Q3 2026 13F · SEC CIK 2105062

Focused Alpha, LLC

Wealth managerFiled 2026-10-20 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $402.0M
Reported positions: 249
Holdings vs S&P 500, 3 yrs: —
Assets under management: $663.9M

Focused Alpha, LLC is a wealth manager that reported 249 positions worth $402.0M in its Q3 2026 13F, filed 2026-10-20. Its largest holdings were Ishares Tr (IVV, 5.9%), Vanguard Index Fds (VTI, 4.7%), Microsoft Corp (MSFT, 4.5%).

Focused Alpha, LLC holdings largest 50 of 249 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Focused Alpha, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	5.9%	5.3%	30,789	+12.2%	$23.6M
VTIVanguard Index Fds	4.7%	4.5%	50,040	+6.4%	$18.7M
MSFTMicrosoft Corp	4.5%	3.3%	35,396	+2.5%	$18.2M
GROZZacks Trust	2.9%	2.4%	350,463	+17.6%	$11.9M
GOOGLAlphabet Inc	2.8%	3.3%	32,836	-8.1%	$11.3M
AAPLApple Inc	2.7%	2.5%	32,768	-1.0%	$10.9M
PULSPgim ETF Tr	2.7%	2.1%	218,570	+30.1%	$10.8M
SYFIAB Active Etfs Inc	2.5%	2.7%	291,297	+0.2%	$10.2M
AMZNAmazon Com Inc	2.4%	2.4%	38,357	-2.8%	$9.6M
VTVVanguard Index Fds	2.2%	2.1%	40,381	+7.5%	$8.7M
SEPIShelton Equity Premium Income ETF	2.1%	1.8%	300,809	+18.2%	$8.6M
PAYRFederated Hermes ETF Trust	1.9%	—	148,292	—	$7.7M
JHCPJohn Hancock Exchange Traded	1.8%	—	308,663	—	$7.4M
SPYState Str Spdr S&p 500 ETF T	1.7%	1.7%	9,089	+4.8%	$6.9M
FEGERbb Fund Trust	1.7%	1.5%	132,985	+9.8%	$6.7M
UCONFirst Tr Exchng Traded Fd Vi	1.5%	1.3%	257,781	+22.8%	$6.1M
BRK-BBerkshire Hathaway Inc Del	1.5%	1.6%	12,286	+0.5%	$6.1M
NVDANvidia Corporation	1.5%	1.4%	26,102	-7.0%	$6.0M
SMOTVaneck ETF Trust	1.4%	1.4%	152,659	+10.8%	$5.7M
JPMJpmorgan Chase & Co	1.4%	1.1%	17,196	+37.2%	$5.7M
PREFPrincipal Exchange Traded Fd	1.4%	1.4%	298,041	+0.4%	$5.5M
SCHDSchwab Strategic Tr	1.3%	1.2%	160,927	+7.9%	$5.2M
MAMastercard Incorporated	1.2%	1.0%	8,834	+19.6%	$4.9M
SCHGSchwab Strategic Tr	1.2%	1.1%	129,280	+5.0%	$4.6M
DGROIshares Tr	1.1%	1.1%	59,013	+2.6%	$4.4M
INEQColumbia ETF Tr I	1.1%	—	111,561	—	$4.4M
GOOGAlphabet Inc	1.0%	1.1%	11,970	-0.1%	$4.1M
VVisa Inc	1.0%	0.9%	10,971	+3.3%	$3.9M
VYMVanguard Whitehall Fds	0.8%	0.9%	21,635	+1.8%	$3.4M
VIGVanguard Specialized Funds	0.8%	0.8%	13,237	+1.5%	$3.1M
CSCOCisco Sys Inc	0.7%	0.6%	25,305	+29.9%	$2.7M
COSTCostco Wholesale Corporation	0.6%	0.7%	2,790	-3.8%	$2.5M
JSMDJanus Detroit Str Tr	0.6%	—	26,833	—	$2.4M
EMLPFirst Tr Exchange-Traded Fd	0.6%	0.6%	57,829	+4.2%	$2.4M
URTHIshares Inc	0.6%	0.6%	11,416	+0.0%	$2.4M
IVEIshares Tr	0.6%	0.6%	10,110	-1.7%	$2.3M
BRK-ABerkshire Hathaway Inc Del	0.6%	0.6%	3	+0.0%	$2.2M
EFAIshares Tr	0.6%	0.6%	21,507	+0.0%	$2.2M
IVWIshares Tr	0.5%	0.6%	15,347	-12.1%	$2.2M
SMIZZacks Trust	0.5%	0.6%	52,822	-2.0%	$2.2M
RSPInvesco Exchange Traded Fd T	0.5%	0.5%	10,272	+5.0%	$2.1M
VUGVanguard Index Fds	0.5%	0.5%	23,342	+0.7%	$2.1M
TSMTaiwan Semiconductor Manufac	0.5%	0.5%	4,429	+5.2%	$2.0M
IWMIshares Tr	0.5%	0.6%	7,238	+0.5%	$2.0M
XYLDGlobal X Fds	0.4%	—	43,350	—	$1.8M
IEFAIshares Tr	0.4%	—	17,450	—	$1.7M
AMGNAmgen Inc	0.4%	—	3,851	—	$1.6M
BIOBio Rad Labs Inc	0.4%	—	4,205	—	$1.6M
GEGe Aerospace	0.4%	—	5,047	—	$1.6M
QQQInvesco Qqq Tr	0.4%	—	2,063	—	$1.5M

What Focused Alpha, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

JPM Jpmorgan Chase & Co+37.2% shares
PULS Pgim ETF Tr+30.1% shares
CSCO Cisco Sys Inc+29.9% shares
UCON First Tr Exchng Traded Fd Vi+22.8% shares
MA Mastercard Incorporated+19.6% shares
SEPI Shelton Equity Premium Income ETF+18.2% shares
GROZ Zacks Trust+17.6% shares
IVV Ishares Tr+12.2% shares

Reduced

IVW Ishares Tr-12.1% shares
GOOGL Alphabet Inc-8.1% shares
NVDA Nvidia Corporation-7.0% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$402.0M	249
Q2 2026	$390.1M	264
Q1 2026	$323.7M	247
Q4 2025	$340.3M	243

Questions about Focused Alpha, LLC's portfolio

What stocks does Focused Alpha, LLC own?

Focused Alpha, LLC's latest 13F, for Q3 2026 and filed Oct 20, 2026, lists 249 positions worth $402.0M. The largest are Ishares Tr (IVV) at 5.9%, Vanguard Index Fds (VTI) at 4.7%, Microsoft Corp (MSFT) at 4.5%, Zacks Trust (GROZ) at 2.9% and Alphabet Inc (GOOGL) at 2.8%.

What did Focused Alpha, LLC buy last quarter?

In Q3 2026, Focused Alpha, LLC added Jpmorgan Chase & Co (JPM) (+37.2% shares), Pgim ETF Tr (PULS) (+30.1% shares) and Cisco Sys Inc (CSCO) (+29.9% shares), compared with its Q2 2026 filing.

What did Focused Alpha, LLC sell last quarter?

In Q3 2026, Focused Alpha, LLC cut from its top 50 Federated Hermes ETF Trust (FTRB), cut from its top 50 Federated Hermes ETF Trust (FDV), cut from its top 50 Goldman Sachs ETF Tr (GPIX), cut from its top 50 Goldman Sachs Group Inc (GS), cut from its top 50 Applied Matls Inc (AMAT), Ishares Tr (IVW) (-12.1% shares), Alphabet Inc (GOOGL) (-8.1% shares) and Nvidia Corporation (NVDA) (-7.0% shares), compared with its Q2 2026 filing.

When is Focused Alpha, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Focused Alpha, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Focused Alpha, LLC manage?

Focused Alpha, LLC reported $663.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $402.0M.