Q2 2026 13F · SEC CIK 1775391

Joseph P. Lucia & Associates, LLC

Wealth managerFiled 2026-08-07 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $332.6M
Reported positions: 188
Top holdings a year, 3 yrs: +20.1%
Assets under management: $388.0M

Joseph P. Lucia & Associates, LLC is a wealth manager that reported 188 positions worth $332.6M in its Q2 2026 13F, filed 2026-08-07. Its largest holdings were Vaneck Semiconductor ETF (SMH, 7.0%), Apple Inc (AAPL, 4.0%), Nvidia Corporation Com (NVDA, 3.3%). A portfolio copying its top holdings returned 20.1% a year over the last 3 years, against 20.4% for the S&P 500.

Joseph P. Lucia & Associates, LLC holdings largest 50 of 188 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Joseph P. Lucia & Associates, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
SMHVaneck Semiconductor ETF	7.0%	4.9%	35,559	-1.2%	$23.3M
AAPLApple Inc	4.0%	4.2%	45,874	-0.9%	$13.3M
NVDANvidia Corporation Com	3.3%	3.5%	55,049	-1.0%	$11.0M
SCHBSchwb US Broad	3.1%	3.0%	352,641	+3.9%	$10.2M
RYTInvesco S&p 500 Equal Weight Technology	2.8%	2.4%	143,025	-1.7%	$9.2M
SPYSpdr S&p 500 ETF Tr	2.7%	2.7%	11,909	+1.1%	$8.9M
NOBLProshares Tr	2.6%	3.0%	154,967	+98.6%	$8.7M
AMZNAmazon Com Inc Com	2.6%	2.7%	36,128	-0.3%	$8.6M
XLKState Street Technology Select Sector Sp	2.4%	2.0%	42,378	-1.5%	$8.1M
QQQInvesco Qqq Tr	2.3%	2.0%	10,378	+5.9%	$7.7M
SCHGSchwab U.s. Large-Cap Growth ETF	2.2%	2.4%	220,706	-2.5%	$7.5M
BINCIshares Flexible Income Active ETF	2.1%	2.5%	135,438	-0.3%	$7.1M
SCHDSchwab Strategic Tr	2.0%	2.0%	212,780	+15.7%	$6.7M
RSPInvesco S&p 500 Equal Weight ETF	2.0%	2.0%	30,687	+5.3%	$6.5M
AGGIshares Tr	1.9%	2.1%	62,691	+7.8%	$6.2M
RYFInvesco Exchange Traded Fd T	1.8%	2.0%	78,992	+0.2%	$6.1M
DVYiShares Select Dividend ETF Total	1.7%	1.7%	36,386	+15.8%	$5.7M
JEPIJpmorgan Equity Premium Income ETF	1.6%	1.6%	96,503	+24.6%	$5.5M
LQDIshares Tr	1.5%	1.7%	45,485	+6.3%	$5.0M
XLFSelect Sector Spdr Tr	1.5%	1.4%	90,938	+10.9%	$4.9M
HACKAmplify ETF Tr	1.4%	1.2%	45,467	-0.0%	$4.8M
VOOVanguard S&p 500 ETF	1.3%	1.0%	6,440	+38.2%	$4.4M
XLEState Street Energy Select Sector Spdr E	1.2%	1.7%	76,024	-3.4%	$4.0M
XLISelect Sector Spdr Tr	1.1%	0.8%	20,408	+44.8%	$3.8M
RSPHInvesco Exchange Traded Fd T	1.1%	1.2%	112,545	-0.2%	$3.7M
SOXXIshares Semiconductor ETF	1.1%	0.7%	5,668	-0.4%	$3.6M
XLVSelect Sector Spdr Tr	1.0%	1.1%	20,408	-0.6%	$3.2M
VIGVanguard Dividend Appreciation ETF	0.9%	0.9%	12,868	+4.8%	$3.0M
SCHASchwab U.s. Small-Cap ETF	0.9%	0.9%	83,638	-0.1%	$3.0M
RSPNInvesco Exchange Traded Fd T	0.9%	1.0%	47,088	-1.1%	$3.0M
VBVanguard Indx Fd	0.9%	0.9%	9,643	-1.4%	$2.9M
BIVVanguard Bd Index Fds	0.9%	1.1%	38,098	-3.2%	$2.9M
XLUSpdr	0.9%	1.0%	63,877	+6.4%	$2.9M
VOTVanguard Index Fds	0.9%	0.9%	9,434	-2.0%	$2.9M
XLBSelect Sector Spdr Tr	0.9%	0.9%	56,629	+10.7%	$2.9M
SCHXSchwab Stratgc Tr	0.8%	0.9%	94,370	-6.2%	$2.8M
SCHMSchwab Strategic Tr	0.8%	0.8%	68,648	+0.0%	$2.5M
SDOGAlps ETF Tr	0.8%	0.9%	37,026	-0.6%	$2.5M
RSPGInvesco S&p 500 Equal Weight Energy ETF	0.8%	1.0%	25,677	-1.8%	$2.5M
METAMeta Platforms Inc Class A	0.8%	0.9%	4,433	-3.3%	$2.5M
GOOGLAlphabet Inc	0.7%	0.7%	6,938	-3.1%	$2.5M
JEPQJpmorgan Nasdaq Equity Premium Income Et	0.7%	0.7%	40,202	+12.4%	$2.5M
QYLDGlobal X Fds	0.7%	0.8%	128,483	+1.4%	$2.4M
AVUVAvantis US Small Cap Value ETF	0.7%	0.7%	18,617	-0.1%	$2.3M
APRWAim ETF Products Trust	0.7%	0.6%	62,250	+28.3%	$2.3M
FTSDFranklin ETF Tr	0.7%	0.8%	25,425	-1.3%	$2.3M
EMBIshares Tr	0.7%	0.6%	23,412	+38.2%	$2.3M
JANWAim ETF Products Trust	0.5%	0.6%	44,755	+0.0%	$1.7M
ITAIshares U.s. Aerospace & Defense ETF	0.5%	—	6,855	—	$1.7M
SDSIAmerican Centy ETF Tr	0.5%	—	31,412	—	$1.6M

What Joseph P. Lucia & Associates, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +24.6% /yr; S&P 500 +20.1%
3 years: +20.1% /yr; S&P 500 +20.4%
5 years: +8.9% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$332.6M	188
Q1 2026	$279.7M	169
Q4 2025	$277.3M	166
Q3 2025	$265.1M	161
Q2 2025	$244.4M	151
Q1 2025	$218.8M	140
Q4 2024	$225.0M	146
Q3 2024	$217.1M	136
Q2 2024	$195.2M	123
Q1 2024	$186.7M	122
Q4 2023	$160.7M	117
Q3 2023	$143.0M	109

Questions about Joseph P. Lucia & Associates, LLC's portfolio

What stocks does Joseph P. Lucia & Associates, LLC own?

Joseph P. Lucia & Associates, LLC's latest 13F, for Q2 2026 and filed Aug 7, 2026, lists 188 positions worth $332.6M. The largest are Vaneck Semiconductor ETF (SMH) at 7.0%, Apple Inc (AAPL) at 4.0%, Nvidia Corporation Com (NVDA) at 3.3%, Schwb US Broad (SCHB) at 3.1% and Invesco S&p 500 Equal Weight Technology (RYT) at 2.8%.

What did Joseph P. Lucia & Associates, LLC buy last quarter?

In Q2 2026, Joseph P. Lucia & Associates, LLC added Proshares Tr (NOBL) (+98.6% shares), Select Sector Spdr Tr (XLI) (+44.8% shares) and Vanguard S&p 500 ETF (VOO) (+38.2% shares), compared with its Q1 2026 filing.

What did Joseph P. Lucia & Associates, LLC sell last quarter?

In Q2 2026, Joseph P. Lucia & Associates, LLC cut from its top 50 Ishares 20 Year Treasury Bond ETF (TLT), cut from its top 50 Vaneck ETF Trust (PFXF) and Schwab Stratgc Tr (SCHX) (-6.2% shares), compared with its Q1 2026 filing.

How has Joseph P. Lucia & Associates, LLC's portfolio performed?

A portfolio copying Joseph P. Lucia & Associates, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +20.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +24.6% against +20.1%. Over 5 years: +8.9% a year against +11.6%.

When is Joseph P. Lucia & Associates, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Joseph P. Lucia & Associates, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Joseph P. Lucia & Associates, LLC manage?

Joseph P. Lucia & Associates, LLC reported $388.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $332.6M.