Q3 2026 13F · SEC CIK 1811783

Richard P Slaughter Associates Inc

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $499.3M
Reported positions: 109
Top holdings a year, 3 yrs: +11.3%
Assets under management: $905.2M

Richard P Slaughter Associates Inc is a wealth manager that reported 109 positions worth $499.3M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Ishares Tr (IWX, 12.0%), Fidelity Covington Trust (FMDE, 10.8%), Jpmorgan International Research Enhanced (JIRE, 10.6%). A portfolio copying its top holdings returned 11.3% a year over the last 3 years, against 20.4% for the S&P 500.

Richard P Slaughter Associates Inc holdings largest 50 of 109 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Richard P Slaughter Associates Inc 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IWXIshares Tr	12.0%	10.7%	546,002	+6.4%	$59.8M
FMDEFidelity Covington Trust	10.8%	11.4%	1,339,488	-5.5%	$54.1M
JIREJpmorgan International Research Enhanced	10.6%	13.0%	641,488	-19.0%	$52.7M
IWYIshares Tr	7.3%	7.6%	123,621	-6.4%	$36.5M
ACYSFirst Tr Exchange-Traded Fd	3.9%	3.1%	951,406	+26.0%	$19.6M
GSSCGoldman Sachs ETF Tr	3.9%	4.4%	228,206	-6.0%	$19.6M
AIQGlobal X Fds	3.8%	3.6%	290,629	+3.8%	$18.9M
IEMGIshares Inc	3.2%	3.0%	194,152	+6.8%	$15.8M
CSHINeos ETF Trust	2.9%	4.1%	294,243	-29.5%	$14.6M
UYLDAngel Oak Funds Trust	2.8%	4.1%	270,951	-33.6%	$13.7M
XCEMColumbia ETF Tr II	2.5%	2.7%	246,967	-4.2%	$12.7M
AAPLApple Inc	2.5%	2.4%	37,109	-11.1%	$12.4M
FNDFSchwab Strategic Tr	2.3%	1.5%	213,568	+46.0%	$11.5M
GRIDFirst Tr Exchange-Traded Fd	2.1%	1.8%	59,337	+24.6%	$10.5M
NVDANvidia Corporation	1.6%	1.5%	35,898	-3.2%	$8.2M
IQLTIshares Tr	1.5%	1.8%	151,127	-15.4%	$7.5M
MGKVanguard World Fd	1.5%	1.5%	78,263	-9.4%	$7.3M
COROBlackrock ETF Trust	1.4%	0.7%	194,677	+89.4%	$7.1M
TMSLT Rowe Price Exchange-Traded	1.3%	0.8%	155,684	+60.1%	$6.3M
GOOGAlphabet Inc	1.1%	1.1%	15,876	-1.1%	$5.4M
GLDMWorld Gold Tr	1.0%	1.0%	63,731	+1.9%	$5.2M
MSFTMicrosoft Corp	1.0%	0.8%	10,061	-3.7%	$5.2M
ZROZPimco ETF Tr	1.0%	—	93,433	—	$5.0M
MGVVanguard World Fd	1.0%	0.9%	29,755	+3.1%	$4.8M
NNNextnav Inc	0.9%	—	300,000	—	$4.3M
IWMIshares Tr	0.8%	1.0%	15,224	-11.7%	$4.2M
AVGOBroadcom Inc	0.7%	0.8%	10,546	+0.6%	$3.7M
XOMExxonmobil Holdings Corp	0.6%	—	19,642	—	$3.2M
VEUVanguard Intl Equity Index F	0.6%	0.7%	37,558	-16.2%	$3.1M
AVEEAmerican Centy ETF Tr	0.6%	0.4%	45,124	+42.7%	$3.1M
IWRIshares Tr	0.6%	0.7%	27,633	-11.9%	$2.9M
AMZNAmazon Com Inc	0.6%	0.6%	11,779	-6.8%	$2.9M
IEFAIshares Tr	0.5%	0.6%	26,506	-8.8%	$2.6M
SPYState Str Spdr S&p 500 ETF T	0.5%	—	2,968	—	$2.3M
EFIVSpdr Series Trust	0.4%	0.4%	28,540	-4.1%	$2.1M
JMSTJ P Morgan Exchange Traded F	0.4%	0.6%	41,663	-29.6%	$2.1M
HMOPHartford Fds Exchange Traded	0.4%	0.4%	55,438	-1.9%	$2.0M
MEARIshares U S ETF Tr	0.4%	0.6%	40,955	-32.1%	$2.0M
JPSTJ P Morgan Exchange Traded F	0.3%	0.4%	32,305	-8.9%	$1.6M
ESGDiShares ESG Aware MSCI EAFE ETF	0.3%	0.4%	15,166	-12.5%	$1.6M
BRK-BBerkshire Hathaway Inc Del	0.3%	0.3%	2,862	+3.4%	$1.4M
TSMTaiwan Semiconductor Manufac	0.3%	0.3%	3,113	+0.2%	$1.4M
JPMJpmorgan Chase & Co	0.3%	0.3%	3,987	+0.7%	$1.3M
JNJJohnson & Johnson	0.3%	0.3%	4,926	-4.4%	$1.3M
TSLATesla Inc	0.3%	0.4%	3,669	-18.6%	$1.3M
GSIEGoldman Sachs ETF Tr	0.3%	0.3%	27,487	-1.3%	$1.3M
MINTPimco Enhanced Short Maturity Active Exc	0.2%	0.3%	11,518	-19.3%	$1.2M
DFACDimensional ETF Trust	0.2%	0.2%	25,188	+0.0%	$1.1M
VOOVanguard Index Fds	0.2%	—	1,568	—	$1.1M
EMXCIshares Inc	0.2%	—	11,005	—	$1.1M

What Richard P Slaughter Associates Inc bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.5% /yr; S&P 500 +20.1%
3 years: +11.3% /yr; S&P 500 +20.4%
5 years: +3.7% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$499.3M	109
Q2 2026	$504.1M	101
Q1 2026	$462.3M	97
Q4 2025	$477.0M	108
Q3 2025	$464.2M	108
Q2 2025	$490.4M	114
Q1 2025	$428.1M	124
Q4 2024	$446.5M	142
Q3 2024	$430.8M	146
Q2 2024	$423.7M	144
Q1 2024	$412.6M	140
Q4 2023	$402.4M	141

Questions about Richard P Slaughter Associates Inc's portfolio

What stocks does Richard P Slaughter Associates Inc own?

Richard P Slaughter Associates Inc's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 109 positions worth $499.3M. The largest are Ishares Tr (IWX) at 12.0%, Fidelity Covington Trust (FMDE) at 10.8%, Jpmorgan International Research Enhanced (JIRE) at 10.6%, Ishares Tr (IWY) at 7.3% and First Tr Exchange-Traded Fd (ACYS) at 3.9%.

What did Richard P Slaughter Associates Inc buy last quarter?

In Q3 2026, Richard P Slaughter Associates Inc added Blackrock ETF Trust (CORO) (+89.4% shares), T Rowe Price Exchange-Traded (TMSL) (+60.1% shares) and Schwab Strategic Tr (FNDF) (+46.0% shares), compared with its Q2 2026 filing.

What did Richard P Slaughter Associates Inc sell last quarter?

In Q3 2026, Richard P Slaughter Associates Inc cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Bondbloxx ETF Trust (XTWY), cut from its top 50 Vanguard Index Fds (VOT), cut from its top 50 Jabil Inc (JBL), cut from its top 50 Vanguard Index Fds (VTI), Angel Oak Funds Trust (UYLD) (-33.6% shares), Ishares U S ETF Tr (MEAR) (-32.1% shares) and J P Morgan Exchange Traded F (JMST) (-29.6% shares), compared with its Q2 2026 filing.

How has Richard P Slaughter Associates Inc's portfolio performed?

A portfolio copying Richard P Slaughter Associates Inc's 20 largest 13F holdings each quarter, from the day each filing was public, returned +11.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +17.5% against +20.1%. Over 5 years: +3.7% a year against +11.6%.

When is Richard P Slaughter Associates Inc's next 13F filing due?

13F filings are due 45 days after each quarter ends. Richard P Slaughter Associates Inc's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Richard P Slaughter Associates Inc manage?

Richard P Slaughter Associates Inc reported $905.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $499.3M.