Q3 2026 13F · SEC CIK 2047823

Finley Financial, LLC

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $242.0M
Reported positions: 107
Holdings vs S&P 500, 3 yrs: —
Assets under management: $259.8M

Finley Financial, LLC is a wealth manager that reported 107 positions worth $242.0M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were Ishares Tr (IWV, 12.2%), Ishares Tr (IWM, 10.0%), Ishares Tr (IXUS, 8.9%).

Finley Financial, LLC holdings largest 50 of 107 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Finley Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IWVIshares Tr	12.2%	11.9%	68,003	-2.0%	$29.4M
IWMIshares Tr	10.0%	10.5%	86,319	-0.3%	$24.1M
IXUSIshares Tr	8.9%	8.8%	228,203	+0.0%	$21.6M
QQQInvesco Qqq Tr	7.2%	7.0%	23,556	-0.2%	$17.5M
IYWIshares Tr	6.7%	6.1%	60,706	+0.2%	$16.2M
EEMIshares Tr	6.2%	6.2%	225,548	+0.3%	$15.1M
IWFIshares Tr	6.1%	5.9%	117,460	-0.9%	$14.8M
IJHIshares Tr	5.8%	6.0%	192,582	-0.2%	$14.0M
IWDIshares Tr	3.2%	3.3%	31,186	-6.5%	$7.7M
IWCIshares Tr Micro-Cap ETF	2.4%	2.6%	31,800	-1.2%	$5.9M
EZUIshares Inc	2.3%	2.3%	82,562	+0.0%	$5.5M
IWOIshares Tr	2.0%	2.1%	13,555	+0.0%	$4.8M
IYFIshares Tr	1.9%	2.0%	37,175	-3.1%	$4.7M
XLKSelect Sector Spdr Tr	1.7%	1.6%	21,010	-1.6%	$4.2M
IWRIshares Tr	1.4%	1.4%	31,495	+0.0%	$3.4M
IWNIshares Tr	1.3%	1.4%	15,450	-0.6%	$3.3M
IYYIshares Tr	1.1%	1.0%	13,906	-0.8%	$2.6M
OEFIshares Tr	1.0%	1.0%	6,560	+0.0%	$2.5M
MDYState Str Spdr S&p Midcap 40	1.0%	1.0%	3,475	+0.0%	$2.3M
IVWIshares Tr	0.9%	0.9%	15,870	-2.2%	$2.3M
SGOVIshares Tr	0.9%	1.1%	21,074	-22.4%	$2.1M
SOXXIshares Tr	0.9%	0.8%	3,622	+10.4%	$2.1M
IWBIshares Tr	0.8%	0.8%	4,545	-4.2%	$1.9M
IVEIshares Tr	0.8%	0.8%	8,090	-6.3%	$1.8M
ITOTIshares Tr	0.7%	0.7%	10,670	+0.0%	$1.8M
IEMGIshares Inc	0.7%	0.7%	21,856	+0.7%	$1.8M
IJKIshares S&p Mid Cap 400 Growth	0.7%	0.7%	15,037	+0.0%	$1.7M
VWOVanguard Intl Equity Index F	0.6%	0.5%	22,645	+0.0%	$1.3M
IEFAIshares Tr	0.5%	0.5%	12,825	+0.0%	$1.2M
SUSAIshares Tr	0.5%	0.5%	7,610	+0.0%	$1.2M
EUSAIshares Inc	0.4%	0.5%	9,620	-3.4%	$1.1M
IJJIshares Tr	0.4%	0.5%	7,560	-2.6%	$1.1M
IJTIshares Tr	0.4%	0.4%	6,055	+0.0%	$975K
ILFIshares S & P Latin America 40 Index Fun	0.4%	0.4%	27,687	+0.0%	$949K
IYRIshares Tr	0.4%	0.4%	9,490	-2.7%	$897K
IEVIshares Tr	0.4%	0.4%	12,735	+0.0%	$892K
AAXJIshares Tr Msci Ac Asia ETF	0.4%	0.4%	7,395	+0.0%	$865K
AGGIshares Tr	0.3%	0.3%	8,410	+0.0%	$794K
DSIIshares Tr	0.3%	0.3%	5,225	-0.7%	$767K
IAGGIshares Tr	0.3%	0.3%	14,460	+0.0%	$708K
IJSIshares Tr	0.3%	0.3%	5,340	+0.0%	$690K
SPYState Str Spdr S&p 500 ETF T	0.3%	0.3%	861	+0.0%	$658K
IJRIshares Tr	0.3%	0.3%	4,660	+0.0%	$638K
IWSIshares Tr	0.2%	0.2%	3,565	+0.0%	$577K
IYHIshares Tr	0.2%	0.2%	8,025	+0.0%	$565K
AMZNAmazon Com Inc	0.2%	0.2%	2,000	+0.0%	$496K
ESGUIshares Tr	0.2%	0.2%	2,860	+0.0%	$478K
IWPIshares Tr	0.2%	0.2%	3,300	+0.0%	$461K
EWJIshares Inc	0.2%	—	4,130	—	$402K
FXIIshares Tr	0.2%	0.2%	11,030	-43.4%	$374K

What Finley Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +25.9% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$242.0M	107
Q2 2026	$248.5M	110
Q1 2026	$213.6M	107
Q4 2025	$218.3M	109
Q3 2025	$216.2M	122
Q2 2025	$198.9M	122
Q1 2025	$179.5M	121
Q4 2024	$192.2M	122

Questions about Finley Financial, LLC's portfolio

What stocks does Finley Financial, LLC own?

Finley Financial, LLC's latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 107 positions worth $242.0M. The largest are Ishares Tr (IWV) at 12.2%, Ishares Tr (IWM) at 10.0%, Ishares Tr (IXUS) at 8.9%, Invesco Qqq Tr (QQQ) at 7.2% and Ishares Tr (IYW) at 6.7%.

What did Finley Financial, LLC buy last quarter?

In Q3 2026, Finley Financial, LLC added Ishares Tr (SOXX) (+10.4% shares), compared with its Q2 2026 filing.

What did Finley Financial, LLC sell last quarter?

In Q3 2026, Finley Financial, LLC cut from its top 50 Ishares Tr India 50 ETF (INDY), Ishares Tr (FXI) (-43.4% shares), Ishares Tr (SGOV) (-22.4% shares) and Ishares Tr (IWD) (-6.5% shares), compared with its Q2 2026 filing.

When is Finley Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Finley Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Finley Financial, LLC manage?

Finley Financial, LLC reported $259.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $242.0M.