Q3 2026 13F · SEC CIK 2056315

Marshall & Sterling Wealth Advisors Inc.

Institutional asset managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $174.7M
Reported positions: 369
Holdings vs S&P 500, 3 yrs: —
Assets under management: $1.6B

Marshall & Sterling Wealth Advisors Inc. is an institutional asset manager that reported 369 positions worth $174.7M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Wisdomtree Tr (DGRW, 7.2%), Vanguard Scottsdale Fds (VCIT, 6.9%), Neos ETF Trust (SPYI, 6.2%).

Marshall & Sterling Wealth Advisors Inc. holdings largest 50 of 369 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Marshall & Sterling Wealth Advisors Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
DGRWWisdomtree Tr	7.2%	7.2%	128,887	+0.7%	$12.5M
VCITVanguard Scottsdale Fds	6.9%	7.5%	153,789	-0.3%	$12.0M
SPYINeos ETF Trust	6.2%	6.0%	204,950	+6.6%	$10.9M
FDVVFidelity Covington Trust	3.8%	3.8%	108,516	+0.7%	$6.6M
VGTVanguard World Fd	3.3%	3.4%	45,747	-4.6%	$5.7M
HEGDSwan Hedged	3.2%	3.0%	204,894	+8.0%	$5.5M
VOVanguard Index Fds	3.1%	3.1%	69,151	+5.9%	$5.4M
RSPInvesco Exchange Traded Fd T	3.0%	3.4%	24,949	-7.3%	$5.2M
GARPIshares Tr	3.0%	3.1%	60,609	-5.0%	$5.2M
RWKInvesco Exch Traded Fd Tr II	2.8%	3.0%	35,138	+0.5%	$4.9M
CLSETrust for Professional Manag	2.8%	—	142,880	—	$4.9M
VUGVanguard Index Fds	2.6%	2.4%	50,978	+7.0%	$4.6M
TPYPTortoise North	2.5%	2.7%	108,588	+1.2%	$4.3M
IDMOInvesco Exch Traded Fd Tr II	2.2%	2.3%	62,937	-0.4%	$3.8M
FEZSpdr Index Shs Fds	2.2%	1.7%	56,430	+31.2%	$3.8M
UTWORbb Fd Inc	1.7%	1.7%	64,250	+7.4%	$3.0M
IWMINeos ETF Trust	1.7%	1.8%	61,972	+8.2%	$3.0M
EFAAInvesco Msci	1.6%	1.5%	49,932	+8.7%	$2.7M
AAPLApple Inc	1.3%	1.2%	6,970	-1.1%	$2.3M
ITAIshares Tr	1.3%	1.5%	10,573	+2.3%	$2.2M
TBILRbb Fd Inc	1.2%	1.0%	41,181	+16.6%	$2.1M
FLRNSpdr Series Trust	1.1%	—	63,814	—	$2.0M
HGERHarbor ETF Trust	1.1%	1.0%	55,185	-1.0%	$1.9M
USTBVictoryshares Short	1.1%	—	37,482	—	$1.9M
SPYState Str Spdr S&p 500 ETF T	0.9%	1.0%	2,174	-1.1%	$1.7M
VTIPVanguard Malvern Fds	0.9%	0.8%	32,035	+15.5%	$1.6M
VCSHVanguard Scottsdale Fds	0.8%	0.9%	18,942	+1.6%	$1.5M
IBMInternational Business Machs	0.8%	1.1%	6,602	-1.6%	$1.5M
MSFTMicrosoft Corp	0.8%	0.6%	2,774	-2.0%	$1.4M
OBILU S Treasury	0.8%	0.8%	28,428	+4.7%	$1.4M
NVDANvidia Corporation	0.8%	0.7%	6,147	+0.4%	$1.4M
BRK-BBerkshire Hathaway Inc Del	0.8%	0.8%	2,736	+0.0%	$1.4M
NSCNorfolk Southn Corporation	0.8%	0.8%	4,369	+0.2%	$1.4M
IEFIshares Tr	0.8%	2.2%	14,998	-61.5%	$1.3M
QQQInvesco Qqq Tr	0.7%	0.7%	1,645	+3.9%	$1.2M
XBILU S Treasury	0.6%	0.6%	22,644	+5.7%	$1.1M
SFLRInnovator Etfs Trust	0.6%	0.6%	28,376	+1.4%	$1.1M
SHYIshares Tr	0.6%	0.7%	13,580	+0.9%	$1.1M
USFRWisdomtree Tr	0.6%	—	20,041	—	$1.0M
VIGVanguard Specialized Funds	0.6%	0.7%	4,301	-7.6%	$1.0M
CRWDCrowdstrike Hldgs Inc	0.6%	0.5%	3,714	+254.1%	$983K
NULGNuveen Esg	0.5%	0.5%	7,995	+4.5%	$909K
CIBRFirst Tr Exchange-Traded Fd	0.5%	—	8,700	—	$897K
SOXXIshares Tr	0.5%	0.7%	1,568	-20.0%	$892K
VTVVanguard Index Fds	0.5%	—	4,070	—	$880K
GLDMWorld Gold Tr	0.5%	—	10,265	—	$844K
PGProcter & Gamble Co	0.5%	0.5%	5,713	-5.3%	$830K
AMGNAmgen Inc	0.5%	0.4%	1,944	-6.1%	$819K
AIQGlobal X Fds	0.5%	0.5%	12,330	+2.6%	$803K
AMZNAmazon Com Inc	0.5%	0.4%	3,200	+1.6%	$797K

What Marshall & Sterling Wealth Advisors Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +15.8% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$174.7M	369
Q2 2026	$168.9M	339
Q1 2026	$152.8M	344
Q4 2025	$151.5M	338
Q3 2025	$156.0M	644
Q2 2025	$147.7M	629
Q1 2025	$147.1M	637
Q4 2024	$144.7M	360

Questions about Marshall & Sterling Wealth Advisors Inc.'s portfolio

What stocks does Marshall & Sterling Wealth Advisors Inc. own?

Marshall & Sterling Wealth Advisors Inc.'s latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 369 positions worth $174.7M. The largest are Wisdomtree Tr (DGRW) at 7.2%, Vanguard Scottsdale Fds (VCIT) at 6.9%, Neos ETF Trust (SPYI) at 6.2%, Fidelity Covington Trust (FDVV) at 3.8% and Vanguard World Fd (VGT) at 3.3%.

What did Marshall & Sterling Wealth Advisors Inc. buy last quarter?

In Q3 2026, Marshall & Sterling Wealth Advisors Inc. added Crowdstrike Hldgs Inc (CRWD) (+254.1% shares), Spdr Index Shs Fds (FEZ) (+31.2% shares) and Rbb Fd Inc (TBIL) (+16.6% shares), compared with its Q2 2026 filing.

What did Marshall & Sterling Wealth Advisors Inc. sell last quarter?

In Q3 2026, Marshall & Sterling Wealth Advisors Inc. cut from its top 50 Invesco Exchange Traded Fd T (RYU), cut from its top 50 J P Morgan Exchange Traded F (HELO), cut from its top 50 Pacer Fds Tr (QDPL), cut from its top 50 Eaton Corp PLC (ETN), cut from its top 50 Home Depot Inc (HD), Ishares Tr (IEF) (-61.5% shares), Ishares Tr (SOXX) (-20.0% shares) and Vanguard Specialized Funds (VIG) (-7.6% shares), compared with its Q2 2026 filing.

When is Marshall & Sterling Wealth Advisors Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Marshall & Sterling Wealth Advisors Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Marshall & Sterling Wealth Advisors Inc. manage?

Marshall & Sterling Wealth Advisors Inc. reported $1.6B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $174.7M.