	6,858	+9.1%	$2.2M
GOOGAlphabet Inc	0.6%	0.7%	6,007	-19.1%	$2.1M
AMDAdvanced Micro Devices Inc	0.6%	—	3,635	—	$2.1M
EMBIshares Tr	0.6%	0.7%	21,268	+2.3%	$2.1M
PMPhilip Morris Intl Inc Com	0.6%	0.6%	11,147	+1.0%	$2.0M
JMBSJanus Detroit Str Tr	0.6%	0.7%	44,729	+2.3%	$2.0M
BUFRFt Vest Laddered Buffer ETF	0.6%	0.6%	54,540	+0.2%	$2.0M
UNHUnitedhealth Group Inc Com	0.6%	—	4,664	—	$1.9M
AVGOBroadcom Inc	0.6%	0.5%	5,124	+0.4%	$1.9M
ABBVAbbvie Inc	0.6%	0.5%	7,599	+8.1%	$1.9M
ASMLAsml Hldg NV	0.6%	0.5%	950	-22.0%	$1.9M
UPSUnited Parcel Svcs Inc Cl B	0.6%	0.5%	17,286	+11.7%	$1.9M
IGFIshares Global Infrastructure	0.5%	0.6%	25,801	+1.7%	$1.7M
SPLGSpdr Series Trust	0.5%	0.5%	19,408	-1.3%	$1.7M
STXSeagate Technology Hldngs Pl	0.5%	—	1,767	—	$1.7M
ALGNAlign Technology Inc	0.5%	0.6%	10,089	-1.2%	$1.7M
MCHIIshares Tr	0.5%	0.6%	32,870	+4.5%	$1.7M
NCLHNorwegian Cruise Line Hldg L	0.5%	—	76,116	—	$1.6M
HDHome Depot Inc Com	0.5%	—	4,440	—	$1.6M

What Richard W. Paul & Associates, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +13.2% /yr; S&P 500 +20.1%
3 years: +12.5% /yr; S&P 500 +20.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$327.0M	320
Q1 2026	$297.1M	300
Q4 2025	$301.2M	294
Q3 2025	$292.9M	316
Q2 2025	$276.6M	337
Q1 2025	$255.0M	337
Q4 2024	$274.5M	513
Q3 2024	$278.4M	506
Q2 2024	$259.1M	497
Q1 2024	$250.5M	512
Q4 2023	$238.1M	503
Q3 2023	$218.6M	511

Questions about Richard W. Paul & Associates, LLC's portfolio

What stocks does Richard W. Paul & Associates, LLC own?

Richard W. Paul & Associates, LLC's latest 13F, for Q2 2026 and filed Aug 10, 2026, lists 320 positions worth $327.0M. The largest are Ishares Tr (IUSV) at 6.2%, iShares ETFs/USA (IUSG) at 5.8%, Ishares 20 Year Treasury Bond ETF (TLT) at 3.5%, Jpmorgan Income ETF (JPIE) at 3.5% and Ishares Core Msci Eafe ETF (IEFA) at 3.5%.

What did Richard W. Paul & Associates, LLC buy last quarter?

In Q2 2026, Richard W. Paul & Associates, LLC added Pimco ETF Tr (BOND) (+57.0% shares), Pimco Multisector Bond Active Exchange-T (PYLD) (+29.6% shares) and Meta Platforms Inc Class A (META) (+28.1% shares), compared with its Q1 2026 filing.

What did Richard W. Paul & Associates, LLC sell last quarter?

In Q2 2026, Richard W. Paul & Associates, LLC cut from its top 50 Verizon Communications Inc Com (VZ), cut from its top 50 Fidelity Ethereum Fd (FETH), cut from its top 50 Costco Whsl Corp New (COST), cut from its top 50 Vertiv Holdings Co (VRT), cut from its top 50 Netflix Inc Total (NFLX), Ishares Tr (AGG) (-64.1% shares), Micron Technology Inc (MU) (-51.2% shares) and Asml Hldg NV (ASML) (-22.0% shares), compared with its Q1 2026 filing.

How has Richard W. Paul & Associates, LLC's portfolio performed?

A portfolio copying Richard W. Paul & Associates, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +12.5% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +13.2% against +20.1%.

When is Richard W. Paul & Associates, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Richard W. Paul & Associates, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Richard W. Paul & Associates, LLC manage?

Richard W. Paul & Associates, LLC reported $372.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $327.0M.