Q3 2026 13F · SEC CIK 2114481

Koenig Investment Advisory, LLC

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $136.6M
Reported positions: 38
Holdings vs S&P 500, 3 yrs: —
Assets under management: $258.2M

Koenig Investment Advisory, LLC is a wealth manager that reported 38 positions worth $136.6M in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were American Centy ETF Tr (FLV, 15.3%), Ishares Tr (USMV, 10.6%), Vanguard Index Fds (VO, 9.4%).

Koenig Investment Advisory, LLC holdings all 38 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Koenig Investment Advisory, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
FLVAmerican Centy ETF Tr	15.3%	14.5%	253,474	+10.3%	$20.9M
USMVIshares Tr	10.6%	11.2%	148,040	-1.4%	$14.4M
VOVanguard Index Fds	9.4%	10.3%	163,196	-0.5%	$12.8M
MINTPimco Enhanced Short Maturity Active Exc	8.3%	7.5%	112,206	+17.7%	$11.3M
IQLTIshares Tr	8.3%	8.2%	227,841	+6.4%	$11.3M
AGGIshares Tr	7.9%	8.3%	113,444	+5.4%	$10.7M
MSFTMicrosoft Corp	7.3%	5.8%	19,386	-3.6%	$9.9M
SDYSpdr Ser Tr	6.2%	6.2%	57,642	+10.0%	$8.4M
VOOVanguard Index Fds	5.5%	5.6%	10,759	+2.0%	$7.5M
METMetlife Inc	2.5%	2.5%	36,434	-2.9%	$3.4M
ABBVAbbvie Inc	2.3%	2.5%	12,112	-3.8%	$3.2M
IBMInternational Business Machs	1.6%	2.3%	10,154	-2.2%	$2.2M
DISVDimensional ETF Trust	1.5%	1.5%	48,833	+0.8%	$2.1M
FDGAmerican Centy ETF Tr	1.5%	1.6%	15,545	+0.0%	$2.1M
QQQInvesco Qqq Tr	1.3%	1.3%	2,381	+2.3%	$1.8M
VYMVanguard Whitehall Fds	1.1%	0.5%	9,666	+162.2%	$1.5M
AAPLApple Inc	1.1%	1.0%	4,463	-0.3%	$1.5M
DFIVDimensional ETF Trust	0.9%	New	21,621	—	$1.2M
VZVerizon Communications Inc	0.8%	0.9%	24,569	-6.5%	$1.1M
COSTCostco Wholesale Corporation	0.7%	0.8%	1,113	+0.4%	$1.0M
MOAltria Group Inc	0.7%	0.8%	14,148	+0.0%	$953K
VUGVanguard Index Fds	0.6%	0.6%	8,855	+6.3%	$798K
EPDEnterprise Prods Partners L	0.6%	0.6%	21,218	-4.4%	$756K
VBRVanguard Index Fds	0.6%	0.6%	3,262	-1.5%	$754K
EMNTPimco ETF Tr	0.4%	0.4%	5,590	-0.1%	$551K
BABoeing Co	0.4%	0.7%	2,592	-37.6%	$482K
BACBank of Amer Corp	0.3%	0.3%	7,759	+1.3%	$422K
TGBTrekor Metals Ltd	0.3%	1.2%	45,468	-78.9%	$405K
AMZNAmazon Com Inc	0.3%	0.3%	1,452	-0.6%	$362K
VXFVanguard Index Fds	0.3%	0.3%	1,535	+0.1%	$356K
NVDANvidia Corporation	0.2%	0.2%	1,472	+0.1%	$336K
WFCWells Fargo & Co	0.2%	0.3%	4,130	-5.7%	$331K
TAt&t Inc	0.2%	0.2%	12,799	-3.7%	$312K
DSIIshares Tr	0.2%	0.2%	2,053	+0.1%	$300K
BRK-BBerkshire Hathaway Inc Del	0.2%	0.2%	583	+0.0%	$290K
VGTVanguard World Fd	0.2%	0.2%	2,279	-2.2%	$286K
GOOGLAlphabet Inc	0.2%	0.2%	686	+0.0%	$236K
ENBEnbridge Inc	0.2%	0.2%	4,500	+0.0%	$209K

What Koenig Investment Advisory, LLC bought and sold in Q3 2026, against Q2 2026.

Sold out

Nothing sold out.

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$136.6M	38
Q2 2026	$128.7M	37
Q1 2026	$117.7M	36
Q4 2025	$123.3M	37

Questions about Koenig Investment Advisory, LLC's portfolio

What stocks does Koenig Investment Advisory, LLC own?

Koenig Investment Advisory, LLC's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 38 positions worth $136.6M. The largest are American Centy ETF Tr (FLV) at 15.3%, Ishares Tr (USMV) at 10.6%, Vanguard Index Fds (VO) at 9.4%, Pimco Enhanced Short Maturity Active Exc (MINT) at 8.3% and Ishares Tr (IQLT) at 8.3%.

What did Koenig Investment Advisory, LLC buy last quarter?

In Q3 2026, Koenig Investment Advisory, LLC added a new position in Dimensional ETF Trust (DFIV), Vanguard Whitehall Fds (VYM) (+162.2% shares), Pimco Enhanced Short Maturity Active Exc (MINT) (+17.7% shares) and American Centy ETF Tr (FLV) (+10.3% shares), compared with its Q2 2026 filing.

What did Koenig Investment Advisory, LLC sell last quarter?

In Q3 2026, Koenig Investment Advisory, LLC Trekor Metals Ltd (TGB) (-78.9% shares), Boeing Co (BA) (-37.6% shares) and Verizon Communications Inc (VZ) (-6.5% shares), compared with its Q2 2026 filing.

When is Koenig Investment Advisory, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Koenig Investment Advisory, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Koenig Investment Advisory, LLC manage?

Koenig Investment Advisory, LLC reported $258.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $136.6M.