Q2 2026 13F · SEC CIK 1541625

Prospera Financial Services Inc

Wealth managerFiled 2026-07-15 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $6.9B
Reported positions: 1,466
Top holdings a year, 3 yrs: +22.1%
Assets under management: $14.4B

Prospera Financial Services Inc is a wealth manager that reported 1,466 positions worth $6.9B in its Q2 2026 13F, filed 2026-07-15. Its largest holdings were Apple Inc (AAPL, 3.6%), Nvidia Corporation (NVDA, 3.4%), Microsoft Corp (MSFT, 1.6%). A portfolio copying its top holdings returned 22.1% a year over the last 3 years, against 20.4% for the S&P 500.

Prospera Financial Services Inc holdings largest 50 of 1,466 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Prospera Financial Services Inc 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
AAPLApple Inc	3.6%	3.5%	843,779	-1.7%	$244.2M
NVDANvidia Corporation	3.4%	3.2%	1,165,618	+4.1%	$233.2M
MSFTMicrosoft Corp	1.6%	1.7%	296,327	+1.4%	$110.6M
AMZNAmazon Com Inc	1.6%	1.5%	454,422	+0.1%	$108.3M
CATCaterpillar Inc	1.5%	1.1%	97,568	+2.2%	$103.9M
GOOGLAlphabet Inc	1.4%	1.3%	272,534	-4.7%	$97.4M
QQQInvesco Qqq Tr	1.4%	1.3%	131,820	-5.7%	$97.2M
RDVYFirst Tr Exchange Traded Fd	1.3%	1.3%	1,105,561	-5.6%	$89.6M
GOOGAlphabet Inc	1.2%	1.1%	241,030	+2.0%	$85.2M
AVGOBroadcom Inc	1.1%	1.1%	207,114	-5.0%	$78.3M
JPMJpmorgan Chase & Co	1.1%	1.1%	229,858	-0.9%	$75.3M
SPYState Str Spdr S&p 500 ETF T	1.1%	1.0%	99,549	+6.9%	$74.4M
CGGRCapital Group Growth ETF	1.0%	0.9%	1,405,335	-2.4%	$66.3M
BRK-BBerkshire Hathaway Inc Del	1.0%	1.1%	130,881	-6.5%	$65.5M
IVVIshares Tr	0.9%	0.8%	83,774	+4.7%	$62.8M
CGDVCapital Group Dividend Value	0.9%	0.8%	1,237,244	+5.8%	$61.0M
MUMicron Technology Inc	0.8%	0.6%	49,032	-52.5%	$56.6M
LLYEli Lilly & Co	0.8%	0.7%	46,944	-1.9%	$56.3M
XOMExxon Mobil Corp	0.8%	1.1%	410,242	-0.8%	$56.1M
AMATApplied Matls Inc	0.7%	0.4%	70,875	-1.5%	$51.3M
WMTWalmart Inc	0.7%	0.9%	437,836	+1.5%	$49.6M
METAMeta Platforms Inc	0.7%	0.8%	87,954	+1.2%	$49.6M
FVFirst Tr Exchange Traded Fd	0.7%	0.6%	596,001	-5.6%	$45.2M
JNJJohnson & Johnson	0.6%	0.7%	174,910	+0.3%	$44.4M
IWDIshares Tr	0.6%	0.6%	166,431	-7.8%	$40.4M
VOOVanguard Index Fds	0.6%	0.6%	56,586	-0.7%	$38.9M
WDCWestern Digital Corp Com	0.6%	—	60,180	—	$38.4M
AMDAdvanced Micro Devices Inc	0.5%	—	64,869	—	$37.7M
INTCIntel Corp	0.5%	—	264,972	—	$37.0M
GLDSpdr Gold Tr	0.5%	0.7%	98,406	-4.8%	$36.3M
PGProcter & Gamble Co	0.5%	0.6%	244,751	-1.7%	$35.9M
HONAHoneywell Aerospace Inc	0.5%	—	157,316	—	$34.8M
ARMArm Holdings PLC	0.5%	—	97,603	—	$34.6M
EPDEnterprise Prods Partners L	0.5%	0.6%	935,668	-0.6%	$34.4M
VUGVanguard Index Fds	0.5%	0.5%	399,200	+460.3%	$34.4M
SDVYFirst Tr Exchange Traded Fd	0.5%	0.5%	796,153	-6.6%	$34.4M
HONHoneywell Intl Inc	0.5%	—	152,884	—	$34.2M
NFLXNetflix Inc.	0.5%	0.8%	471,017	-2.6%	$33.6M
VVisa Inc	0.5%	0.5%	94,580	-0.8%	$32.5M
GLWCorning Inc	0.5%	—	123,981	—	$31.7M
ADIAnalog Devices Inc	0.5%	0.4%	79,574	+2.6%	$31.6M
LRCXLam Research Corp	0.5%	—	71,870	—	$31.1M
VTIVanguard Index Fds	0.5%	0.4%	83,642	+5.0%	$31.0M
MGKVanguard World Fd	0.4%	—	336,415	—	$29.6M
BXBlackstone Inc	0.4%	0.5%	249,715	+0.4%	$29.4M
VTVVanguard Index Fds	0.4%	0.4%	134,317	-2.1%	$29.3M
FVDFirst Tr Exchange-Traded Fd	0.4%	0.5%	597,550	-3.1%	$28.8M
LMBSFirst Tr Exchange-Traded Fd	0.4%	0.4%	524,477	-2.3%	$26.1M
CRWDCrowdstrike Hldgs Inc	0.4%	—	34,207	—	$26.1M
PSLVSprott Physical	0.4%	0.5%	1,340,709	-0.1%	$25.3M

What Prospera Financial Services Inc bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.2% /yr; S&P 500 +20.1%
3 years: +22.1% /yr; S&P 500 +20.4%
5 years: +12.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$6.9B	1,466
Q1 2026	$6.2B	1,415
Q4 2025	$6.1B	1,357
Q3 2025	$5.9B	1,352
Q2 2025	$5.4B	1,313
Q1 2025	$4.4B	1,167
Q4 2024	$4.3B	1,133
Q3 2024	$3.9B	1,116
Q2 2024	$3.6B	1,134
Q1 2024	$3.4B	1,091
Q4 2023	$3.0B	1,051
Q3 2023	$2.6B	1,006

Questions about Prospera Financial Services Inc's portfolio

What stocks does Prospera Financial Services Inc own?

Prospera Financial Services Inc's latest 13F, for Q2 2026 and filed Jul 15, 2026, lists 1,466 positions worth $6.9B. The largest are Apple Inc (AAPL) at 3.6%, Nvidia Corporation (NVDA) at 3.4%, Microsoft Corp (MSFT) at 1.6%, Amazon Com Inc (AMZN) at 1.6% and Caterpillar Inc (CAT) at 1.5%.

What did Prospera Financial Services Inc buy last quarter?

In Q2 2026, Prospera Financial Services Inc added Vanguard Index Fds (VUG) (+460.3% shares), State Str Spdr S&p 500 ETF T (SPY) (+6.9% shares) and Capital Group Dividend Value (CGDV) (+5.8% shares), compared with its Q1 2026 filing.

What did Prospera Financial Services Inc sell last quarter?

In Q2 2026, Prospera Financial Services Inc cut from its top 50 Honeywell Intl. Inc (HON), cut from its top 50 Chevron Corporation (CVX), cut from its top 50 Palantir Technologies Inc (PLTR), cut from its top 50 Strategy Shs (SSUS), cut from its top 50 First Tr Exch Traded Fd III (FPE), Micron Technology Inc (MU) (-52.5% shares), Ishares Tr (IWD) (-7.8% shares) and First Tr Exchange Traded Fd (SDVY) (-6.6% shares), compared with its Q1 2026 filing.

How has Prospera Financial Services Inc's portfolio performed?

A portfolio copying Prospera Financial Services Inc's 20 largest 13F holdings each quarter, from the day each filing was public, returned +22.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.2% against +20.1%. Over 5 years: +12.5% a year against +11.6%.

When is Prospera Financial Services Inc's next 13F filing due?

13F filings are due 45 days after each quarter ends. Prospera Financial Services Inc's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Prospera Financial Services Inc manage?

Prospera Financial Services Inc reported $14.4B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $6.9B.