Q3 2026 13F · SEC CIK 2126257

Prota Financial, LLC

Wealth managerFiled 2026-10-08 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $156.5M
Reported positions: 69
Holdings vs S&P 500, 3 yrs: —
Assets under management: $270.4M

Prota Financial, LLC is a wealth manager that reported 69 positions worth $156.5M in its Q3 2026 13F, filed 2026-10-08. Its largest holdings were J P Morgan Exchange Traded F (JEPQ, 7.9%), Invesco Exch Traded Fd Tr II (QQQM, 7.8%), Schwab Strategic Tr (SCHG, 6.0%).

Prota Financial, LLC holdings largest 50 of 69 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Prota Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
JEPQJ P Morgan Exchange Traded F	7.9%	7.9%	204,358	+2.0%	$12.4M
QQQMInvesco Exch Traded Fd Tr II	7.8%	7.4%	39,914	+5.4%	$12.2M
SCHGSchwab Strategic Tr	6.0%	6.0%	259,759	-2.6%	$9.4M
DGROIshares Tr	5.6%	5.7%	115,968	+1.6%	$8.7M
SCHFSchwab Strategic Tr	4.8%	4.7%	273,223	+4.0%	$7.4M
DIVOAmplify ETF Tr	4.0%	4.0%	135,192	+1.1%	$6.3M
COWZPacer Fds Tr	3.8%	3.7%	88,581	-0.4%	$6.0M
BXSLBlackstone Secd Lending Fd	3.7%	3.8%	245,238	+1.9%	$5.9M
SPYINeos ETF Trust	3.7%	3.8%	109,917	+2.2%	$5.9M
GPIXGoldman Sachs ETF Tr	3.7%	3.8%	105,471	+1.2%	$5.9M
OBDCBlue Owl Capital Corp.	3.7%	3.7%	549,167	+4.6%	$5.7M
XMHQInvesco Exchange Traded Fd T	3.6%	3.6%	50,064	+2.1%	$5.7M
PBDCPutnam ETF Trust	3.5%	3.5%	204,758	+4.6%	$5.5M
SCHESchwab Strategic Tr	3.5%	3.3%	152,541	+8.7%	$5.5M
IDVIshares Tr	3.5%	3.5%	132,574	+1.7%	$5.5M
LVHILegg Mason ETF Invt	3.5%	3.2%	131,526	+8.1%	$5.5M
AMLPAlps ETF Tr	3.5%	3.5%	103,612	+1.8%	$5.4M
SPHQInvesco Exchange Traded Fd T	3.4%	3.4%	63,061	+9.2%	$5.4M
SPMOInvesco Exch Traded Fd Tr II	2.4%	2.1%	24,646	+19.1%	$3.8M
AAPLApple Inc	1.1%	1.0%	5,088	-1.2%	$1.7M
FLQHFranklin Templeton ETF Tr	0.9%	1.0%	33,416	-3.8%	$1.4M
GOOGLAlphabet Inc	0.6%	0.7%	2,825	+1.0%	$956K
MRKMerck & Co Inc	0.6%	0.5%	6,085	-2.7%	$875K
OTFBlue Owl Technology Finance	0.5%	0.6%	88,056	+0.2%	$859K
VVisa Inc	0.5%	0.5%	2,133	-1.9%	$768K
BRK-BBerkshire Hathaway Inc Del	0.5%	0.5%	1,503	-4.1%	$752K
AMATApplied Matls Inc	0.5%	0.7%	1,410	-7.1%	$746K
LRCXLam Research Corp	0.5%	0.6%	2,171	-2.3%	$738K
ADPAutomatic Data Processing in	0.5%	0.4%	2,770	-3.1%	$731K
CRMSalesforce Inc	0.5%	0.4%	3,079	-7.0%	$729K
AMZNAmazon Com Inc	0.5%	0.5%	2,869	-1.1%	$712K
GILDGilead Sciences Inc	0.5%	0.4%	4,793	-0.6%	$707K
KOCoca Cola Co	0.5%	0.4%	8,194	-1.9%	$706K
KLACKla Corp	0.4%	0.6%	3,481	+7.3%	$697K
ETNEaton Corp PLC	0.4%	0.4%	1,546	-0.4%	$676K
PGProcter & Gamble Co	0.4%	0.5%	4,696	-0.4%	$676K
CATCaterpillar Inc	0.4%	0.5%	818	-0.5%	$676K
GEVGe Vernova Inc	0.4%	0.5%	673	+2.7%	$665K
MMM3m Co	0.4%	0.4%	4,068	-0.2%	$663K
GEGe Aerospace	0.4%	0.5%	2,118	-1.9%	$662K
MSIMotorola Solutions Inc	0.4%	0.4%	1,405	-0.8%	$629K
MAMastercard Incorporated	0.4%	0.4%	1,139	-0.1%	$626K
ASMLAsml Hldg NV	0.4%	0.4%	344	+0.0%	$622K
ADBEAdobe Inc	0.4%	0.3%	2,563	+6.4%	$618K
COSTCostco Wholesale Corporation	0.4%	0.4%	666	+1.2%	$609K
LMTLockheed Martin Corp	0.4%	0.4%	1,191	-1.1%	$602K
PGRProgressive Corp	0.4%	0.4%	2,823	-0.7%	$596K
INTUIntuit	0.4%	0.4%	2,049	-1.8%	$579K
MSFTMicrosoft Corp	0.4%	—	1,114	—	$571K
TJXTjx Cos Inc New	0.4%	0.4%	4,114	+4.4%	$550K

What Prota Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$156.5M	69
Q2 2026	$151.9M	70
Q1 2026	$138.0M	67
Q4 2025	$138.8M	67

Questions about Prota Financial, LLC's portfolio

What stocks does Prota Financial, LLC own?

Prota Financial, LLC's latest 13F, for Q3 2026 and filed Oct 8, 2026, lists 69 positions worth $156.5M. The largest are J P Morgan Exchange Traded F (JEPQ) at 7.9%, Invesco Exch Traded Fd Tr II (QQQM) at 7.8%, Schwab Strategic Tr (SCHG) at 6.0%, Ishares Tr (DGRO) at 5.6% and Schwab Strategic Tr (SCHF) at 4.8%.

What did Prota Financial, LLC buy last quarter?

In Q3 2026, Prota Financial, LLC added Invesco Exch Traded Fd Tr II (SPMO) (+19.1% shares), Invesco Exchange Traded Fd T (SPHQ) (+9.2% shares) and Schwab Strategic Tr (SCHE) (+8.7% shares), compared with its Q2 2026 filing.

What did Prota Financial, LLC sell last quarter?

In Q3 2026, Prota Financial, LLC cut from its top 50 Pepsico Inc (PEP), Applied Matls Inc (AMAT) (-7.1% shares) and Salesforce Inc (CRM) (-7.0% shares), compared with its Q2 2026 filing.

When is Prota Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Prota Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Prota Financial, LLC manage?

Prota Financial, LLC reported $270.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $156.5M.