Q3 2026 13F · SEC CIK 1758543

Financial & Tax Architects, LLC

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $486.4M
Reported positions: 109
Top holdings a year, 3 yrs: +10.7%
Assets under management: $506.2M

Financial & Tax Architects, LLC is a wealth manager that reported 109 positions worth $486.4M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Abrdn Etfs (BCI, 5.2%), Ishares Tr (EFA, 4.8%), State Str Spdr S&p 500 ETF T (SPY, 4.7%). A portfolio copying its top holdings returned 10.7% a year over the last 3 years, against 22.3% for the S&P 500.

Financial & Tax Architects, LLC holdings largest 50 of 109 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Financial & Tax Architects, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
BCIAbrdn Etfs	5.2%	4.3%	970,231	+5.7%	$25.1M
EFAIshares Tr	4.8%	4.7%	226,875	+5.4%	$23.6M
SPYState Str Spdr S&p 500 ETF T	4.7%	4.4%	29,835	+7.1%	$22.8M
USRTIshares Tr	4.5%	4.7%	358,113	+5.7%	$22.1M
BILSpdr Series Trust	4.5%	4.3%	238,988	+8.5%	$21.9M
FBNDFidelity Merrimack Str Tr	4.3%	5.1%	479,844	-9.3%	$20.8M
GBILGoldman Sachs ETF Tr	3.9%	3.0%	189,309	+32.1%	$19.0M
VTIPVanguard Malvern Fds	2.5%	2.2%	245,080	+16.0%	$12.1M
VTWOVanguard Scottsdale Fds	2.5%	2.0%	106,656	+35.4%	$12.0M
CWBSpdr Series Trust	2.4%	2.4%	117,407	+9.5%	$11.9M
ABBVAbbvie Inc	1.8%	1.8%	33,935	-1.8%	$8.9M
CVXChevron Corporation	1.8%	1.5%	42,676	+2.3%	$8.7M
JNJJohnson & Johnson	1.8%	1.8%	32,684	-1.8%	$8.7M
EMREmerson Elec Co	1.8%	1.6%	55,398	+2.3%	$8.6M
AGGIshares Tr	1.7%	1.9%	89,591	+0.1%	$8.5M
XOMExxonmobil Holdings Corp	1.7%	1.5%	51,874	+1.8%	$8.4M
KOCoca Cola Co	1.7%	1.7%	96,078	-2.8%	$8.3M
WMTWalmart Inc	1.6%	1.7%	76,784	+8.9%	$8.0M
MDTMedtronic PLC	1.6%	1.5%	91,345	-0.2%	$7.9M
ABTAbbott Laboratories	1.6%	1.5%	77,651	-3.2%	$7.7M
ADPAutomatic Data Processing in	1.5%	1.6%	29,163	-12.1%	$7.5M
CATCaterpillar Inc	1.5%	2.0%	9,153	+1.0%	$7.4M
NVDANvidia Corporation	1.5%	1.4%	32,411	-5.2%	$7.4M
IBMInternational Business Machs	1.5%	1.7%	33,549	+14.2%	$7.4M
SHWSherwin Williams Co	1.5%	1.6%	22,697	+2.2%	$7.3M
NOBLProshares Tr	1.5%	1.5%	135,354	+8.8%	$7.3M
PGProcter & Gamble Co	1.5%	1.5%	50,341	+4.1%	$7.3M
GDGeneral Dynamics Corp	1.5%	1.6%	21,598	+0.4%	$7.2M
SPGIS&p Global Inc	1.4%	1.4%	17,714	+6.1%	$7.0M
NEENextera Energy Inc	1.4%	1.6%	89,685	+5.1%	$6.8M
PEPPepsico Inc	1.4%	1.4%	52,098	+7.4%	$6.6M
LOWLowes Cos Inc	1.3%	1.5%	35,394	+9.9%	$6.5M
MCDMcdonalds Corp	1.3%	1.4%	27,697	+11.8%	$6.4M
VOVanguard Index Fds	1.2%	—	73,988	—	$5.8M
IEFAIshares Tr	1.2%	—	59,079	—	$5.7M
IVEIshares Tr	1.2%	—	24,596	—	$5.6M
JNKSpdr Series Trust	1.1%	1.1%	58,838	+12.5%	$5.5M
VNQVanguard Index Fds	1.0%	1.1%	51,921	+0.4%	$4.7M
AAPLApple Inc	1.0%	1.0%	13,890	-12.8%	$4.6M
SHVIshares Tr	0.9%	—	38,129	—	$4.2M
USHYiShares Broad USD High Yield Corporate B	0.9%	0.9%	117,070	+1.4%	$4.2M
BNDVanguard Bd Index Fds	0.8%	0.9%	58,121	+3.3%	$4.1M
MSFTMicrosoft Corp	0.8%	0.7%	7,928	-12.0%	$4.1M
HYSPimco 0-5 Year High Yield Corporate Bond	0.8%	0.9%	44,599	+1.8%	$4.0M
HYGIshares Tr	0.8%	0.9%	51,976	+1.8%	$4.0M
SPABSpdr Series Trust	0.8%	—	163,135	—	$4.0M
TIPIshares Tr	0.7%	0.8%	33,761	+2.0%	$3.5M
AMDAdvanced Micro Devices Inc	0.5%	—	4,209	—	$2.6M
METAMeta Platforms Inc	0.5%	—	3,503	—	$2.5M
AMZNAmazon Com Inc	0.5%	0.5%	9,626	-11.7%	$2.4M

What Financial & Tax Architects, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +8.5% /yr; S&P 500 +11.7%
3 years: +10.7% /yr; S&P 500 +22.3%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$486.4M	109
Q2 2026	$474.3M	110
Q1 2026	$448.4M	108
Q4 2025	$445.0M	103
Q3 2025	$453.1M	104
Q2 2025	$411.7M	93
Q1 2025	$398.4M	101
Q4 2024	$392.6M	103
Q3 2024	$389.0M	95
Q2 2024	$373.0M	82
Q1 2024	$363.4M	85
Q4 2023	$338.0M	92

Questions about Financial & Tax Architects, LLC's portfolio

What stocks does Financial & Tax Architects, LLC own?

Financial & Tax Architects, LLC's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 109 positions worth $486.4M. The largest are Abrdn Etfs (BCI) at 5.2%, Ishares Tr (EFA) at 4.8%, State Str Spdr S&p 500 ETF T (SPY) at 4.7%, Ishares Tr (USRT) at 4.5% and Spdr Series Trust (BIL) at 4.5%.

What did Financial & Tax Architects, LLC buy last quarter?

In Q3 2026, Financial & Tax Architects, LLC added Vanguard Scottsdale Fds (VTWO) (+35.4% shares), Goldman Sachs ETF Tr (GBIL) (+32.1% shares) and Vanguard Malvern Fds (VTIP) (+16.0% shares), compared with its Q2 2026 filing.

What did Financial & Tax Architects, LLC sell last quarter?

In Q3 2026, Financial & Tax Architects, LLC cut from its top 50 Ishares Tr (EEM), cut from its top 50 Vanguard Index Fds (VOO), cut from its top 50 Ishares Tr (IVW), cut from its top 50 Ishares Gold Tr (IAU), cut from its top 50 Asml Hldg NV (ASML), Apple Inc (AAPL) (-12.8% shares), Automatic Data Processing in (ADP) (-12.1% shares) and Microsoft Corp (MSFT) (-12.0% shares), compared with its Q2 2026 filing.

How has Financial & Tax Architects, LLC's portfolio performed?

A portfolio copying Financial & Tax Architects, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +10.7% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +8.5% against +11.7%.

When is Financial & Tax Architects, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Financial & Tax Architects, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Financial & Tax Architects, LLC manage?

Financial & Tax Architects, LLC reported $506.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $486.4M.