Q2 2026 13F · SEC CIK 1640335

Pointe Capital Management LLC

Wealth managerFiled 2026-08-14 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $223.5M
Reported positions: 157
Top holdings a year, 3 yrs: +13.4%
Assets under management: $452.3M

Pointe Capital Management LLC is a wealth manager that reported 157 positions worth $223.5M in its Q2 2026 13F, filed 2026-08-14. Its largest holdings were Ishares Russell 1000 Growth ETF (IWF, 9.0%), Vym (VYM, 7.0%), Vanguard Scottsdale Fds (VCSH, 5.9%). A portfolio copying its top holdings returned 13.4% a year over the last 3 years, against 20.4% for the S&P 500.

Pointe Capital Management LLC holdings largest 50 of 157 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Pointe Capital Management LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IWFIshares Russell 1000 Growth ETF	9.0%	8.3%	162,841	+315.7%	$20.2M
VYMVym	7.0%	7.2%	98,634	+1.1%	$15.6M
VCSHVanguard Scottsdale Fds	5.9%	5.7%	166,242	+14.0%	$13.1M
SHYiShs Lehman 1-3Tsy	5.0%	4.8%	136,813	+15.4%	$11.2M
IWDIshares Russell 1000 Value ETF	3.7%	3.4%	34,534	+6.9%	$8.4M
IEMGIshares	3.7%	3.3%	98,996	+2.4%	$8.2M
AAPLApple Inc	3.1%	2.8%	23,854	+6.7%	$6.9M
BRK-BBerkshire Hathaway Inc Del	2.7%	2.9%	12,181	-0.7%	$6.1M
GLDSpdr Gold Shares	2.5%	3.1%	14,952	+3.5%	$5.5M
EFAiShs MSCI EAFE	1.6%	1.5%	33,359	+4.3%	$3.5M
GOOGAlphabet Inc	1.5%	1.4%	9,620	-0.8%	$3.4M
MSFTMicrosoft Corp	1.5%	1.6%	9,044	+1.3%	$3.4M
IWPIshares Russell Mid-Cap Growth ETF	1.5%	1.4%	22,524	+5.8%	$3.3M
JPMJpmorgan Chase & Co	1.5%	1.4%	10,062	+1.2%	$3.3M
SCZIshares Msci Eafe Small Cap	1.4%	1.4%	37,483	+2.8%	$3.1M
COSTCostco Whsl Corp New	1.4%	1.6%	3,292	+0.2%	$3.1M
RTXRtx Corporation Com	1.4%	1.5%	16,130	+0.0%	$3.1M
AGGIshares Tr	1.3%	1.3%	28,985	+11.4%	$2.9M
IWSIshares Russell Mid-Cap Value ETF	1.2%	1.1%	16,865	+9.8%	$2.8M
GOOGLAlphabet Inc	1.1%	1.0%	7,169	+4.9%	$2.6M
IWMIshares	1.1%	1.0%	8,407	-0.1%	$2.5M
IWNIshares Russell 2000 Value ETF	1.1%	1.1%	11,300	+0.9%	$2.5M
CSQCalamos Strategic Total Retu	1.1%	1.1%	115,602	-6.8%	$2.4M
AMZNAmazon Com Inc Com	1.0%	1.0%	9,727	+1.1%	$2.3M
NVDANvidia Corporation Com	1.0%	1.0%	10,976	-1.1%	$2.2M
VTIVanguard Index Fds	0.9%	0.9%	5,701	+0.1%	$2.1M
IWOIshares Russell 2000 Growth ETF	0.9%	0.8%	5,324	+5.7%	$2.1M
IJHIshares Tr	0.8%	0.8%	24,617	+7.3%	$1.9M
ETYEaton Vance Tx Mgd Div Eq in	0.7%	0.8%	109,577	-3.3%	$1.6M
TOTLSsga Active ETF Tr	0.7%	0.7%	39,926	+8.7%	$1.6M
AMLPAlps ETF Tr	0.7%	0.8%	29,831	-4.6%	$1.5M
CSCOCisco Sys Inc	0.7%	0.5%	13,048	+2.6%	$1.5M
GSGoldman Sachs Group Inc	0.7%	0.6%	1,496	+0.0%	$1.5M
BKRBaker Hughes Company Cl A	0.7%	0.8%	27,222	-0.8%	$1.5M
EXGEaton Vance Tax-Managed Glob	0.7%	0.7%	150,408	-10.5%	$1.5M
LLYLilly Eli & Co	0.6%	0.5%	1,183	-0.1%	$1.4M
METAMeta Platforms Inc Class A	0.6%	0.7%	2,449	+0.7%	$1.4M
MAMastercard Inc.	0.6%	0.6%	2,669	+2.5%	$1.4M
TJXTjx Cos Inc New Com	0.6%	0.7%	8,383	+0.0%	$1.3M
LINLinde PLC	0.6%	0.6%	2,444	+2.8%	$1.3M
ORCLOracle Corp	0.5%	0.6%	7,666	+0.0%	$1.1M
ADIAnalog Devices Inc	0.5%	—	2,810	—	$1.1M
BILSPDR Brcy1-3 Ser	0.5%	0.5%	11,662	+10.1%	$1.1M
EPDEnterprise Prods Partners L	0.5%	0.5%	29,061	+0.0%	$1.1M
EFVIshares Tr	0.5%	0.4%	13,904	+15.2%	$1.1M
XOMExxon Mobil Corp	0.5%	—	7,586	—	$1.0M
VVisa Inc Com Cl A	0.5%	0.4%	2,971	+0.0%	$1.0M
EFGIshares Tr	0.4%	—	8,026	—	$999K
TXNTexas Instruments Inc	0.4%	—	3,232	—	$963K
ORLYO'Reilly Automotive Inc	0.4%	0.5%	10,447	+1.2%	$962K

What Pointe Capital Management LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +8.2% /yr; S&P 500 +20.1%
3 years: +13.4% /yr; S&P 500 +20.4%
5 years: +6.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$223.5M	157
Q1 2026	$201.9M	153
Q4 2025	$201.6M	154
Q3 2025	$204.5M	154
Q2 2025	$192.6M	155
Q1 2025	$170.9M	153
Q4 2024	$174.1M	159
Q3 2024	$171.4M	160
Q2 2024	$161.2M	158
Q1 2024	$163.5M	160
Q4 2023	$143.9M	154
Q3 2023	$135.4M	144

Questions about Pointe Capital Management LLC's portfolio

What stocks does Pointe Capital Management LLC own?

Pointe Capital Management LLC's latest 13F, for Q2 2026 and filed Aug 14, 2026, lists 157 positions worth $223.5M. The largest are Ishares Russell 1000 Growth ETF (IWF) at 9.0%, Vym (VYM) at 7.0%, Vanguard Scottsdale Fds (VCSH) at 5.9%, iShs Lehman 1-3Tsy (SHY) at 5.0% and Ishares Russell 1000 Value ETF (IWD) at 3.7%.

What did Pointe Capital Management LLC buy last quarter?

In Q2 2026, Pointe Capital Management LLC added Ishares Russell 1000 Growth ETF (IWF) (+315.7% shares), iShs Lehman 1-3Tsy (SHY) (+15.4% shares) and Ishares Tr (EFV) (+15.2% shares), compared with its Q1 2026 filing.

What did Pointe Capital Management LLC sell last quarter?

In Q2 2026, Pointe Capital Management LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Netflix Inc Total (NFLX), cut from its top 50 Jpmorgan Equity Premium Income ETF (JEPI), cut from its top 50 Conocophillips (COP), Eaton Vance Tax-Managed Glob (EXG) (-10.5% shares) and Calamos Strategic Total Retu (CSQ) (-6.8% shares), compared with its Q1 2026 filing.

How has Pointe Capital Management LLC's portfolio performed?

A portfolio copying Pointe Capital Management LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +8.2% against +20.1%. Over 5 years: +6.5% a year against +11.6%.

When is Pointe Capital Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Pointe Capital Management LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Pointe Capital Management LLC manage?

Pointe Capital Management LLC reported $452.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $223.5M.