Q3 2026 13F · SEC CIK 1926783

Novem Group

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.0B
Reported positions: 429
Holdings vs S&P 500, 3 yrs: —
Assets under management: $1.7B

Novem Group is a wealth manager that reported 429 positions worth $1.0B in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Schwab Strategic Tr (SCHG, 4.2%), Pimco Enhanced Short Maturity Active Exc (MINT, 3.8%), Spdr Series Trust (SPLG, 3.0%).

Novem Group holdings largest 50 of 429 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Novem Group 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHGSchwab Strategic Tr	4.2%	4.1%	1,187,559	-0.4%	$42.7M
MINTPimco Enhanced Short Maturity Active Exc	3.8%	1.8%	378,478	+114.7%	$38.1M
SPLGSpdr Series Trust	3.0%	2.9%	332,952	+3.5%	$29.9M
FMILFidelity Covington Trust	2.7%	2.8%	467,937	+0.6%	$27.6M
BONDPimco ETF Tr	2.3%	2.3%	262,442	+6.9%	$22.8M
SCHOSchwab Strategic Tr	2.1%	2.0%	865,926	+4.8%	$20.7M
AAPLApple Inc	2.1%	1.8%	62,022	+0.2%	$20.7M
VUGVanguard Index Fds	2.0%	2.0%	221,596	-2.8%	$20.0M
PYLDPimco ETF Tr	2.0%	4.2%	776,835	-50.6%	$19.7M
FALNIshares Tr	1.9%	1.9%	726,067	+5.7%	$18.8M
SPYVState Street Spdr Portfolio S&p 500 Valu	1.9%	1.9%	304,149	+1.2%	$18.6M
VTVVanguard Index Fds	1.8%	1.9%	84,151	-1.1%	$18.2M
IVVIshares Tr	1.7%	1.6%	21,748	+4.2%	$16.7M
CORPPimco ETF Tr	1.5%	1.5%	166,620	+6.2%	$15.3M
VYMVanguard Whitehall Fds	1.5%	1.6%	98,352	-0.9%	$15.3M
VIGVanguard Specialized Funds	1.4%	1.4%	60,415	+3.3%	$14.1M
IBDSIshares Tr	1.3%	1.4%	526,736	-10.5%	$12.7M
IBDTIshares Ibonds Dec 2028 Term Corporate E	1.3%	1.4%	503,223	-10.7%	$12.6M
IVWIshares Tr	1.1%	0.8%	78,482	+34.4%	$11.2M
DYNFBlackrock ETF Trust	1.1%	0.7%	158,721	+56.4%	$11.0M
CGDVCapital Group Dividend Value	1.1%	0.9%	216,288	+19.7%	$10.6M
PTRBPgim ETF Tr	1.0%	1.1%	253,283	-0.3%	$10.0M
CGGOCapital Group Gbl Growth Eqt	0.9%	1.0%	236,224	+1.2%	$9.4M
AVGOBroadcom Inc	0.9%	0.9%	25,210	+5.1%	$8.9M
FEGERbb Fund Trust	0.8%	0.8%	168,521	+0.6%	$8.5M
IBMRIshares Tr	0.8%	—	371,342	—	$8.4M
FNDXSchwab Strategic Tr	0.8%	0.9%	267,276	-1.0%	$8.4M
MRKMerck & Co Inc	0.8%	0.7%	55,203	-1.5%	$8.0M
MSFTMicrosoft Corp	0.8%	0.7%	15,392	-11.2%	$7.9M
NVDANvidia Corporation	0.8%	0.7%	34,248	+2.5%	$7.8M
FFSMFidelity Covington Trust	0.8%	0.9%	228,927	+0.7%	$7.7M
JPMJpmorgan Chase & Co	0.7%	0.7%	21,737	+4.0%	$7.2M
COPConocophillips	0.7%	0.6%	56,502	+4.6%	$7.1M
WMTWalmart Inc	0.7%	0.7%	67,036	+4.6%	$7.0M
SPDWSpdr Index Shs Fds	0.7%	0.8%	131,264	-14.4%	$6.6M
IWMIshares Tr	0.6%	0.7%	22,870	+2.0%	$6.4M
IJJIshares Tr	0.6%	0.7%	46,091	+6.3%	$6.3M
JPEFJ P Morgan Exchange Traded F	0.6%	1.1%	77,778	-39.7%	$6.3M
QQQMInvesco Exch Traded Fd Tr II	0.6%	0.6%	19,953	+2.1%	$6.1M
JNJJohnson & Johnson	0.6%	—	22,748	—	$6.0M
DLFEFirst Tr Exchng Traded Fd Vi	0.6%	0.6%	179,410	-0.2%	$5.8M
VEAVanguard Ftse Developed Markets Index Fu	0.6%	—	81,876	—	$5.8M
AIQGlobal X Fds	0.6%	0.6%	86,989	+2.1%	$5.7M
GOVTIshares Tr	0.5%	—	244,056	—	$5.3M
QTUMETF Ser Solutions	0.5%	0.6%	34,738	+2.8%	$5.3M
PLDPrologis Inc	0.5%	0.5%	36,662	+5.1%	$4.8M
ALLAllstate Corp	0.5%	0.5%	21,137	-4.5%	$4.7M
IJHIshares Tr	0.5%	0.5%	65,173	+0.6%	$4.7M
CWISpdr Index Shs Fds	0.5%	—	115,610	—	$4.7M
BRK-BBerkshire Hathaway Inc Del	0.5%	0.5%	9,373	+1.6%	$4.7M

What Novem Group bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.4% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$1.0B	429
Q2 2026	$986.1M	437
Q1 2026	$869.7M	424
Q4 2025	$863.7M	406
Q3 2025	$839.2M	399
Q2 2025	$787.9M	389
Q1 2025	$708.3M	354
Q4 2024	$672.6M	361

Questions about Novem Group's portfolio

What stocks does Novem Group own?

Novem Group's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 429 positions worth $1.0B. The largest are Schwab Strategic Tr (SCHG) at 4.2%, Pimco Enhanced Short Maturity Active Exc (MINT) at 3.8%, Spdr Series Trust (SPLG) at 3.0%, Fidelity Covington Trust (FMIL) at 2.7% and Pimco ETF Tr (BOND) at 2.3%.

What did Novem Group buy last quarter?

In Q3 2026, Novem Group added Pimco Enhanced Short Maturity Active Exc (MINT) (+114.7% shares), Blackrock ETF Trust (DYNF) (+56.4% shares) and Ishares Tr (IVW) (+34.4% shares), compared with its Q2 2026 filing.

What did Novem Group sell last quarter?

In Q3 2026, Novem Group cut from its top 50 Amgen Inc (AMGN), cut from its top 50 Qualcomm Inc (QCOM), cut from its top 50 Astrazeneca PLC (AZN), cut from its top 50 Pnc Finl Svcs Group Inc (PNC), cut from its top 50 First Tr Exchng Traded Fd Vi (FDEC), Pimco ETF Tr (PYLD) (-50.6% shares), J P Morgan Exchange Traded F (JPEF) (-39.7% shares) and Spdr Index Shs Fds (SPDW) (-14.4% shares), compared with its Q2 2026 filing.

When is Novem Group's next 13F filing due?

13F filings are due 45 days after each quarter ends. Novem Group's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Novem Group manage?

Novem Group reported $1.7B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.0B.