Q2 2026 13F · SEC CIK 12600

Principal Securities, Inc.

Wealth managerFiled 2026-08-04 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $8.3B
Reported positions: 1,538
Top holdings a year, 3 yrs: +13.4%
Assets under management: $17.0B

Principal Securities, Inc. is a wealth manager that reported 1,538 positions worth $8.3B in its Q2 2026 13F, filed 2026-08-04. Its largest holdings were Principal Exchange Traded Fd (PIEQ, 4.8%), Principal Exchange Traded Fd (USMC, 4.3%), Ishares Tr (IVV, 3.4%). A portfolio copying its top holdings returned 13.4% a year over the last 3 years, against 16.5% for the S&P 500.

Principal Securities, Inc. holdings largest 50 of 1,538 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Principal Securities, Inc. 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
PIEQPrincipal Exchange Traded Fd	4.8%	2.1%	11,041,875	+166.6%	$396.3M
USMCPrincipal Exchange Traded Fd	4.3%	4.5%	4,823,521	+1.8%	$357.6M
IVVIshares Tr	3.4%	3.0%	371,938	+20.1%	$278.5M
LCAPPrincipal Exchange Traded Fd	2.3%	2.0%	5,804,126	+20.4%	$192.3M
PSCPrincipal Exchange Traded Fd	2.1%	2.1%	2,457,408	-3.1%	$172.3M
BCHPPrincipal Exchange Traded Fd	1.9%	2.0%	4,261,372	+0.2%	$154.1M
IGPrincipal Exchange Traded Fd	1.6%	1.5%	6,438,151	+32.7%	$133.0M
GSUSGoldman Sachs ETF Tr	1.5%	1.5%	1,209,324	+4.5%	$124.7M
NVDANvidia Corporation	1.2%	1.2%	512,188	+6.6%	$102.5M
AAPLApple Inc	1.2%	1.2%	336,456	+6.8%	$97.4M
YLDPrincipal Exchange Traded Fd	1.1%	0.9%	4,807,872	+44.1%	$91.7M
AGGIshares Tr	1.1%	2.0%	893,305	-34.2%	$88.4M
PYPrincipal Exchange Traded Fd	1.1%	1.1%	1,617,997	+13.3%	$87.2M
MSFTMicrosoft Corp	1.1%	1.2%	233,753	+4.4%	$87.2M
AMZNAmazon Com Inc	1.0%	1.0%	347,640	+2.6%	$82.9M
IUSVIshares Tr	0.9%	1.1%	671,256	-4.4%	$73.9M
SPLGSpdr Series Trust	0.9%	1.0%	838,885	-3.2%	$73.7M
GOOGLAlphabet Inc	0.8%	0.8%	194,208	-0.3%	$69.4M
APUETrust for Professional Manag	0.8%	0.8%	1,483,929	+8.4%	$68.6M
VTIVanguard Index Fds	0.8%	0.8%	168,597	-1.0%	$62.4M
GCORGoldman Sachs ETF Tr	0.7%	0.9%	1,507,766	+4.3%	$62.1M
IWBIshares Tr	0.7%	1.0%	147,167	-19.3%	$60.3M
IVWIshares Tr	0.7%	0.7%	428,592	+1.5%	$58.9M
GSIEGoldman Sachs ETF Tr	0.7%	0.6%	1,266,757	+25.8%	$57.9M
FTECFidelity Covington Trust	0.7%	0.7%	198,769	-6.7%	$56.8M
GBNDGoldman Sachs ETF Tr	0.7%	—	1,104,041	—	$55.8M
IEFAIshares Tr	0.7%	0.8%	575,931	-9.8%	$55.6M
SCHPSchwab Strategic Tr	0.6%	0.8%	1,978,213	+1.5%	$52.4M
GSLCGoldman Sachs ETF Tr	0.6%	0.5%	355,063	+27.4%	$50.4M
AVGOBroadcom Inc	0.6%	0.6%	128,290	+1.7%	$48.5M
IEMGIshares Inc	0.6%	0.8%	582,315	-27.5%	$48.2M
SCHGSchwab Strategic Tr	0.6%	0.6%	1,417,627	-3.9%	$48.0M
IDEVIshares Tr	0.6%	0.6%	536,680	+8.1%	$47.8M
GOOGAlphabet Inc	0.6%	0.5%	134,297	+2.9%	$47.5M
IUSGIshares Tr	0.5%	0.6%	231,839	-8.8%	$43.6M
METAMeta Platforms Inc	0.5%	0.6%	76,424	+6.2%	$43.0M
MBBIshares Tr	0.5%	0.5%	449,653	+21.2%	$42.5M
QQQInvesco Qqq Tr	0.5%	0.4%	55,842	+19.4%	$41.1M
IXUSIshares Tr	0.5%	0.5%	404,333	-5.0%	$38.6M
GOVTIshares Tr	0.5%	0.4%	1,657,284	+27.2%	$37.8M
VEAVanguard Ftse Developed Markets Index Fu	0.4%	0.5%	495,560	-0.7%	$35.3M
IUSBIshares Tr	0.4%	0.4%	760,235	+23.8%	$35.1M
JPMJpmorgan Chase & Co	0.4%	0.4%	106,584	+3.9%	$34.9M
TSMTaiwan Semiconductor Manufac	0.4%	—	72,621	—	$34.7M
BNDVanguard Bd Index Fds	0.4%	0.4%	465,841	+14.2%	$34.2M
VTVVanguard Index Fds	0.4%	0.4%	155,650	+5.5%	$33.9M
DYNFBlackrock ETF Trust	0.4%	0.4%	481,587	+12.6%	$32.8M
GEMGoldman Sachs ETF Tr	0.4%	—	596,572	—	$31.0M
SPYState Str Spdr S&p 500 ETF T	0.4%	—	40,728	—	$30.4M
SBARSimplify Exchange Traded Fun	0.4%	—	1,174,200	—	$30.1M

What Principal Securities, Inc. bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +8.4% /yr; S&P 500 +11.7%
3 years: +13.4% /yr; S&P 500 +16.5%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$8.3B	1,538
Q1 2026	$6.8B	1,410
Q4 2025	$6.5B	1,344
Q3 2025	$6.1B	3,731
Q2 2025	$5.3B	3,673
Q1 2025	$4.5B	3,549
Q4 2024	$4.4B	3,544
Q3 2024	$4.1B	3,431
Q2 2024	$3.6B	3,387
Q1 2024	$3.2B	3,311
Q4 2023	$2.7B	3,208

Questions about Principal Securities, Inc.'s portfolio

What stocks does Principal Securities, Inc. own?

Principal Securities, Inc.'s latest 13F, for Q2 2026 and filed Aug 4, 2026, lists 1,538 positions worth $8.3B. The largest are Principal Exchange Traded Fd (PIEQ) at 4.8%, Principal Exchange Traded Fd (USMC) at 4.3%, Ishares Tr (IVV) at 3.4%, Principal Exchange Traded Fd (LCAP) at 2.3% and Principal Exchange Traded Fd (PSC) at 2.1%.

What did Principal Securities, Inc. buy last quarter?

In Q2 2026, Principal Securities, Inc. added Principal Exchange Traded Fd (PIEQ) (+166.6% shares), Principal Exchange Traded Fd (YLD) (+44.1% shares) and Principal Exchange Traded Fd (IG) (+32.7% shares), compared with its Q1 2026 filing.

What did Principal Securities, Inc. sell last quarter?

In Q2 2026, Principal Securities, Inc. cut from its top 50 Ishares Tr (IJR), cut from its top 50 Ishares Tr (IVE), cut from its top 50 Berkshire Hathaway Inc Del (BRK-B), cut from its top 50 Trust for Professional Manag (APIE), cut from its top 50 Visa Inc (V), Ishares Tr (AGG) (-34.2% shares), Ishares Inc (IEMG) (-27.5% shares) and Ishares Tr (IWB) (-19.3% shares), compared with its Q1 2026 filing.

How has Principal Securities, Inc.'s portfolio performed?

A portfolio copying Principal Securities, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.4% a year over the last 3 years, against +16.5% for the S&P 500. Over 1 year: +8.4% against +11.7%.

When is Principal Securities, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Principal Securities, Inc.'s filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Principal Securities, Inc. manage?

Principal Securities, Inc. reported $17.0B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $8.3B.