Q3 2026 13F · SEC CIK 1907480

Klein Pavlis & Peasley Financial, Inc.

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $197.5M
Reported positions: 97
Top holdings a year, 3 yrs: +25.2%
Assets under management: $232.7M

Klein Pavlis & Peasley Financial, Inc. is a wealth manager that reported 97 positions worth $197.5M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Ishares Tr (SGOV, 5.7%), Agnico Eagle Mines Ltd (AEM, 5.6%), Philip Morris Intl Inc (PM, 4.5%). A portfolio copying its top holdings returned 25.2% a year over the last 3 years, against 18.8% for the S&P 500.

Klein Pavlis & Peasley Financial, Inc. holdings largest 50 of 97 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Klein Pavlis & Peasley Financial, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SGOVIshares Tr	5.7%	3.6%	111,437	+61.3%	$11.2M
AEMAgnico Eagle Mines Ltd	5.6%	4.7%	60,112	+4.1%	$11.0M
PMPhilip Morris Intl Inc	4.5%	4.2%	46,325	+3.4%	$8.8M
WPMWheaton Precious Metals Corp	4.0%	3.3%	59,245	+3.6%	$7.9M
SCCOSouthern Copper Corp	3.6%	2.9%	34,828	+9.8%	$7.1M
CCJCameco Corp	3.2%	3.5%	71,956	+9.8%	$6.2M
SCHWCharles Schwab Corp (the)	3.0%	2.9%	61,393	+1.0%	$6.0M
JCIJohnson Controls Internation	3.0%	3.0%	40,116	+1.8%	$6.0M
MDTMedtronic PLC	2.4%	2.1%	55,252	+6.7%	$4.8M
FMXFomento Economico Mexicano S	2.4%	2.5%	39,438	+5.2%	$4.7M
IBNIcici Bk Ltd	2.2%	2.1%	155,050	+14.0%	$4.3M
HIGHartford Insurance Group Inc	2.0%	2.1%	32,307	+6.5%	$4.0M
ROKRockwell Automation Inc	2.0%	1.9%	9,059	+19.8%	$3.9M
EMBJEmbraer SA ADR	2.0%	1.7%	52,100	-0.6%	$3.9M
LDOSLeidos Holdings Inc	1.9%	1.0%	30,908	+71.7%	$3.8M
BBarrick Mng Corp	1.9%	1.6%	91,965	+10.3%	$3.7M
CSCOCisco Sys Inc	1.8%	2.5%	33,905	-16.0%	$3.6M
QCOMQualcomm Inc	1.6%	1.2%	17,085	+34.6%	$3.1M
ABTAbbott Laboratories	1.6%	1.4%	31,125	+5.2%	$3.1M
UNMUnum Group	1.4%	1.4%	31,500	+5.4%	$2.8M
SONYSony Group Corp	1.4%	1.1%	114,937	+7.7%	$2.7M
DALDelta Air Lines Inc	1.3%	—	31,735	—	$2.6M
AGIAlamos Gold Inc	1.3%	1.8%	77,233	-32.0%	$2.5M
CINFCincinnati Finl Corporation	1.3%	1.2%	15,660	+28.5%	$2.5M
BBVXFBanco Bilbao Vizcaya Argenta	1.2%	1.1%	87,784	+0.7%	$2.4M
TOSTToast Inc	1.2%	1.2%	81,119	+1.1%	$2.4M
ULUnilever PLC	1.2%	1.2%	37,747	-4.0%	$2.3M
OPRAOpera Ltd	1.1%	1.5%	128,338	-13.6%	$2.3M
SOSouthern Co	1.1%	1.3%	27,174	+6.3%	$2.3M
BAXBaxter Intl Inc	1.1%	—	92,834	—	$2.2M
FNVFranco Nev Corp	1.1%	1.0%	9,353	+3.5%	$2.2M
MASMasco Corp	1.1%	1.3%	31,835	+7.3%	$2.1M
EQRVivmark Residential	1.1%	—	34,911	—	$2.1M
CSXCsx Corp	1.0%	0.8%	44,400	+42.3%	$2.1M
MCKMckesson Corp	1.0%	0.9%	2,417	+11.1%	$2.1M
HUBBHubbell Inc	1.0%	1.2%	4,363	+1.3%	$2.0M
IMOImperial Oil Ltd	0.9%	—	15,114	—	$1.9M
ZMZoom Communications Inc	0.9%	0.9%	19,387	-1.1%	$1.8M
DGXQuest Diagnostics Inc	0.8%	0.8%	7,134	+4.8%	$1.7M
CMGChipotle Mexican Grill Inc	0.8%	0.8%	50,888	+6.2%	$1.6M
AMEAmetek Inc	0.8%	0.7%	6,308	+14.6%	$1.6M
FSMFortuna Mng Corp	0.8%	—	132,274	—	$1.5M
JBLJabil Inc	0.7%	1.0%	5,124	+5.3%	$1.5M
RJFRaymond James Finl Inc	0.7%	—	9,270	—	$1.5M
AZNAstrazeneca PLC	0.7%	0.7%	8,992	+20.1%	$1.5M
FCXFreeport Mcmoran Inc	0.7%	—	20,544	—	$1.4M
AEPAmerican Elec Pwr Co Inc	0.7%	0.8%	11,742	+7.1%	$1.4M
SYFSynchrony Financial	0.7%	0.7%	19,179	+11.7%	$1.4M
BWABorgwarner Inc	0.7%	—	22,012	—	$1.3M
AMXAmerica Movil Sab de Cv	0.7%	0.8%	61,357	+7.4%	$1.3M

What Klein Pavlis & Peasley Financial, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

LDOS Leidos Holdings Inc+71.7% shares
SGOV Ishares Tr+61.3% shares
CSX Csx Corp+42.3% shares
QCOM Qualcomm Inc+34.6% shares
CINF Cincinnati Finl Corporation+28.5% shares
AZN Astrazeneca PLC+20.1% shares
ROK Rockwell Automation Inc+19.8% shares
AME Ametek Inc+14.6% shares

Reduced

AGI Alamos Gold Inc-32.0% shares
CSCO Cisco Sys Inc-16.0% shares
OPRA Opera Ltd-13.6% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +29.7% /yr; S&P 500 +20.1%
3 years: +25.2% /yr; S&P 500 +18.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$197.5M	97
Q2 2026	$192.1M	89
Q1 2026	$180.9M	93
Q4 2025	$169.7M	92
Q3 2025	$162.9M	90
Q2 2025	$149.9M	73
Q1 2025	$138.9M	76
Q4 2024	$123.7M	75
Q3 2024	$124.9M	80
Q2 2024	$112.6M	77
Q1 2024	$110.7M	76
Q4 2023	$107.3M	73

Questions about Klein Pavlis & Peasley Financial, Inc.'s portfolio

What stocks does Klein Pavlis & Peasley Financial, Inc. own?

Klein Pavlis & Peasley Financial, Inc.'s latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 97 positions worth $197.5M. The largest are Ishares Tr (SGOV) at 5.7%, Agnico Eagle Mines Ltd (AEM) at 5.6%, Philip Morris Intl Inc (PM) at 4.5%, Wheaton Precious Metals Corp (WPM) at 4.0% and Southern Copper Corp (SCCO) at 3.6%.

What did Klein Pavlis & Peasley Financial, Inc. buy last quarter?

In Q3 2026, Klein Pavlis & Peasley Financial, Inc. added Leidos Holdings Inc (LDOS) (+71.7% shares), Ishares Tr (SGOV) (+61.3% shares) and Csx Corp (CSX) (+42.3% shares), compared with its Q2 2026 filing.

What did Klein Pavlis & Peasley Financial, Inc. sell last quarter?

In Q3 2026, Klein Pavlis & Peasley Financial, Inc. cut from its top 50 Teradyne Inc (TER), cut from its top 50 Rb Global Inc (RBA), cut from its top 50 Conocophillips (COP), cut from its top 50 AvalonBay Communities Inc (AVB), cut from its top 50 Applied Matls Inc (AMAT), Alamos Gold Inc (AGI) (-32.0% shares), Cisco Sys Inc (CSCO) (-16.0% shares) and Opera Ltd (OPRA) (-13.6% shares), compared with its Q2 2026 filing.

How has Klein Pavlis & Peasley Financial, Inc.'s portfolio performed?

A portfolio copying Klein Pavlis & Peasley Financial, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +25.2% a year over the last 3 years, against +18.8% for the S&P 500. Over 1 year: +29.7% against +20.1%.

When is Klein Pavlis & Peasley Financial, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Klein Pavlis & Peasley Financial, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Klein Pavlis & Peasley Financial, Inc. manage?

Klein Pavlis & Peasley Financial, Inc. reported $232.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $197.5M.