Q3 2026 13F · SEC CIK 2130270
Professional Financial Management, Inc.
Wealth managerFiled 2026-10-22 for Q3 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $98.2M
- Reported positions
- 22
- Holdings vs S&P 500, 3 yrs
- —
- Assets under management
- $304.1M
Professional Financial Management, Inc. is a wealth manager that reported 22 positions worth $98.2M in its Q3 2026 13F, filed 2026-10-22. Its largest holdings were Vanguard Scottsdale Fds (VGLT, 17.8%), Vaneck ETF Trust (GDXJ, 10.0%), T Rowe Price Exchange-Traded (TBUX, 8.4%).
Professional Financial Management, Inc. holdings all 22 positions.
Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
| Stock | % of 13F value | Share change | Reported value |
|---|---|---|---|
| VGLTVanguard Scottsdale Fds | 17.8% | +18.7% | $17.5M |
| GDXJVaneck ETF Trust | 10.0% | +0.5% | $9.8M |
| TBUXT Rowe Price Exchange-Traded | 8.4% | +61.6% | $8.2M |
| TAILCambria ETF Tr | 7.9% | +1.8% | $7.8M |
| EDVVanguard World Fd | 7.0% | +2.2% | $6.9M |
| VGITVanguard Scottsdale Fds | 6.9% | +1.1% | $6.8M |
| TLHIshares Tr | 5.0% | +8.2% | $4.9M |
| EYLDCambria ETF Tr | 4.8% | -34.2% | $4.7M |
| EVIMMorgan Stanley ETF Trust | 4.6% | — | $4.5M |
| TUASimplify Exchange Traded Fun | 4.0% | +0.1% | $3.9M |
| SCHQSchwab Strategic Tr | 3.3% | +3.7% | $3.3M |
| PXHInvesco Exch Traded Fd Tr II | 3.2% | -33.1% | $3.1M |
| IVOLKraneshares Trust | 3.0% | +0.4% | $3.0M |
| JMSTJ P Morgan Exchange Traded F | 3.0% | — | $2.9M |
| SGOVIshares Tr | 2.7% | +0.5% | $2.7M |
| SPTLSpdr Series Trust | 2.5% | +81.8% | $2.4M |
| RFMZRivernorth Flexible Muni Inc | 1.9% | -11.4% | $1.9M |
| FNDESchwab Strategic Tr | 1.2% | +98.5% | $1.2M |
| PMLPimco Mun Income Fd II | 0.8% | — | $810K |
| MUABlackrock Muniassets Fd Inc | 0.8% | — | $804K |
| RFMRivernorth Flexible Mun Inco | 0.7% | -12.6% | $723K |
| SCHRSchwab Strategic Tr | 0.4% | +3.2% | $346K |
What Professional Financial Management, Inc. bought and sold in Q3 2026, against Q2 2026.
New positions
- EVIM Morgan Stanley ETF Trust4.6% of 13F
- JMST J P Morgan Exchange Traded F3.0% of 13F
- PML Pimco Mun Income Fd II0.8% of 13F
- MUA Blackrock Muniassets Fd Inc0.8% of 13F
Added to
- FNDE Schwab Strategic Tr+98.5% shares
- SPTL Spdr Series Trust+81.8% shares
- TBUX T Rowe Price Exchange-Traded+61.6% shares
- VGLT Vanguard Scottsdale Fds+18.7% shares
- TLH Ishares Tr+8.2% shares
Reduced
- EYLD Cambria ETF Tr-34.2% shares
- PXH Invesco Exch Traded Fd Tr II-33.1% shares
- RFM Rivernorth Flexible Mun Inco-12.6% shares
- RFMZ Rivernorth Flexible Muni Inc-11.4% shares
Sold out
- NBH Neuberger Berman Mun Fd Incwas 2.6%
- PCQ Pimco Calif Mun Income Fdwas 1.8%
- MHD Blackrock Muniholdings Fd inwas 1.7%
- MYI Blackrock Muniyield Qualitywas 1.6%
- LEO Bny Mellon Strategic Muns inwas 1.4%
- PNI Pimco New York Mun Fd IIwas 1.3%
Share counts compared with the Q2 2026 13F; a split also changes share counts.
How the holdings did against the S&P 500.
- 1 year
- —
- 3 years
- —
- 5 years
- —
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q3 2026 | $98.2M | 22 |
| Q2 2026 | $98.6M | 24 |
| Q1 2026 | $96.1M | 23 |
| Q4 2025 | $88.2M | 21 |
Questions about Professional Financial Management, Inc.'s portfolio
What stocks does Professional Financial Management, Inc. own?
Professional Financial Management, Inc.'s latest 13F, for Q3 2026 and filed Oct 22, 2026, lists 22 positions worth $98.2M. The largest are Vanguard Scottsdale Fds (VGLT) at 17.8%, Vaneck ETF Trust (GDXJ) at 10.0%, T Rowe Price Exchange-Traded (TBUX) at 8.4%, Cambria ETF Tr (TAIL) at 7.9% and Vanguard World Fd (EDV) at 7.0%.
What did Professional Financial Management, Inc. buy last quarter?
In Q3 2026, Professional Financial Management, Inc. added a new position in Morgan Stanley ETF Trust (EVIM), a new position in J P Morgan Exchange Traded F (JMST), a new position in Pimco Mun Income Fd II (PML), a new position in Blackrock Muniassets Fd Inc (MUA), Schwab Strategic Tr (FNDE) (+98.5% shares), Spdr Series Trust (SPTL) (+81.8% shares) and T Rowe Price Exchange-Traded (TBUX) (+61.6% shares), compared with its Q2 2026 filing.
What did Professional Financial Management, Inc. sell last quarter?
In Q3 2026, Professional Financial Management, Inc. sold all of Neuberger Berman Mun Fd Inc (NBH), sold all of Pimco Calif Mun Income Fd (PCQ), sold all of Blackrock Muniholdings Fd in (MHD), sold all of Blackrock Muniyield Quality (MYI), sold all of Bny Mellon Strategic Muns in (LEO), Cambria ETF Tr (EYLD) (-34.2% shares), Invesco Exch Traded Fd Tr II (PXH) (-33.1% shares) and Rivernorth Flexible Mun Inco (RFM) (-12.6% shares), compared with its Q2 2026 filing.
When is Professional Financial Management, Inc.'s next 13F filing due?
13F filings are due 45 days after each quarter ends. Professional Financial Management, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.
How much money does Professional Financial Management, Inc. manage?
Professional Financial Management, Inc. reported $304.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $98.2M.