Q2 2026 13F · SEC CIK 1697882

Flaharty Asset Management, LLC

Wealth managerFiled 2026-07-08 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $69.9M
Reported positions: 52
Top holdings a year, 3 yrs: +8.4%
Assets under management: $901.6M

Flaharty Asset Management, LLC is a wealth manager that reported 52 positions worth $69.9M in its Q2 2026 13F, filed 2026-07-08. Its largest holdings were Pimco Enhanced Short Maturity Active Exc (MINT, 6.6%), Janus Detroit Str Tr (JAAA, 4.2%), First Tr Exchange-Traded Fd (FTSL, 4.2%). A portfolio copying its top holdings returned 8.4% a year over the last 3 years, against 20.4% for the S&P 500.

Flaharty Asset Management, LLC holdings largest 50 of 52 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Flaharty Asset Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
MINTPimco Enhanced Short Maturity Active Exc	6.6%	5.8%	45,705	-90.2%	$4.6M
JAAAJanus Detroit Str Tr	4.2%	4.8%	57,945	-92.4%	$2.9M
FTSLFirst Tr Exchange-Traded Fd	4.2%	4.5%	64,936	-91.9%	$2.9M
XLFSelect Sector Spdr Tr	3.8%	3.9%	47,506	-92.6%	$2.6M
PFMInvesco Exchange Traded Fd T	3.8%	3.2%	47,080	-90.6%	$2.6M
KORPAmerican Centy ETF Tr	3.8%	3.9%	55,973	-91.7%	$2.6M
XCEMColumbia ETF Tr II	3.7%	3.8%	50,945	-93.3%	$2.6M
SDYSpdr Ser Tr	3.7%	3.6%	16,573	-91.6%	$2.6M
TDIVFirst Tr Exchange Traded Fd	3.6%	3.1%	22,589	-91.4%	$2.5M
XLISelect Sector Spdr Tr	3.4%	3.4%	12,937	-92.4%	$2.4M
FTGCFirst Trust Global Tactical Co	3.2%	3.7%	83,146	-92.0%	$2.3M
IWDIshares Tr	3.2%	3.3%	9,052	-92.7%	$2.2M
FLGVFranklin Templeton ETF Tr	3.1%	3.5%	108,143	-92.3%	$2.2M
BONDPimco ETF Tr	3.1%	3.3%	23,676	-91.8%	$2.2M
JPSTJ P Morgan Exchange Traded F	3.1%	2.1%	42,699	-87.1%	$2.2M
IWFIshares Tr	2.8%	3.5%	16,096	-75.8%	$2.0M
PFFDGlobal X US Preferred	2.6%	2.6%	97,614	-91.5%	$1.8M
AVUVAmerican Centy ETF Tr	2.6%	2.8%	14,622	-92.9%	$1.8M
TVALT Rowe Price Exchange-Traded	2.5%	2.2%	42,060	-91.5%	$1.8M
SPBOSpdr Series Trust	2.4%	2.7%	58,923	-92.1%	$1.7M
QGROAmerican Centy ETF Tr	2.4%	2.0%	14,154	-90.6%	$1.7M
RSPGInvesco Exchange Traded Fd T	2.3%	3.3%	16,436	-93.2%	$1.6M
JSIJanus Detroit Str Tr	2.2%	2.5%	29,751	-92.4%	$1.5M
SKYYFirst Tr Exchange-Traded Fd	2.1%	2.2%	10,992	-93.3%	$1.5M
KNGFirst Tr Exchange-Traded Fd	2.1%	2.2%	28,594	-92.0%	$1.5M
EMBDGlobal X Fds	1.9%	2.2%	56,983	-92.3%	$1.4M
IWOIshares Tr	1.3%	1.0%	2,296	-91.4%	$888K
UTESEtfis Ser Tr I	1.3%	1.1%	10,904	-90.5%	$885K
JSMDJanus Detroit Str Tr	1.0%	0.8%	7,272	-91.4%	$715K
AAPLApple Inc	1.0%	0.3%	2,284	-71.9%	$705K
IJJIshares Tr	1.0%	1.0%	4,553	-92.3%	$668K
RPVInvesco Exchange Traded Fd T	0.9%	0.8%	5,389	-91.3%	$623K
SPYState Str Spdr S&p 500 ETF T	0.9%	0.3%	827	-79.2%	$616K
QQQInvesco Qqq Tr	0.9%	0.7%	857	-91.0%	$611K
MFSIMfs Active	0.9%	0.8%	18,224	-91.3%	$596K
MSFTMicrosoft Corp	0.8%	0.4%	1,474	-84.9%	$576K
JPMJpmorgan Chase & Co	0.8%	—	1,691	—	$566K
SCHFSchwab Strategic Tr	0.8%	—	20,390	—	$560K
VONGVanguard Scottsdale Fds	0.7%	—	3,917	—	$489K
VONVVanguard Scottsdale Fds	0.7%	—	4,499	—	$487K
VMCVulcan Matls Co	0.6%	0.2%	1,292	-71.7%	$392K
SCHCSchwab Strategic Tr	0.5%	—	7,790	—	$378K
RYUInvesco Exchange Traded Fd T	0.5%	0.2%	4,079	-77.7%	$334K
LAMRLamar Advertising Co New Cl A	0.5%	—	1,995	—	$314K
XLPSelect Sector Spdr Tr	0.4%	—	3,599	—	$306K
RDVYFirst Tr Exchange Traded Fd	0.4%	0.4%	3,298	-93.6%	$264K
IHIIshares Tr	0.3%	—	4,709	—	$244K
NSCNorfolk Southn Corporation	0.3%	—	740	—	$239K
UNHUnitedhealth Group Inc	0.3%	—	520	—	$221K
XOMExxon Mobil Corp	0.3%	—	1,595	—	$219K

What Flaharty Asset Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

No position grew by more than 5%.

Reduced

RDVY First Tr Exchange Traded Fd-93.6% shares
SKYY First Tr Exchange-Traded Fd-93.3% shares
XCEM Columbia ETF Tr II-93.3% shares
RSPG Invesco Exchange Traded Fd T-93.2% shares
AVUV American Centy ETF Tr-92.9% shares
IWD Ishares Tr-92.7% shares
XLF Select Sector Spdr Tr-92.6% shares
JSI Janus Detroit Str Tr-92.4% shares

Left the top 50

CAT Caterpillar Incwas 0.3%
NVDA Nvidia Corporationwas 0.3%
DVY Ishares Trwas 0.3%
XYLD Global X Fdswas 0.3%
QYLD Global X Fdswas 0.3%
GRID First Tr Exchange-Traded Fdwas 0.3%
JNJ Johnson & Johnsonwas 0.2%
VNQ Vanguard Index Fdswas 0.2%

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +10.9% /yr; S&P 500 +20.1%
3 years: +8.4% /yr; S&P 500 +20.4%
5 years: +2.0% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$69.9M	52
Q1 2026	$805.5M	133
Q4 2025	$800.7M	141
Q3 2025	$787.1M	130
Q2 2025	$731.1M	129
Q1 2025	$693.0M	507
Q4 2024	$685.0M	128
Q3 2024	$711.2M	446
Q2 2024	$676.9M	119
Q1 2024	$673.8M	118
Q4 2023	$633.1M	117
Q3 2023	$597.6M	471

Questions about Flaharty Asset Management, LLC's portfolio

What stocks does Flaharty Asset Management, LLC own?

Flaharty Asset Management, LLC's latest 13F, for Q2 2026 and filed Jul 8, 2026, lists 52 positions worth $69.9M. The largest are Pimco Enhanced Short Maturity Active Exc (MINT) at 6.6%, Janus Detroit Str Tr (JAAA) at 4.2%, First Tr Exchange-Traded Fd (FTSL) at 4.2%, Select Sector Spdr Tr (XLF) at 3.8% and Invesco Exchange Traded Fd T (PFM) at 3.8%.

What did Flaharty Asset Management, LLC buy last quarter?

Flaharty Asset Management, LLC opened no new positions and grew none by more than 5% among its largest holdings in Q2 2026.

What did Flaharty Asset Management, LLC sell last quarter?

In Q2 2026, Flaharty Asset Management, LLC cut from its top 50 Caterpillar Inc (CAT), cut from its top 50 Nvidia Corporation (NVDA), cut from its top 50 Ishares Tr (DVY), cut from its top 50 Global X Fds (XYLD), cut from its top 50 Global X Fds (QYLD), First Tr Exchange Traded Fd (RDVY) (-93.6% shares), First Tr Exchange-Traded Fd (SKYY) (-93.3% shares) and Columbia ETF Tr II (XCEM) (-93.3% shares), compared with its Q1 2026 filing.

How has Flaharty Asset Management, LLC's portfolio performed?

A portfolio copying Flaharty Asset Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +8.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +10.9% against +20.1%. Over 5 years: +2.0% a year against +11.6%.

When is Flaharty Asset Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Flaharty Asset Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Flaharty Asset Management, LLC manage?

Flaharty Asset Management, LLC reported $901.6M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $69.9M.