Q3 2026 13F · SEC CIK 1991334

Prosperity Financial Group, Inc.

Wealth managerFiled 2026-10-29 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $340.6M
Reported positions: 193
Top holdings a year, 3 yrs: +21.1%
Assets under management: $503.0M

Prosperity Financial Group, Inc. is a wealth manager that reported 193 positions worth $340.6M in its Q3 2026 13F, filed 2026-10-29. Its largest holdings were Apple Inc (AAPL, 7.6%), Nvidia Corporation (NVDA, 4.4%), Microsoft Corp (MSFT, 3.2%). A portfolio copying its top holdings returned 21.1% a year over the last 3 years, against 21.8% for the S&P 500.

Prosperity Financial Group, Inc. holdings largest 50 of 193 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Prosperity Financial Group, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	7.6%	6.7%	77,495	+4.4%	$25.8M
NVDANvidia Corporation	4.4%	3.7%	65,465	+9.1%	$15.0M
MSFTMicrosoft Corp	3.2%	2.3%	21,080	+6.6%	$10.8M
GOOGLAlphabet Inc	2.5%	2.5%	24,783	+9.1%	$8.5M
ISPYProshares Tr	2.1%	2.3%	149,140	-4.2%	$7.1M
PVALPutnam Focused Large Capvalue ETF	2.0%	2.1%	132,042	-1.2%	$6.9M
AIRRFirst Tr Exchange Traded Fd	1.9%	2.7%	64,320	+0.0%	$6.6M
CNEQThe Alger ETF Trust	1.9%	—	159,750	—	$6.5M
PJFGPgim ETF Tr	1.8%	1.9%	50,502	-2.8%	$6.1M
HFXINylim Ftse Internationalequity Currency	1.7%	1.8%	151,653	+0.9%	$5.6M
AMZNAmazon Com Inc	1.6%	1.6%	22,012	+1.1%	$5.5M
AVLVAmerican Centy ETF Tr	1.5%	1.6%	56,629	-0.8%	$5.1M
MFSGMfs Active Exchange Traded F	1.5%	1.6%	164,855	-4.3%	$5.0M
AMAXStarboard Invt Tr	1.5%	1.4%	670,234	+10.6%	$4.9M
QMMYFirst Tr Exchng Traded Fd Vi	1.4%	1.6%	181,987	-4.8%	$4.9M
JPMJpmorgan Chase & Co	1.4%	1.4%	14,722	+6.8%	$4.9M
RDVIFirst Tr Exchange-Traded Fd	1.4%	1.5%	168,771	+4.6%	$4.7M
LQTIFirst Tr Exchange-Traded Fd	1.4%	1.2%	257,116	+26.1%	$4.6M
PLTRPalantir Technologies Inc	1.3%	0.9%	24,476	-0.1%	$4.6M
MISLFirst Tr Exchange-Traded Fd	1.3%	1.5%	104,948	-0.9%	$4.4M
GROZZacks Trust	1.3%	1.3%	127,559	-2.4%	$4.3M
PGROPutnam ETF Trust	1.3%	1.4%	88,909	-3.4%	$4.3M
METAMeta Platforms Inc	1.2%	0.9%	5,763	+9.0%	$4.2M
GPIXGoldman Sachs ETF Tr	1.1%	1.2%	69,313	+0.9%	$3.9M
AVGOBroadcom Inc	1.1%	1.1%	10,982	+14.4%	$3.9M
TSLATesla Inc	1.1%	1.2%	10,766	+13.3%	$3.8M
PSDMPgim ETF Tr	1.1%	—	74,599	—	$3.7M
AVXCAmerican Centy ETF Tr	1.0%	1.2%	43,048	-1.6%	$3.5M
TDIVFirst Tr Exchange Traded Fd	1.0%	1.2%	30,961	-4.8%	$3.5M
ABBVAbbvie Inc	1.0%	0.9%	12,998	+13.3%	$3.4M
COSTCostco Wholesale Corporation	1.0%	1.0%	3,644	+4.7%	$3.3M
CRTCDbx ETF Tr	1.0%	1.0%	79,839	-1.7%	$3.3M
ACYNFirst Tr Exchange-Traded Fd	1.0%	—	157,979	—	$3.3M
CGICCapital Group International	0.9%	1.0%	89,767	-3.0%	$3.2M
FDGAmerican Centy ETF Tr	0.9%	1.0%	23,085	-3.6%	$3.1M
AMDAdvanced Micro Devices Inc	0.9%	1.8%	4,841	-51.0%	$3.0M
PAVEGlobal X U.s. Infrastructure Development	0.8%	1.0%	51,910	-2.8%	$2.7M
CATCaterpillar Inc	0.8%	1.0%	3,204	+6.5%	$2.6M
GBTCGrayscale Bitcoin Trust ETF	0.7%	—	38,400	—	$2.5M
SCIOFirst Tr Exchange-Traded Fd	0.7%	0.8%	113,589	-8.4%	$2.3M
SHLDGlobal X Defense Tech ETF	0.6%	0.6%	35,277	+1.5%	$2.1M
PWRQuanta Svcs Inc	0.6%	0.6%	3,294	+20.2%	$2.1M
LLYEli Lilly & Co	0.6%	0.6%	1,816	+13.7%	$2.1M
SPLGSpdr Series Trust	0.6%	0.6%	23,099	+6.3%	$2.1M
SPYState Str Spdr S&p 500 ETF T	0.6%	0.6%	2,691	-0.2%	$2.1M
SMIZZacks Trust	0.6%	0.7%	50,018	-3.4%	$2.0M
UNHUnitedhealth Group Inc	0.6%	—	5,572	—	$2.0M
ROSTRoss Stores Inc	0.6%	—	8,149	—	$1.9M
FBTFirst Tr Exchange-Traded Fd	0.6%	—	6,976	—	$1.9M
GRIDFirst Tr Exchange-Traded Fd	0.6%	—	10,572	—	$1.9M

What Prosperity Financial Group, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +23.3% /yr; S&P 500 +20.1%
3 years: +21.1% /yr; S&P 500 +21.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$340.6M	193
Q2 2026	$322.6M	184
Q1 2026	$270.8M	186
Q4 2025	$277.5M	180
Q3 2025	$272.6M	177
Q2 2025	$235.0M	163
Q1 2025	$200.7M	161
Q4 2024	$199.6M	167
Q3 2024	$178.0M	152
Q2 2024	$158.3M	141
Q1 2024	$161.9M	146
Q4 2023	$144.1M	132

Questions about Prosperity Financial Group, Inc.'s portfolio

What stocks does Prosperity Financial Group, Inc. own?

Prosperity Financial Group, Inc.'s latest 13F, for Q3 2026 and filed Oct 29, 2026, lists 193 positions worth $340.6M. The largest are Apple Inc (AAPL) at 7.6%, Nvidia Corporation (NVDA) at 4.4%, Microsoft Corp (MSFT) at 3.2%, Alphabet Inc (GOOGL) at 2.5% and Proshares Tr (ISPY) at 2.1%.

What did Prosperity Financial Group, Inc. buy last quarter?

In Q3 2026, Prosperity Financial Group, Inc. added First Tr Exchange-Traded Fd (LQTI) (+26.1% shares), Quanta Svcs Inc (PWR) (+20.2% shares) and Broadcom Inc (AVGO) (+14.4% shares), compared with its Q2 2026 filing.

What did Prosperity Financial Group, Inc. sell last quarter?

In Q3 2026, Prosperity Financial Group, Inc. cut from its top 50 The Alger ETF Trust (ALAI), cut from its top 50 Pgim ETF Tr (PTRB), cut from its top 50 Kla Corp (KLAC), cut from its top 50 Sandisk Corp (SNDK), cut from its top 50 Lam Research Corp (LRCX), Advanced Micro Devices Inc (AMD) (-51.0% shares) and First Tr Exchange-Traded Fd (SCIO) (-8.4% shares), compared with its Q2 2026 filing.

How has Prosperity Financial Group, Inc.'s portfolio performed?

A portfolio copying Prosperity Financial Group, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +21.1% a year over the last 3 years, against +21.8% for the S&P 500. Over 1 year: +23.3% against +20.1%.

When is Prosperity Financial Group, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Prosperity Financial Group, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Prosperity Financial Group, Inc. manage?

Prosperity Financial Group, Inc. reported $503.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $340.6M.