Q3 2026 13F · SEC CIK 2070972

Optima Capital LLC

Wealth managerFiled 2026-10-29 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $252.7M
Reported positions: 161
Holdings vs S&P 500, 3 yrs: —
Assets under management: $379.8M

Optima Capital LLC is a wealth manager that reported 161 positions worth $252.7M in its Q3 2026 13F, filed 2026-10-29. Its largest holdings were Spdr Index Shs Fds (SPDW, 5.4%), Jpmorgan Income ETF (JPIE, 3.9%), Cambria ETF Tr (GVAL, 3.8%).

Optima Capital LLC holdings largest 50 of 161 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Optima Capital LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPDWSpdr Index Shs Fds	5.4%	4.6%	270,486	+16.5%	$13.6M
JPIEJpmorgan Income ETF	3.9%	2.7%	219,312	+49.1%	$9.8M
GVALCambria ETF Tr	3.8%	2.7%	252,940	+32.6%	$9.6M
GARPIshares Tr	3.6%	2.4%	105,786	+44.5%	$9.0M
SPBUAim ETF Products Trust	3.4%	3.1%	280,323	+7.2%	$8.6M
DFACDimensional ETF Trust	3.4%	3.8%	191,416	-12.4%	$8.5M
RSPInvesco Exchange Traded Fd T	3.2%	3.4%	39,471	-2.5%	$8.2M
VUSBVanguard Bd Index Fds	2.9%	2.0%	146,249	+41.9%	$7.2M
WTVWisdomtree Tr	2.8%	1.5%	68,433	+80.2%	$7.0M
VTIVanguard Index Fds	2.5%	2.6%	17,015	-5.4%	$6.4M
RWLInvesco Exch Traded Fd Tr II	2.4%	2.3%	47,673	+3.7%	$6.1M
IJRIshares Tr	2.3%	2.3%	42,568	+6.1%	$5.8M
VTIPVanguard Malvern Fds	2.3%	—	116,930	—	$5.8M
DBMFIm Global Partner Funds	2.3%	—	175,821	—	$5.7M
DFAIDimensional ETF Trust	2.2%	2.2%	133,261	-0.3%	$5.5M
AGGYWisdomtree Tr	2.1%	1.8%	128,149	+23.2%	$5.3M
USFRWisdomtree Tr	1.9%	1.2%	93,616	+52.4%	$4.7M
QQQInvesco Qqq Tr	1.5%	2.1%	5,195	-28.0%	$3.8M
AVUVAmerican Centy ETF Tr	1.5%	—	31,729	—	$3.7M
VIGVanguard Specialized Funds	1.5%	1.9%	15,789	-22.4%	$3.7M
DBNDDoubleline ETF Trust	1.4%	2.2%	79,185	-36.2%	$3.4M
BUFBInnovator Etfs Trust	1.2%	1.2%	76,870	+1.4%	$3.1M
BITBBitwise Bitcoin ETF Tr	1.2%	0.9%	67,712	-5.2%	$3.1M
SCHBSchwab Strategic Tr	1.2%	1.2%	103,506	-1.1%	$3.0M
SPLGSpdr Series Trust	1.2%	3.9%	33,254	-70.2%	$3.0M
VOOVanguard Index Fds	1.2%	1.1%	4,223	+1.8%	$3.0M
SPYState Str Spdr S&p 500 ETF T	1.1%	2.1%	3,783	-46.6%	$2.9M
XOMExxonmobil Holdings Corp	1.0%	—	15,862	—	$2.6M
VBRVanguard Index Fds	1.0%	1.1%	10,876	-2.0%	$2.5M
QQQMInvesco Exch Traded Fd Tr II	1.0%	0.6%	8,225	+71.6%	$2.5M
GOOGLAlphabet Inc	0.9%	1.0%	6,697	-7.7%	$2.3M
IEMGIshares Inc	0.9%	—	27,390	—	$2.2M
IWMIshares Tr	0.9%	0.9%	7,832	-0.3%	$2.2M
PSFFPacer Fds Tr	0.8%	0.8%	59,257	-1.1%	$2.1M
AAPLApple Inc	0.8%	0.7%	6,147	+4.6%	$2.0M
AMDAdvanced Micro Devices Inc	0.8%	0.9%	3,344	-16.0%	$2.0M
AMZNAmazon Com Inc	0.8%	0.8%	7,883	-11.5%	$2.0M
RAAXVaneck ETF Trust	0.7%	0.7%	44,906	-4.0%	$1.8M
PLTRPalantir Technologies Inc	0.7%	—	9,189	—	$1.7M
METAMeta Platforms Inc	0.7%	—	2,358	—	$1.7M
VOVanguard Index Fds	0.7%	0.7%	21,616	-4.1%	$1.7M
MSFTMicrosoft Corp	0.6%	0.5%	3,189	+1.3%	$1.6M
VUGVanguard Index Fds	0.6%	0.7%	17,938	-14.9%	$1.6M
EESWisdomtree Tr	0.6%	0.6%	24,263	+0.0%	$1.6M
JEPIJ P Morgan Exchange Traded F	0.5%	—	24,371	—	$1.4M
JBNDJ P Morgan Exchange Traded F	0.5%	2.2%	24,786	-76.5%	$1.3M
VEAVanguard Ftse Developed Markets Index Fu	0.4%	—	15,284	—	$1.1M
JEPQJ P Morgan Exchange Traded F	0.4%	—	17,491	—	$1.1M
BRK-BBerkshire Hathaway Inc Del	0.4%	—	2,145	—	$1.1M
ZJULInnovator Etfs Trust	0.4%	—	35,298	—	$1.1M

What Optima Capital LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.4% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$252.7M	161
Q2 2026	$253.4M	165
Q1 2026	$215.4M	159
Q4 2025	$230.9M	1,409
Q3 2025	$206.2M	158
Q2 2025	$185.9M	151
Q1 2025	$157.0M	138
Q4 2024	$145.0M	152

Questions about Optima Capital LLC's portfolio

What stocks does Optima Capital LLC own?

Optima Capital LLC's latest 13F, for Q3 2026 and filed Oct 29, 2026, lists 161 positions worth $252.7M. The largest are Spdr Index Shs Fds (SPDW) at 5.4%, Jpmorgan Income ETF (JPIE) at 3.9%, Cambria ETF Tr (GVAL) at 3.8%, Ishares Tr (GARP) at 3.6% and Aim ETF Products Trust (SPBU) at 3.4%.

What did Optima Capital LLC buy last quarter?

In Q3 2026, Optima Capital LLC added Wisdomtree Tr (WTV) (+80.2% shares), Invesco Exch Traded Fd Tr II (QQQM) (+71.6% shares) and Wisdomtree Tr (USFR) (+52.4% shares), compared with its Q2 2026 filing.

What did Optima Capital LLC sell last quarter?

In Q3 2026, Optima Capital LLC cut from its top 50 J P Morgan Exchange Traded F (JPST), cut from its top 50 Invesco Exch Traded Fd Tr II (IDMO), cut from its top 50 Vanguard Scottsdale Fds (VTWO), cut from its top 50 Ishares Tr (IGIB), cut from its top 50 Wisdomtree Tr (DDWM), J P Morgan Exchange Traded F (JBND) (-76.5% shares), Spdr Series Trust (SPLG) (-70.2% shares) and State Str Spdr S&p 500 ETF T (SPY) (-46.6% shares), compared with its Q2 2026 filing.

When is Optima Capital LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Optima Capital LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Optima Capital LLC manage?

Optima Capital LLC reported $379.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $252.7M.