Q3 2026 13F · SEC CIK 743127

Pinnacle Associates Ltd

Asset managerFiled 2026-10-20 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $8.9B
Reported positions: 956
Top holdings a year, 3 yrs: +23.9%
Assets under management: $10.4B

Pinnacle Associates Ltd is an asset manager that reported 956 positions worth $8.9B in its Q3 2026 13F, filed 2026-10-20. Its largest holdings were Johnson & Johnson (JNJ, 4.9%), Apple Inc (AAPL, 4.5%), Microsoft Corp (MSFT, 2.5%). A portfolio copying its top holdings returned 23.9% a year over the last 3 years, against 20.4% for the S&P 500.

Pinnacle Associates Ltd holdings largest 50 of 956 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Pinnacle Associates Ltd 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
JNJJohnson & Johnson	4.9%	4.6%	1,653,904	-0.2%	$437.9M
AAPLApple Inc	4.5%	3.8%	1,203,737	-0.7%	$400.9M
MSFTMicrosoft Corp	2.5%	1.8%	443,121	+1.7%	$227.3M
NVDANvidia Corporation	2.4%	2.1%	944,480	-1.1%	$215.7M
MUMicron Technology Inc	2.3%	2.7%	192,994	-11.3%	$205.6M
METAMeta Platforms Inc	1.8%	1.3%	224,133	+10.0%	$162.5M
AVGOBroadcom Inc	1.7%	1.9%	443,809	-1.7%	$155.9M
QQQInvesco Qqq Tr	1.6%	1.6%	197,863	-0.2%	$146.4M
SPYState Str Spdr S&p 500 ETF T	1.6%	1.6%	188,709	-1.3%	$143.9M
VTIVanguard Index Fds	1.6%	1.5%	377,148	-0.3%	$141.1M
AMZNAmazon Com Inc	1.5%	1.4%	552,340	+1.3%	$137.6M
VBVanguard Index Fds	1.5%	1.5%	469,034	+1.4%	$133.4M
JPMJpmorgan Chase & Co	1.5%	1.5%	396,243	-4.3%	$131.1M
GOOGLAlphabet Inc	1.3%	1.3%	348,505	+2.1%	$119.9M
GOOGAlphabet Inc	1.3%	1.3%	340,239	-0.0%	$115.9M
IVVIshares Tr	1.2%	1.2%	143,389	+0.7%	$109.8M
QUALIshares Tr	1.1%	1.0%	426,816	-1.7%	$94.9M
VEUVanguard Intl Equity Index F	1.0%	1.0%	1,090,714	+0.9%	$90.5M
VYMVanguard Whitehall Fds	1.0%	1.0%	559,099	+0.5%	$86.8M
CATCaterpillar Inc	0.9%	1.3%	103,212	-6.2%	$83.7M
MSMorgan Stanley	0.9%	1.0%	444,711	-0.6%	$83.6M
LRCXLam Research Corp	0.9%	1.2%	251,376	-1.7%	$82.6M
CSCOCisco Sys Inc	0.8%	0.9%	696,388	-1.2%	$75.0M
LLYEli Lilly & Co	0.8%	0.8%	63,439	+2.3%	$73.4M
MRKMerck & Co Inc	0.8%	0.7%	481,066	-1.2%	$69.9M
COHRCoherent Corp	0.8%	1.1%	232,739	-6.9%	$67.0M
VVisa Inc	0.7%	0.7%	175,835	-0.8%	$63.2M
REGNRegeneron Pharmaceuticals	0.7%	0.6%	81,285	+0.0%	$61.6M
VGTVanguard World Fd	0.6%	0.6%	446,428	-0.7%	$56.1M
BRK-BBerkshire Hathaway Inc Del	0.6%	0.6%	106,140	-0.6%	$52.9M
ETNEaton Corp PLC	0.6%	0.6%	122,542	-1.9%	$52.7M
LITELumentum Hldgs Inc	0.6%	0.5%	54,132	+4.7%	$52.6M
SCHDSchwab Strategic Tr	0.6%	0.5%	1,566,898	+2.6%	$51.0M
WMTWalmart Inc	0.6%	0.6%	473,934	-2.0%	$49.3M
AXPAmerican Express Co	0.5%	0.6%	159,352	-1.4%	$48.5M
ABBVAbbvie Inc	0.5%	0.5%	184,831	-0.9%	$48.3M
BACBank of Amer Corp	0.5%	0.5%	862,311	-1.7%	$46.9M
BEBloom Energy Corp	0.5%	0.6%	168,039	-4.1%	$46.5M
HDHome Depot Inc	0.5%	0.6%	154,719	-0.4%	$44.0M
GLNGGolar Lng Ltd Shs	0.5%	0.5%	915,619	+2.2%	$43.5M
RCLRoyal Caribbean Group	0.5%	0.5%	160,952	+5.9%	$42.8M
CCitigroup Inc	0.5%	0.5%	323,837	-2.5%	$41.9M
RTXRtx Corporation	0.5%	0.5%	225,563	-1.1%	$41.9M
BLKBlackrock Inc	0.5%	—	39,409	—	$41.7M
JEPIJ P Morgan Exchange Traded F	0.5%	—	731,398	—	$41.1M
QRVOQorvo Inc	0.5%	—	354,033	—	$40.5M
MANUManchester Uni-A	0.5%	—	1,925,251	—	$40.3M
XOMExxonmobil Holdings Corp	0.4%	—	246,362	—	$40.1M
VICRVicor Corp	0.4%	0.5%	137,585	+5.4%	$39.8M
GLWCorning Inc	0.4%	0.7%	257,751	-0.8%	$39.6M

What Pinnacle Associates Ltd bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

Reduced

Left the top 50

AMAT Applied Matls Incwas 0.7%
UCTT Ultra Clean Holdings Incwas 0.6%
LASR Nlight Incwas 0.5%
IBM International Business Machswas 0.5%
ICHR Ichor Holdingswas 0.5%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +28.5% /yr; S&P 500 +20.1%
3 years: +23.9% /yr; S&P 500 +20.4%
5 years: +12.7% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$8.9B	956
Q2 2026	$9.2B	967
Q1 2026	$7.8B	955
Q4 2025	$7.8B	931
Q3 2025	$7.5B	863
Q2 2025	$6.9B	845
Q1 2025	$6.8B	823
Q4 2024	$7.4B	832
Q3 2024	$5.9B	799
Q2 2024	$6.4B	812
Q1 2024	$6.3B	834
Q4 2023	$5.9B	817

Questions about Pinnacle Associates Ltd's portfolio

What stocks does Pinnacle Associates Ltd own?

Pinnacle Associates Ltd's latest 13F, for Q3 2026 and filed Oct 20, 2026, lists 956 positions worth $8.9B. The largest are Johnson & Johnson (JNJ) at 4.9%, Apple Inc (AAPL) at 4.5%, Microsoft Corp (MSFT) at 2.5%, Nvidia Corporation (NVDA) at 2.4% and Micron Technology Inc (MU) at 2.3%.

What did Pinnacle Associates Ltd buy last quarter?

In Q3 2026, Pinnacle Associates Ltd added Meta Platforms Inc (META) (+10.0% shares), Royal Caribbean Group (RCL) (+5.9% shares) and Vicor Corp (VICR) (+5.4% shares), compared with its Q2 2026 filing.

What did Pinnacle Associates Ltd sell last quarter?

In Q3 2026, Pinnacle Associates Ltd cut from its top 50 Applied Matls Inc (AMAT), cut from its top 50 Ultra Clean Holdings Inc (UCTT), cut from its top 50 Nlight Inc (LASR), cut from its top 50 International Business Machs (IBM), cut from its top 50 Ichor Holdings (ICHR), Micron Technology Inc (MU) (-11.3% shares), Coherent Corp (COHR) (-6.9% shares) and Caterpillar Inc (CAT) (-6.2% shares), compared with its Q2 2026 filing.

How has Pinnacle Associates Ltd's portfolio performed?

A portfolio copying Pinnacle Associates Ltd's 20 largest 13F holdings each quarter, from the day each filing was public, returned +23.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +28.5% against +20.1%. Over 5 years: +12.7% a year against +11.6%.

When is Pinnacle Associates Ltd's next 13F filing due?

13F filings are due 45 days after each quarter ends. Pinnacle Associates Ltd's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Pinnacle Associates Ltd manage?

Pinnacle Associates Ltd reported $10.4B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $8.9B.