Q3 2026 13F · SEC CIK 2011668

Pullen Investment Management, LLC

Wealth managerFiled 2026-10-23 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $209.3M
Reported positions: 101
Top holdings a year, 3 yrs: +14.2%
Assets under management: $221.0M

Pullen Investment Management, LLC is a wealth manager that reported 101 positions worth $209.3M in its Q3 2026 13F, filed 2026-10-23. Its largest holdings were Vanguard Index Fds (VOO, 6.1%), Vanguard Index Fds (VTI, 5.0%), Madison Square Grdn Sprt Corp Cl A (MSGK, 2.5%). A portfolio copying its top holdings returned 14.2% a year over the last 3 years, against 18.4% for the S&P 500.

Pullen Investment Management, LLC holdings largest 50 of 101 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Pullen Investment Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
VOOVanguard Index Fds	6.1%	6.0%	18,253	-3.6%	$12.8M
VTIVanguard Index Fds	5.0%	5.0%	27,883	-5.1%	$10.4M
MSGKMadison Square Grdn Sprt Corp Cl A	2.5%	2.4%	12,763	-0.7%	$5.2M
SCHBSchwab Strategic Tr	2.4%	2.3%	168,866	-3.4%	$4.9M
SPYState Str Spdr S&p 500 ETF T	2.2%	2.1%	6,134	-0.1%	$4.7M
KEXKirby Corp	2.2%	2.2%	35,525	+0.2%	$4.7M
MSFTMicrosoft Corp	2.2%	1.5%	8,951	+0.0%	$4.6M
BRK-BBerkshire Hathaway Inc Del	1.9%	1.8%	8,117	+2.3%	$4.0M
OLLIOllies Bargain Outlet Holdings	1.9%	1.7%	46,698	+0.7%	$4.0M
AGMFederal Agric Mtg Corp	1.9%	1.8%	19,110	+0.6%	$4.0M
MPCMarathon Petroleum	1.9%	1.2%	9,809	+0.2%	$3.9M
ARCBArcbest Corp	1.8%	1.9%	29,030	+0.6%	$3.7M
SENEASeneca Foods Corp New	1.7%	1.6%	20,242	+0.7%	$3.6M
INGMIngram Micro Hldg Corp	1.7%	1.7%	134,161	+0.6%	$3.6M
DNOWDnow Inc (DNOW)	1.7%	1.4%	230,772	+0.6%	$3.6M
AZZAzz Inc	1.7%	1.7%	26,247	+12.8%	$3.5M
FTDRFrontdoor Inc	1.7%	1.7%	48,078	+0.6%	$3.5M
BBarrick Mng Corp	1.6%	1.4%	83,509	+0.3%	$3.4M
DRVNDriven Brands Hldgs Inc	1.6%	1.9%	285,707	-1.4%	$3.4M
ASOAcademy Sports & Outdoors in	1.5%	1.5%	67,108	-1.4%	$3.2M
CRD-ACrawford & Co	1.5%	1.3%	255,616	+0.5%	$3.2M
NEMNewmont Corp	1.4%	1.7%	26,057	-33.3%	$3.0M
MSAMsa Safety Inc	1.4%	1.3%	16,613	+0.6%	$3.0M
WNCWabash National Corp	1.4%	1.4%	239,480	+10.3%	$3.0M
FCFSFirstcash Holdings Inc	1.3%	2.1%	13,127	-36.0%	$2.8M
GLDSpdr Gold Tr	1.3%	1.2%	7,196	+0.5%	$2.7M
BBSIBarrett Business Svcs Inc	1.3%	1.4%	87,922	+0.6%	$2.7M
CSCOCisco Sys Inc	1.3%	1.3%	24,601	+0.3%	$2.6M
SCLStepan Chemical Co	1.2%	1.1%	41,270	+0.7%	$2.6M
FOXFFox Factory Hldg Corp	1.2%	1.1%	137,422	+0.7%	$2.5M
SOSouthern Co	1.2%	1.3%	30,014	+1.5%	$2.5M
TBCHTurtle Beach Corp	1.2%	0.9%	193,581	+20.6%	$2.5M
ALGAlamo Group Inc	1.1%	1.1%	15,188	+0.7%	$2.4M
CVXChevron Corporation	1.1%	1.7%	11,064	-51.5%	$2.3M
FTREFortrea Hldgs Inc	1.1%	—	111,271	—	$2.2M
PNCPnc Finl Svcs Group Inc	1.0%	1.1%	9,739	+0.3%	$2.2M
CNXCnx Res Corp	1.0%	1.1%	69,350	+0.6%	$2.2M
HDHome Depot Inc	1.0%	1.2%	7,048	-1.0%	$2.0M
LHLabcorp Holdings Inc	0.9%	0.8%	6,259	+0.0%	$1.9M
HTLDHeartland Express Inc Com	0.9%	—	163,250	—	$1.9M
TTITetra Technologies Inc Del	0.9%	1.6%	315,858	+0.5%	$1.9M
JNJJohnson & Johnson	0.9%	0.8%	6,959	+0.7%	$1.8M
MIDDMiddleby Corp	0.8%	—	16,949	—	$1.8M
CMECme Group Inc	0.8%	—	6,613	—	$1.7M
ODFLOld Dominion Freight Line in	0.8%	1.0%	9,726	+0.3%	$1.7M
TITNTitan Machy Inc	0.8%	—	72,301	—	$1.7M
ESABEsab Corporation	0.8%	—	24,528	—	$1.6M
SSTISoundthinking Inc	0.8%	0.8%	193,972	+0.4%	$1.6M
MRKMerck & Co Inc	0.8%	—	11,048	—	$1.6M
IBKRInteractive Brokers Group in	0.8%	0.8%	18,788	+0.0%	$1.6M

What Pullen Investment Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

TBCH Turtle Beach Corp+20.6% shares
AZZ Azz Inc+12.8% shares
WNC Wabash National Corp+10.3% shares

Reduced

CVX Chevron Corporation-51.5% shares
FCFS Firstcash Holdings Inc-36.0% shares
NEM Newmont Corp-33.3% shares
VTI Vanguard Index Fds-5.1% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +20.6% /yr; S&P 500 +20.1%
3 years: +14.2% /yr; S&P 500 +18.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$209.3M	101
Q2 2026	$216.0M	98
Q1 2026	$199.2M	98
Q4 2025	$189.9M	97
Q3 2025	$184.7M	99
Q2 2025	$166.0M	100
Q1 2025	$158.4M	104
Q4 2024	$153.8M	103
Q3 2024	$136.8M	100
Q2 2024	$120.7M	99
Q1 2024	$118.4M	97

Questions about Pullen Investment Management, LLC's portfolio

What stocks does Pullen Investment Management, LLC own?

Pullen Investment Management, LLC's latest 13F, for Q3 2026 and filed Oct 23, 2026, lists 101 positions worth $209.3M. The largest are Vanguard Index Fds (VOO) at 6.1%, Vanguard Index Fds (VTI) at 5.0%, Madison Square Grdn Sprt Corp Cl A (MSGK) at 2.5%, Schwab Strategic Tr (SCHB) at 2.4% and State Str Spdr S&p 500 ETF T (SPY) at 2.2%.

What did Pullen Investment Management, LLC buy last quarter?

In Q3 2026, Pullen Investment Management, LLC added Turtle Beach Corp (TBCH) (+20.6% shares), Azz Inc (AZZ) (+12.8% shares) and Wabash National Corp (WNC) (+10.3% shares), compared with its Q2 2026 filing.

What did Pullen Investment Management, LLC sell last quarter?

In Q3 2026, Pullen Investment Management, LLC cut from its top 50 Louisiana Pac Corp (LPX), cut from its top 50 Hanover Ins Group Inc (THG), cut from its top 50 Allstate Corp (ALL), cut from its top 50 Lincoln Educational Srvcs (LINC), cut from its top 50 Parsons Corp Del (PSN), Chevron Corporation (CVX) (-51.5% shares), Firstcash Holdings Inc (FCFS) (-36.0% shares) and Newmont Corp (NEM) (-33.3% shares), compared with its Q2 2026 filing.

How has Pullen Investment Management, LLC's portfolio performed?

A portfolio copying Pullen Investment Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.2% a year over the last 3 years, against +18.4% for the S&P 500. Over 1 year: +20.6% against +20.1%.

When is Pullen Investment Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Pullen Investment Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Pullen Investment Management, LLC manage?

Pullen Investment Management, LLC reported $221.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $209.3M.