Q3 2026 13F · SEC CIK 1940033

Plan Group Financial, LLC

Wealth managerFiled 2026-10-22 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $508.6M
Reported positions: 223
Top holdings a year, 3 yrs: +15.6%
Assets under management: $195.4M

Plan Group Financial, LLC is a wealth manager that reported 223 positions worth $508.6M in its Q3 2026 13F, filed 2026-10-22. Its largest holdings were Ishares Tr (SGOV, 4.0%), Jpmorgan U.s. Quality Factor ETF (JQUA, 3.7%), Pacer Fds Tr (COWZ, 3.5%). A portfolio copying its top holdings returned 15.6% a year over the last 3 years, against 22.3% for the S&P 500.

Plan Group Financial, LLC holdings largest 50 of 223 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Plan Group Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SGOVIshares Tr	4.0%	2.4%	202,601	+78.1%	$20.4M
JQUAJpmorgan U.s. Quality Factor ETF	3.7%	3.1%	245,543	+17.5%	$18.6M
COWZPacer Fds Tr	3.5%	3.2%	248,130	-0.7%	$17.6M
BRK-ABerkshire Hathaway Inc Del	3.3%	3.3%	21	+0.0%	$17.0M
ACWIIshares Tr	3.2%	3.3%	102,407	+0.1%	$16.3M
COWGPacer Fds Tr	2.5%	2.7%	319,969	-1.6%	$12.8M
BILSpdr Series Trust	2.4%	1.3%	133,418	+100.4%	$12.2M
EDIVState Street Spdr S&p Emerging Markets D	2.3%	2.2%	284,602	+9.5%	$11.5M
VOOVanguard Index Fds	2.1%	2.3%	15,474	-4.8%	$10.9M
VTIVanguard Index Fds	2.1%	2.3%	28,397	-4.8%	$10.7M
JIVEJ P Morgan Exchange Traded F	2.0%	1.7%	106,208	+18.1%	$10.0M
VIGVanguard Specialized Funds	2.0%	1.7%	41,222	+18.0%	$10.0M
IWRIshares Tr	1.9%	2.1%	88,762	-1.6%	$9.7M
AAPLApple Inc	1.8%	1.6%	26,460	+0.5%	$9.0M
XOMExxonmobil Holdings Corp	1.7%	—	49,654	—	$8.8M
MGKVanguard World Fd	1.6%	1.6%	91,617	+6.2%	$8.3M
PDBCInvesco Actvely Mngd Etc Fd	1.6%	1.7%	394,422	-21.7%	$7.9M
IAUIshares Gold Tr	1.5%	1.0%	100,770	+58.3%	$7.8M
ICVTIshares Tr	1.4%	1.6%	67,940	+8.2%	$7.2M
SRLNSsga Active ETF Tr	1.4%	1.3%	176,280	+9.9%	$7.0M
REZIshares Tr	1.3%	1.5%	74,918	+0.9%	$6.8M
JMEEJ P Morgan Exchange Traded F	1.3%	1.3%	91,113	+17.8%	$6.8M
ANGLVaneck ETF Trust	1.3%	1.3%	244,529	+15.7%	$6.7M
VWOBVanguard Whitehall Fds	1.3%	1.4%	104,671	+2.2%	$6.6M
BOXXEa Series Trust	1.2%	0.8%	53,198	+58.6%	$6.3M
PFFDGlobal X US Preferred	1.2%	1.3%	365,163	+11.4%	$6.3M
AMLPAlps ETF Tr	1.2%	1.0%	116,543	+27.8%	$6.1M
CVXChevron Corporation	1.1%	0.8%	25,279	+12.6%	$5.7M
PMPhilip Morris Intl Inc	1.0%	0.9%	25,369	+7.1%	$5.1M
MOAltria Group Inc	1.0%	0.8%	65,625	+17.0%	$4.9M
AVGOBroadcom Inc	0.9%	1.0%	14,394	+12.6%	$4.8M
PFEPfizer Inc	0.9%	0.7%	157,160	+17.9%	$4.7M
FMHIFirst Trust Municipal High Income ETF	0.9%	1.0%	100,632	-0.7%	$4.6M
OUNZVaneck Merk Gold Trust	0.9%	0.8%	114,225	+8.5%	$4.5M
FITBFifth Third Bancorp	0.8%	0.8%	76,136	+12.9%	$4.0M
SOSouthern Co	0.8%	0.7%	43,871	+17.0%	$4.0M
AEPAmerican Elec Pwr Co Inc	0.8%	0.7%	30,540	+16.6%	$3.9M
OHIOmega Healthcare Invs Inc	0.8%	0.7%	84,333	+16.3%	$3.8M
NVDANvidia Corporation	0.7%	—	17,418	—	$3.8M
IBMInternational Business Machs	0.7%	0.7%	15,562	+21.1%	$3.8M
IJRIshares Tr	0.7%	1.1%	27,289	-25.2%	$3.8M
IVVIshares Tr	0.7%	0.8%	4,614	-11.0%	$3.6M
DUKDuke Energy Corp New	0.7%	—	29,151	—	$3.5M
DLRDigital Rlty Tr Inc	0.7%	—	19,683	—	$3.5M
BRK-BBerkshire Hathaway Inc Del	0.7%	0.7%	6,388	-3.5%	$3.4M
DDominion Energy Inc	0.7%	0.7%	54,490	+18.2%	$3.4M
VZVerizon Communications Inc	0.7%	—	76,829	—	$3.4M
PPLPpl Corp	0.7%	—	98,556	—	$3.4M
QQQInvesco Qqq Tr	0.7%	0.9%	4,712	-19.7%	$3.4M
ARCCAres Capital Corp	0.6%	—	177,699	—	$3.3M

What Plan Group Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.7% /yr; S&P 500 +11.7%
3 years: +15.6% /yr; S&P 500 +22.3%
5 years: +8.8% /yr; S&P 500 +14.5%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$508.6M	223
Q2 2026	$483.1M	243
Q1 2026	$426.1M	228
Q4 2025	$385.3M	202
Q3 2025	$372.5M	185
Q2 2025	$304.1M	159
Q1 2025	$280.1M	148
Q4 2024	$189.3M	115
Q3 2024	$189.4M	114
Q2 2024	$163.5M	99
Q1 2024	$152.3M	94
Q4 2023	$114.0M	71

Questions about Plan Group Financial, LLC's portfolio

What stocks does Plan Group Financial, LLC own?

Plan Group Financial, LLC's latest 13F, for Q3 2026 and filed Oct 22, 2026, lists 223 positions worth $508.6M. The largest are Ishares Tr (SGOV) at 4.0%, Jpmorgan U.s. Quality Factor ETF (JQUA) at 3.7%, Pacer Fds Tr (COWZ) at 3.5%, Berkshire Hathaway Inc Del (BRK-A) at 3.3% and Ishares Tr (ACWI) at 3.2%.

What did Plan Group Financial, LLC buy last quarter?

In Q3 2026, Plan Group Financial, LLC added Spdr Series Trust (BIL) (+100.4% shares), Ishares Tr (SGOV) (+78.1% shares) and Ea Series Trust (BOXX) (+58.6% shares), compared with its Q2 2026 filing.

What did Plan Group Financial, LLC sell last quarter?

In Q3 2026, Plan Group Financial, LLC cut from its top 50 Jpmorgan Chase & Co (JPM), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Dimensional ETF Trust (DFAE), cut from its top 50 Dimensional ETF Trust (DFAI), cut from its top 50 Vanguard Intl Equity Index F (VWO), Ishares Tr (IJR) (-25.2% shares), Invesco Actvely Mngd Etc Fd (PDBC) (-21.7% shares) and Invesco Qqq Tr (QQQ) (-19.7% shares), compared with its Q2 2026 filing.

How has Plan Group Financial, LLC's portfolio performed?

A portfolio copying Plan Group Financial, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.6% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +14.7% against +11.7%. Over 5 years: +8.8% a year against +14.5%.

When is Plan Group Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Plan Group Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Plan Group Financial, LLC manage?

Plan Group Financial, LLC reported $195.4M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $508.6M.