Q3 2026 13F · SEC CIK 1798221

Professional Financial Advisors, LLC

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $587.9M
Reported positions: 140
Top holdings a year, 3 yrs: +14.4%
Assets under management: $426.0M

Professional Financial Advisors, LLC is a wealth manager that reported 140 positions worth $587.9M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Spdr Series Trust (SPTM, 29.5%), Ishares Tr (AGG, 11.4%), Wisdomtree Tr (NTSX, 5.2%). A portfolio copying its top holdings returned 14.4% a year over the last 3 years, against 20.4% for the S&P 500.

Professional Financial Advisors, LLC holdings largest 50 of 140 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Professional Financial Advisors, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPTMSpdr Series Trust	29.5%	35.2%	1,881,168	-16.2%	$173.2M
AGGIshares Tr	11.4%	6.0%	707,145	+100.7%	$66.9M
NTSXWisdomtree Tr	5.2%	5.3%	519,335	+0.2%	$30.4M
VXUSVanguard Star Fds	4.9%	4.9%	340,574	+1.8%	$28.9M
VTIVanguard Index Fds	2.3%	2.3%	35,533	+0.7%	$13.3M
RSSBTidal Trust II	2.2%	2.3%	440,417	+1.8%	$13.1M
NTSIWisdomtree Tr	2.1%	2.1%	266,766	+3.2%	$12.2M
DBMFIm Global Partner Funds	1.9%	1.8%	352,142	+4.9%	$11.5M
VOOVanguard Index Fds	1.9%	1.1%	15,710	+62.3%	$11.0M
DGROIshares Tr	1.5%	1.5%	116,831	+1.3%	$8.8M
MTUMIshares Tr	1.4%	1.6%	26,704	+1.3%	$8.5M
SPMOInvesco Exch Traded Fd Tr II	1.4%	1.4%	53,779	+5.4%	$8.2M
BILSpdr Series Trust	1.3%	1.3%	80,883	+1.0%	$7.4M
SPBCSimplify Exchange Traded Fun	1.2%	1.1%	136,705	+4.4%	$6.8M
MMTMSpdr Series Trust	1.1%	1.2%	21,691	+0.6%	$6.6M
RSSTTidal Trust II	0.9%	0.9%	154,835	-0.6%	$5.5M
BRK-BBerkshire Hathaway Inc Del	0.9%	0.9%	10,691	-1.3%	$5.3M
IUSInvesco Exch Trd Slf Idx Fd	0.9%	0.9%	78,413	+3.4%	$5.3M
VEUVanguard Intl Equity Index F	0.8%	0.8%	59,983	+3.2%	$5.0M
UNPUnion Pac Corp	0.8%	0.9%	18,240	-0.4%	$5.0M
IDMOInvesco Exch Traded Fd Tr II	0.7%	0.7%	72,112	+5.2%	$4.4M
BIVVanguard Bd Index Fds	0.7%	0.8%	59,866	+3.7%	$4.4M
DFGPDimensional ETF Trust	0.7%	0.7%	80,555	+7.2%	$4.2M
MSFTMicrosoft Corp	0.7%	0.5%	8,019	-1.8%	$4.1M
GLDSpdr Gold Tr	0.7%	0.7%	10,583	-4.5%	$4.0M
SSOProshares Tr	0.6%	0.6%	49,794	-2.8%	$3.5M
PGROPutnam ETF Trust	0.6%	0.6%	71,145	-4.0%	$3.4M
IUSBIshares Tr	0.6%	0.5%	76,142	+23.5%	$3.4M
IQLTIshares Tr	0.5%	0.5%	65,162	+2.0%	$3.2M
TFLOIshares Tr	0.5%	0.4%	62,534	+32.5%	$3.2M
QPXAdvisorshares Tr	0.5%	0.6%	64,991	-0.4%	$3.1M
AAPLApple Inc	0.5%	0.5%	9,269	+1.6%	$3.1M
MUBIshares Tr	0.5%	0.5%	30,369	+4.4%	$3.1M
FBNDFidelity Merrimack Str Tr	0.5%	0.5%	69,892	+15.8%	$3.0M
VSDMVanguard Mun Bd Fds	0.5%	0.5%	40,610	+6.2%	$3.0M
VXFVanguard Index Fds	0.5%	0.5%	11,887	+5.3%	$2.8M
GOOGAlphabet Inc	0.5%	0.5%	7,985	-2.1%	$2.7M
CTAPSimplify Exchange Traded Fun	0.5%	0.4%	91,635	+4.2%	$2.7M
QQQInvesco Qqq Tr	0.5%	0.5%	3,605	-0.2%	$2.7M
METAMeta Platforms Inc	0.4%	0.4%	3,599	-0.3%	$2.6M
VIGIVanguard Whitehall Fds	0.4%	0.4%	26,828	+1.6%	$2.5M
AMZNAmazon Com Inc	0.4%	0.4%	9,992	+0.1%	$2.5M
NTSEWisdomtree Tr	0.4%	0.4%	50,946	-4.0%	$2.3M
GDXVaneck ETF Trust	0.4%	—	26,387	—	$2.3M
CTASimplify Exchange Traded Fun	0.4%	—	79,755	—	$2.3M
IMTMIshares Tr	0.4%	0.4%	41,357	+1.1%	$2.2M
VVisa Inc	0.4%	0.4%	5,829	-2.7%	$2.1M
CGDVCapital Group Dividend Value	0.4%	0.3%	42,284	+3.6%	$2.1M
MAMastercard Incorporated	0.3%	—	3,729	—	$2.1M
TSMTaiwan Semiconductor Manufac	0.3%	0.4%	4,489	+0.9%	$2.0M

What Professional Financial Advisors, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

AGG Ishares Tr+100.7% shares
VOO Vanguard Index Fds+62.3% shares
TFLO Ishares Tr+32.5% shares
IUSB Ishares Tr+23.5% shares
FBND Fidelity Merrimack Str Tr+15.8% shares
DFGP Dimensional ETF Trust+7.2% shares
VSDM Vanguard Mun Bd Fds+6.2% shares
SPMO Invesco Exch Traded Fd Tr II+5.4% shares

Reduced

SPTM Spdr Series Trust-16.2% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +20.1%
3 years: +14.4% /yr; S&P 500 +20.4%
5 years: +7.4% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$587.9M	140
Q2 2026	$578.1M	146
Q1 2026	$491.1M	137
Q4 2025	$489.6M	130
Q3 2025	$475.2M	125
Q2 2025	$431.1M	116
Q1 2025	$393.8M	108
Q4 2024	$390.5M	106
Q3 2024	$385.8M	105
Q2 2024	$362.2M	102
Q1 2024	$349.5M	102
Q4 2023	$302.1M	94

Questions about Professional Financial Advisors, LLC's portfolio

What stocks does Professional Financial Advisors, LLC own?

Professional Financial Advisors, LLC's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 140 positions worth $587.9M. The largest are Spdr Series Trust (SPTM) at 29.5%, Ishares Tr (AGG) at 11.4%, Wisdomtree Tr (NTSX) at 5.2%, Vanguard Star Fds (VXUS) at 4.9% and Vanguard Index Fds (VTI) at 2.3%.

What did Professional Financial Advisors, LLC buy last quarter?

In Q3 2026, Professional Financial Advisors, LLC added Ishares Tr (AGG) (+100.7% shares), Vanguard Index Fds (VOO) (+62.3% shares) and Ishares Tr (TFLO) (+32.5% shares), compared with its Q2 2026 filing.

What did Professional Financial Advisors, LLC sell last quarter?

In Q3 2026, Professional Financial Advisors, LLC cut from its top 50 Ishares Tr (SCZ), cut from its top 50 Vanguard Scottsdale Fds (BNDW), cut from its top 50 Walmart Inc (WMT) and Spdr Series Trust (SPTM) (-16.2% shares), compared with its Q2 2026 filing.

How has Professional Financial Advisors, LLC's portfolio performed?

A portfolio copying Professional Financial Advisors, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +14.7% against +20.1%. Over 5 years: +7.4% a year against +11.6%.

When is Professional Financial Advisors, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Professional Financial Advisors, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Professional Financial Advisors, LLC manage?

Professional Financial Advisors, LLC reported $426.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $587.9M.