Q2 2026 13F · SEC CIK 1764970

Kozak & Associates, Inc.

Investment managerFiled 2026-07-02 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $576.1M
Reported positions: 450
Top holdings a year, 3 yrs: +25.0%
Average holding period: 4.1 yrs

Kozak & Associates, Inc. is an investment manager that reported 450 positions worth $576.1M in its Q2 2026 13F, filed 2026-07-02. Its largest holdings were Ishares U.s. Tech Independence Focused E (IETC, 8.5%), Spdr Series Trust (SPYG, 8.4%), Spdr S&p 500 ETF Tr (SPY, 8.2%). A portfolio copying its top holdings returned 25.0% a year over the last 3 years, against 20.4% for the S&P 500.

Kozak & Associates, Inc. holdings largest 50 of 450 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Kozak & Associates, Inc. 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
IETCIshares U.s. Tech Independence Focused E	8.5%	12.1%	464,639	-29.0%	$49.2M
SPYGSpdr Series Trust	8.4%	6.3%	409,311	+33.8%	$48.5M
SPYSpdr S&p 500 ETF Tr	8.2%	8.8%	63,062	-4.2%	$47.0M
QQQInvesco Qqq Tr	8.0%	8.4%	63,600	-8.5%	$46.1M
RWLInvesco S&p 500 Revenue ETF	7.4%	13.6%	333,763	-43.1%	$42.9M
IYGIshares US Financial Services ETF	4.9%	7.3%	305,432	-29.0%	$28.2M
IJKIshares S&p Mid-Cap 400 Growth ETF	4.6%	0.3%	230,502	+1525.7%	$26.8M
PJFVPgim ETF Tr	4.4%	—	258,669	—	$25.3M
SMHVaneck Semiconductor ETF	4.3%	5.6%	39,507	-39.4%	$24.5M
IYJIshares U.s. Industrials ETF	4.1%	6.7%	144,050	-34.3%	$23.9M
AAPLApple Inc	4.1%	4.4%	79,317	-8.0%	$23.3M
NVDANvidia Corporation Com	4.0%	4.8%	116,352	-10.7%	$23.0M
MSFTMicrosoft Corp	3.6%	3.7%	53,589	+7.1%	$20.6M
AMZNAmazon Com Inc Com	3.2%	3.7%	75,508	-4.9%	$18.3M
PYLDPimco Multisector Bond Active Exchange-T	3.1%	—	681,232	—	$17.9M
EMXCIshares Inc	2.4%	—	139,690	—	$13.8M
COSTCostco Whsl Corp New	2.1%	2.8%	13,058	-11.2%	$12.1M
DIAState Street Spdr Dow Jones Industrial A	1.9%	1.6%	21,352	+25.6%	$11.2M
GOOGAlphabet Inc	1.6%	0.4%	25,357	+298.6%	$9.1M
FNDESchwab Fundamental Emerging Markets Equi	1.4%	—	209,032	—	$8.2M
NLRVaneck Uranium and Nuclear ETF	1.3%	—	67,229	—	$7.7M
AVGOBroadcom Inc	0.5%	0.5%	7,102	+3.3%	$2.6M
JPMJpmorgan Chase & Co	0.4%	0.5%	7,459	+0.5%	$2.5M
SCHWSchwab Charles Corp	0.4%	0.5%	25,933	-6.4%	$2.5M
CATCaterpillar Inc Com	0.3%	0.3%	1,893	+4.4%	$1.9M
VVisa Inc Com Cl A	0.3%	0.3%	4,697	+0.6%	$1.6M
LMTLockheed Martin Corp Com	0.2%	0.3%	2,573	+0.7%	$1.3M
GOOGLAlphabet Inc	0.2%	0.2%	3,466	-2.3%	$1.3M
ABBVAbbvie Inc	0.2%	0.2%	4,766	+0.2%	$1.2M
ORCLOracle Corp	0.2%	0.2%	7,723	+0.0%	$1.1M
NFLXNetflix Inc Total	0.2%	0.3%	13,153	-0.2%	$976K
XSMOInvesco S&p Smallcap Momentum ETF	0.2%	0.2%	10,457	-6.5%	$961K
WMWaste Mgmt Inc Del	0.2%	0.2%	4,052	+0.0%	$908K
DEDeere & Co Com	0.2%	0.2%	1,382	+0.3%	$867K
GEVGe Vernova Inc	0.1%	0.1%	707	-4.5%	$802K
CSXCsx Corp Com	0.1%	0.1%	16,182	+0.3%	$782K
AXPAmerican Express Co Com	0.1%	0.1%	2,234	+0.2%	$777K
NOBLProshares Tr	0.1%	0.1%	13,380	+90.5%	$758K
CVXChevron Corp New	0.1%	0.2%	4,545	+1.0%	$753K
GEGe Aerospace	0.1%	0.1%	1,977	+10.0%	$741K
MARMarriott Intl Inc New Cl A	0.1%	0.1%	1,898	+0.2%	$699K
BXBlackstone Inc Com	0.1%	0.1%	5,673	+0.9%	$678K
XOMExxon Mobil Corp	0.1%	0.1%	4,763	+0.7%	$649K
FSLRFirst Solar Inc Com	0.1%	0.1%	2,650	+0.0%	$615K
CSCOCisco Sys Inc	0.1%	—	4,899	—	$573K
MCDMcdonalds Corp Com	0.1%	0.1%	2,032	+0.7%	$548K
DRIDarden Restaurants Inc Com	0.1%	0.1%	2,604	+0.8%	$526K
NOWServicenow Inc Com	0.1%	0.1%	4,785	+6.4%	$506K
GSGoldman Sachs Group Inc	0.1%	0.1%	460	-2.1%	$469K
NEENextera Energy Inc Com	0.1%	0.1%	5,382	-0.3%	$465K

What Kozak & Associates, Inc. bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

IJK Ishares S&p Mid-Cap 400 Growth ETF+1525.7% shares
GOOG Alphabet Inc+298.6% shares
NOBL Proshares Tr+90.5% shares
SPYG Spdr Series Trust+33.8% shares
DIA State Street Spdr Dow Jones Industrial A+25.6% shares
GE Ge Aerospace+10.0% shares
MSFT Microsoft Corp+7.1% shares
NOW Servicenow Inc Com+6.4% shares

Reduced

RWL Invesco S&p 500 Revenue ETF-43.1% shares
SMH Vaneck Semiconductor ETF-39.4% shares
IYJ Ishares U.s. Industrials ETF-34.3% shares
IYG Ishares US Financial Services ETF-29.0% shares
IETC Ishares U.s. Tech Independence Focused E-29.0% shares
COST Costco Whsl Corp New-11.2% shares
NVDA Nvidia Corporation Com-10.7% shares
QQQ Invesco Qqq Tr-8.5% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +21.6% /yr; S&P 500 +20.1%
3 years: +25.0% /yr; S&P 500 +20.4%
5 years: +16.2% /yr; S&P 500 +13.0%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$576.1M	450
Q1 2026	$512.8M	449
Q4 2025	$517.6M	429
Q3 2025	$507.8M	452
Q2 2025	$490.7M	470
Q1 2025	$400.8M	461
Q4 2024	$437.5M	439
Q3 2024	$423.1M	399
Q2 2024	$405.1M	388
Q1 2024	$371.9M	400
Q4 2023	$315.4M	369
Q3 2023	$273.2M	382

Questions about Kozak & Associates, Inc.'s portfolio

What stocks does Kozak & Associates, Inc. own?

Kozak & Associates, Inc.'s latest 13F, for Q2 2026 and filed Jul 2, 2026, lists 450 positions worth $576.1M. The largest are Ishares U.s. Tech Independence Focused E (IETC) at 8.5%, Spdr Series Trust (SPYG) at 8.4%, Spdr S&p 500 ETF Tr (SPY) at 8.2%, Invesco Qqq Tr (QQQ) at 8.0% and Invesco S&p 500 Revenue ETF (RWL) at 7.4%.

What did Kozak & Associates, Inc. buy last quarter?

In Q2 2026, Kozak & Associates, Inc. added Ishares S&p Mid-Cap 400 Growth ETF (IJK) (+1525.7% shares), Alphabet Inc (GOOG) (+298.6% shares) and Proshares Tr (NOBL) (+90.5% shares), compared with its Q1 2026 filing.

What did Kozak & Associates, Inc. sell last quarter?

In Q2 2026, Kozak & Associates, Inc. cut from its top 50 Meta Platforms Inc Class A (META), cut from its top 50 Home Depot Inc Com (HD), cut from its top 50 Procter & Gamble Co Com (PG), cut from its top 50 Gilead Sciences (GILD), cut from its top 50 Ishares Core S&p 500 ETF (IVV), Invesco S&p 500 Revenue ETF (RWL) (-43.1% shares), Vaneck Semiconductor ETF (SMH) (-39.4% shares) and Ishares U.s. Industrials ETF (IYJ) (-34.3% shares), compared with its Q1 2026 filing.

How has Kozak & Associates, Inc.'s portfolio performed?

A portfolio copying Kozak & Associates, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +25.0% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +21.6% against +20.1%. Over 5 years: +16.2% a year against +13.0%.

When is Kozak & Associates, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Kozak & Associates, Inc.'s filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.