Q2 2026 13F · SEC CIK 2012519

Prospect Financial Services LLC

Wealth managerFiled 2026-08-06 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $197.4M
Reported positions: 115
Top holdings a year, 3 yrs: +14.0%
Assets under management: $431.0M

Prospect Financial Services LLC is a wealth manager that reported 115 positions worth $197.4M in its Q2 2026 13F, filed 2026-08-06. Its largest holdings were Sl Green Rlty Corp (SLG, 6.4%), Alphabet Inc (GOOG, 5.9%), Vanguard Long-Term Corporate Bond ETF (VCLT, 5.7%). A portfolio copying its top holdings returned 14.0% a year over the last 3 years, against 17.1% for the S&P 500.

Prospect Financial Services LLC holdings largest 50 of 115 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Prospect Financial Services LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
SLGSl Green Rlty Corp	6.4%	5.7%	243,802	-3.3%	$12.6M
GOOGAlphabet Inc	5.9%	6.0%	32,765	-4.8%	$11.6M
VCLTVanguard Long-Term Corporate Bond ETF	5.7%	5.8%	150,149	+18.6%	$11.3M
VOOVanguard Index Fds	5.1%	4.6%	14,692	+16.6%	$10.1M
QQQInvesco Qqq Tr	4.7%	4.0%	12,594	+10.2%	$9.3M
BABoeing Co	4.5%	5.2%	41,428	-2.7%	$9.0M
VCITVanguard Scottsdale Fds	3.7%	3.7%	87,446	+20.0%	$7.2M
GOOGLAlphabet Inc	3.6%	3.5%	19,688	-1.5%	$7.0M
NVDANvidia Corporation	3.5%	3.7%	34,467	-1.9%	$6.9M
VTVVanguard Index Fds	2.9%	3.1%	26,326	+1.6%	$5.7M
AAPLApple Inc	2.6%	2.8%	17,467	-3.6%	$5.1M
VIGVanguard Specialized Funds	2.5%	2.7%	20,830	-0.1%	$4.9M
IMCGIshares Tr	2.3%	1.8%	46,859	+23.6%	$4.6M
VYMVanguard Whitehall Fds	2.1%	1.6%	25,846	+43.9%	$4.1M
VUGVanguard Index Fds	2.1%	2.1%	47,090	+486.9%	$4.1M
XLVSelect Sector Spdr Tr	1.9%	1.7%	23,956	+28.5%	$3.8M
PLTRPalantir Technologies Inc	1.8%	2.9%	31,064	-3.4%	$3.6M
AMZNAmazon Com Inc	1.7%	1.8%	13,785	-0.5%	$3.3M
SCHGSchwab Strategic Tr	1.6%	1.3%	94,233	+31.2%	$3.2M
ETPCEnergy Transfer L P	1.6%	1.9%	163,930	-0.8%	$3.1M
ORCLOracle Corp	1.3%	1.5%	16,847	+4.0%	$2.5M
SPLGSpdr Series Trust	1.2%	1.2%	27,762	+4.0%	$2.4M
TSLATesla Inc	1.2%	1.3%	5,657	+0.7%	$2.4M
XOMExxon Mobil Corp	1.2%	1.7%	16,619	-0.9%	$2.3M
VTEBVanguard Mun Bd Fds	1.0%	0.6%	40,780	+115.0%	$2.1M
VNOVornado Rlty Tr	0.9%	1.1%	45,991	-34.5%	$1.8M
SCHDSchwab Strategic Tr	0.9%	0.8%	56,922	+25.9%	$1.8M
MSFTMicrosoft Corp	0.9%	1.0%	4,711	+5.9%	$1.8M
FDVVFidelity Covington Trust	0.8%	0.7%	27,225	+26.5%	$1.6M
FHLCFidelity Covington Trust	0.7%	0.8%	18,767	-1.5%	$1.4M
CAVACava Group Inc	0.7%	0.8%	17,170	-0.2%	$1.3M
AMDAdvanced Micro Devices Inc	0.6%	—	2,142	—	$1.2M
LLYEli Lilly & Co	0.6%	0.8%	1,033	-25.4%	$1.2M
CRWDCrowdstrike Hldgs Inc	0.6%	0.4%	1,590	+2.9%	$1.2M
VBVanguard Index Fds	0.6%	—	3,748	—	$1.1M
IBITIshares Bitcoin Trust ETF	0.6%	0.8%	33,560	-2.5%	$1.1M
TSMTaiwan Semiconductor Manufac	0.6%	0.4%	2,325	+14.3%	$1.1M
SPYState Str Spdr S&p 500 ETF T	0.6%	0.6%	1,486	+0.3%	$1.1M
IJRIshares Tr	0.6%	0.6%	7,400	-7.1%	$1.1M
IJTIshares Tr	0.5%	0.5%	6,053	+0.4%	$1.1M
METAMeta Platforms Inc	0.5%	1.4%	1,900	-53.2%	$1.1M
PAAPlains All American Pipeline LP	0.5%	0.7%	46,634	-8.5%	$1.0M
AVGOBroadcom Inc	0.5%	0.5%	2,710	+8.8%	$1.0M
XLKSelect Sector Spdr Tr	0.5%	0.4%	5,077	+3.0%	$967K
MUNYVanguard New York Tax-Exempt Bond ETF	0.5%	—	9,234	—	$960K
IWYIshares Tr	0.5%	0.5%	3,281	+2.3%	$954K
DXJWisdomtree Tr	0.5%	0.5%	5,235	+9.3%	$908K
DGROIshares Tr	0.5%	—	11,912	—	$903K
VZVerizon Communications Inc	0.4%	0.7%	20,407	-8.6%	$864K
VBRVanguard Index Fds	0.4%	—	3,446	—	$837K

What Prospect Financial Services LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +3.0% /yr; S&P 500 +11.7%
3 years: +14.0% /yr; S&P 500 +17.1%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$197.4M	115
Q1 2026	$163.8M	104
Q4 2025	$174.1M	104
Q3 2025	$173.9M	104
Q2 2025	$160.4M	100
Q1 2025	$180.4M	112
Q4 2024	$183.0M	114
Q3 2024	$161.0M	104
Q2 2024	$130.0M	75
Q1 2024	$121.1M	73
Q4 2023	$99.2M	69

Questions about Prospect Financial Services LLC's portfolio

What stocks does Prospect Financial Services LLC own?

Prospect Financial Services LLC's latest 13F, for Q2 2026 and filed Aug 6, 2026, lists 115 positions worth $197.4M. The largest are Sl Green Rlty Corp (SLG) at 6.4%, Alphabet Inc (GOOG) at 5.9%, Vanguard Long-Term Corporate Bond ETF (VCLT) at 5.7%, Vanguard Index Fds (VOO) at 5.1% and Invesco Qqq Tr (QQQ) at 4.7%.

What did Prospect Financial Services LLC buy last quarter?

In Q2 2026, Prospect Financial Services LLC added Vanguard Index Fds (VUG) (+486.9% shares), Vanguard Mun Bd Fds (VTEB) (+115.0% shares) and Vanguard Whitehall Fds (VYM) (+43.9% shares), compared with its Q1 2026 filing.

What did Prospect Financial Services LLC sell last quarter?

In Q2 2026, Prospect Financial Services LLC cut from its top 50 Netflix Inc. (NFLX), cut from its top 50 Mercadolibre Inc (MELI), cut from its top 50 Goldman Sachs Group Inc (GS), cut from its top 50 Kinder Morgan Inc Del (KMI), cut from its top 50 State Street Spdr Portfolio S&p 500 Valu (SPYV), Meta Platforms Inc (META) (-53.2% shares), Vornado Rlty Tr (VNO) (-34.5% shares) and Eli Lilly & Co (LLY) (-25.4% shares), compared with its Q1 2026 filing.

How has Prospect Financial Services LLC's portfolio performed?

A portfolio copying Prospect Financial Services LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.0% a year over the last 3 years, against +17.1% for the S&P 500. Over 1 year: +3.0% against +11.7%.

When is Prospect Financial Services LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Prospect Financial Services LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Prospect Financial Services LLC manage?

Prospect Financial Services LLC reported $431.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $197.4M.