Q3 2026 13F · SEC CIK 1694592

Pettinga Financial Advisors LLC

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $605.7M
Reported positions: 158
Top holdings a year, 3 yrs: +19.9%
Assets under management: $1.3B

Pettinga Financial Advisors LLC is a wealth manager that reported 158 positions worth $605.7M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Ishares Tr (IVV, 9.0%), Blackrock ETF Trust (CORO, 6.7%), Ishares Tr (IVW, 5.9%). A portfolio copying its top holdings returned 19.9% a year over the last 3 years, against 20.4% for the S&P 500.

Pettinga Financial Advisors LLC holdings largest 50 of 158 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Pettinga Financial Advisors LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	9.0%	10.2%	71,126	-16.6%	$54.5M
COROBlackrock ETF Trust	6.7%	6.3%	1,114,219	+3.5%	$40.5M
IVWIshares Tr	5.9%	5.6%	250,753	-1.7%	$35.7M
LRGFIshares Tr	5.1%	4.9%	393,648	-2.2%	$30.6M
IVEIshares Tr	4.5%	4.4%	120,571	-0.5%	$27.5M
SPYState Str Spdr S&p 500 ETF T	3.7%	3.8%	29,450	-7.0%	$22.5M
PRFInvesco Exchange Traded Fd T	3.6%	3.7%	399,980	-6.8%	$21.8M
GOVTIshares Tr	3.2%	3.0%	887,492	+6.2%	$19.4M
GLDSpdr Gold Tr	3.1%	3.0%	49,935	-1.3%	$19.0M
IALTBlackrock ETF Trust	2.7%	2.4%	547,961	+3.4%	$16.4M
AAPLApple Inc	2.7%	2.3%	48,268	-2.0%	$16.1M
BLCRBlackrock ETF Trust	2.2%	1.5%	276,493	+48.8%	$13.5M
IYWIshares Tr	2.2%	2.5%	50,750	-19.3%	$13.4M
IWFIshares Tr	2.0%	2.0%	99,002	-1.5%	$12.4M
DIASpdr Dow Jones Indl Average	1.9%	2.2%	23,046	-13.8%	$11.7M
INROBlackrock ETF Trust	1.8%	—	299,840	—	$11.0M
VYMVanguard Whitehall Fds	1.8%	1.8%	68,619	-3.4%	$10.6M
IJRIshares Tr	1.7%	1.9%	77,377	-5.0%	$10.5M
BNDXVanguard Charlotte Fds	1.7%	0.9%	224,031	+90.1%	$10.5M
QQQInvesco Qqq Tr	1.7%	1.6%	14,116	+2.3%	$10.4M
QUALIshares Tr	1.4%	1.4%	39,522	-0.1%	$8.8M
CINFCincinnati Finl Corporation	1.4%	1.6%	52,781	+0.0%	$8.4M
SHLDGlobal X Defense Tech ETF	1.3%	1.5%	133,889	-15.4%	$8.0M
IJHIshares Tr	1.3%	1.4%	105,609	-6.1%	$7.6M
IAUIshares Gold Tr	1.0%	0.6%	77,888	+53.0%	$6.1M
RSPInvesco Exchange Traded Fd T	1.0%	1.0%	27,745	-4.9%	$5.8M
DFAEDimensional ETF Trust	0.9%	0.9%	141,501	-3.1%	$5.6M
SLVIshares Silver Tr	0.9%	0.9%	100,361	-1.4%	$5.5M
GOOGAlphabet Inc	0.7%	0.7%	13,111	-0.6%	$4.5M
MTUMIshares Tr	0.7%	2.3%	13,463	-67.5%	$4.3M
SIVRAbrdn Silver ETF Trust	0.7%	0.7%	74,240	-1.6%	$4.3M
UUPInvesco Db US Dlr Index Tr	0.7%	0.6%	144,940	+5.3%	$4.2M
PTLNorthern Lts Fd Tr IV	0.7%	0.7%	14,664	-2.4%	$4.0M
BINCBlackrock ETF Trust II	0.7%	0.7%	77,529	-4.8%	$3.9M
OBDCBlue Owl Capital Corp.	0.6%	0.7%	364,336	-5.7%	$3.8M
XLESelect Sector Spdr Tr	0.6%	0.4%	61,677	+18.5%	$3.8M
MSFTMicrosoft Corp	0.6%	0.4%	7,334	+0.9%	$3.8M
EFAIshares Tr	0.6%	0.6%	35,423	-6.6%	$3.7M
OTFBlue Owl Technology Finance	0.6%	0.6%	360,478	-5.4%	$3.5M
FEOERbb Fund Trust	0.6%	—	65,345	—	$3.5M
DFSVDfa Invt Dimensions Group in	0.5%	—	85,174	—	$3.2M
FEGERbb Fund Trust	0.5%	0.6%	59,727	-21.6%	$3.0M
NLRVaneck ETF Trust	0.5%	0.5%	28,053	-3.9%	$2.9M
IBITIshares Bitcoin Trust ETF	0.5%	0.7%	60,695	-56.7%	$2.9M
PSLVSprott Physical	0.4%	0.4%	138,585	-4.5%	$2.7M
XLVSelect Sector Spdr Tr	0.4%	0.6%	14,533	-33.6%	$2.4M
DFASDimensional ETF Trust	0.4%	0.4%	31,450	-3.1%	$2.4M
DLYDoubleline Yield Opportuniti	0.4%	0.4%	172,040	-3.0%	$2.3M
FIBRIshares Tr	0.4%	0.4%	26,373	-2.4%	$2.2M
BTCGrayscale Bitcoin Mini Tr Et	0.4%	—	57,961	—	$2.1M

What Pettinga Financial Advisors LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +21.8% /yr; S&P 500 +20.1%
3 years: +19.9% /yr; S&P 500 +20.4%
5 years: +10.4% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$605.7M	158
Q2 2026	$623.9M	156
Q1 2026	$531.2M	147
Q4 2025	$527.3M	148
Q3 2025	$512.9M	137
Q2 2025	$456.3M	132
Q1 2025	$425.3M	129
Q4 2024	$442.0M	124
Q3 2024	$422.3M	115
Q2 2024	$399.1M	120
Q1 2024	$392.5M	120
Q4 2023	$372.8M	116

Questions about Pettinga Financial Advisors LLC's portfolio

What stocks does Pettinga Financial Advisors LLC own?

Pettinga Financial Advisors LLC's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 158 positions worth $605.7M. The largest are Ishares Tr (IVV) at 9.0%, Blackrock ETF Trust (CORO) at 6.7%, Ishares Tr (IVW) at 5.9%, Ishares Tr (LRGF) at 5.1% and Ishares Tr (IVE) at 4.5%.

What did Pettinga Financial Advisors LLC buy last quarter?

In Q3 2026, Pettinga Financial Advisors LLC added Vanguard Charlotte Fds (BNDX) (+90.1% shares), Ishares Gold Tr (IAU) (+53.0% shares) and Blackrock ETF Trust (BLCR) (+48.8% shares), compared with its Q2 2026 filing.

What did Pettinga Financial Advisors LLC sell last quarter?

In Q3 2026, Pettinga Financial Advisors LLC cut from its top 50 Ishares Tr (MBB), cut from its top 50 Dimensional US Small Cap (DFSV), cut from its top 50 Dimensional ETF Trust (DFIV), cut from its top 50 Blackrock Muniyild Qult Fd I (MQY), Ishares Tr (MTUM) (-67.5% shares), Ishares Bitcoin Trust ETF (IBIT) (-56.7% shares) and Select Sector Spdr Tr (XLV) (-33.6% shares), compared with its Q2 2026 filing.

How has Pettinga Financial Advisors LLC's portfolio performed?

A portfolio copying Pettinga Financial Advisors LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +19.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +21.8% against +20.1%. Over 5 years: +10.4% a year against +11.6%.

When is Pettinga Financial Advisors LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Pettinga Financial Advisors LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Pettinga Financial Advisors LLC manage?

Pettinga Financial Advisors LLC reported $1.3B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $605.7M.