Q3 2026 13F · SEC CIK 1954805

Fiduciary Alliance LLC

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $1.3B
Reported positions: 503
Top holdings a year, 3 yrs: +13.7%
Assets under management: $2.5B

Fiduciary Alliance LLC is a wealth manager that reported 503 positions worth $1.3B in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Apple Inc (AAPL, 4.1%), Spdr Series Trust (SPLG, 3.3%), Microsoft Corp (MSFT, 3.0%). A portfolio copying its top holdings returned 13.7% a year over the last 3 years, against 20.4% for the S&P 500.

Fiduciary Alliance LLC holdings largest 50 of 503 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Fiduciary Alliance LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	4.1%	3.4%	161,958	-7.0%	$53.9M
SPLGSpdr Series Trust	3.3%	2.8%	486,658	+4.7%	$43.7M
MSFTMicrosoft Corp	3.0%	2.2%	78,588	-10.7%	$40.3M
NVDANvidia Corporation	2.4%	2.1%	140,222	-9.2%	$32.0M
SPDWSpdr Index Shs Fds	2.1%	1.9%	566,011	+1.2%	$28.4M
IJRIshares Tr	2.1%	1.9%	207,184	+7.8%	$28.2M
JPMJpmorgan Chase & Co	2.1%	2.2%	84,937	-15.6%	$28.1M
AMZNAmazon Com Inc	2.1%	1.8%	110,255	-2.0%	$27.5M
SPYState Str Spdr S&p 500 ETF T	1.4%	1.3%	23,936	-5.2%	$18.3M
SCHGSchwab Strategic Tr	1.3%	1.1%	468,992	-0.9%	$16.9M
JNJJohnson & Johnson	1.2%	1.2%	62,376	-9.5%	$16.5M
BRK-BBerkshire Hathaway Inc Del	1.2%	1.2%	32,908	-7.7%	$16.4M
GOOGLAlphabet Inc	1.1%	1.2%	43,500	-13.9%	$15.0M
TSMTaiwan Semiconductor Manufac	1.0%	1.0%	29,438	-6.6%	$13.4M
WWJDNorthern Lts Fd Tr IV	1.0%	0.9%	345,633	-3.2%	$13.4M
MSMorgan Stanley	1.0%	1.1%	70,823	-5.2%	$13.3M
LLYEli Lilly & Co	1.0%	0.9%	11,439	-2.1%	$13.2M
BILSpdr Series Trust	1.0%	0.8%	139,808	+13.5%	$12.8M
COPConocophillips	1.0%	1.0%	101,603	-28.5%	$12.7M
SCHRSchwab Strategic Tr	0.9%	0.9%	522,570	+2.4%	$12.4M
XOMExxonmobil Holdings Corp	0.9%	—	75,088	—	$12.2M
COWZPacer Fds Tr	0.9%	0.6%	182,408	+18.2%	$12.2M
SCHVSchwab Strategic Tr	0.8%	0.8%	324,306	-0.1%	$10.8M
AMGNAmgen Inc	0.8%	0.6%	25,378	-2.1%	$10.7M
VOOVanguard Index Fds	0.8%	0.7%	14,940	+0.2%	$10.5M
PYLDPimco ETF Tr	0.8%	0.7%	393,425	-1.9%	$10.0M
GRIDFirst Tr Exchange-Traded Fd	0.7%	0.8%	55,238	-6.5%	$9.8M
KMIKinder Morgan Inc Del	0.7%	0.7%	317,542	+2.7%	$9.6M
XBISpdr Series Trust	0.7%	0.6%	59,844	+9.4%	$9.4M
EMXCIshares Inc	0.7%	0.8%	94,145	-15.8%	$9.3M
JPIBJ P Morgan Exchange Traded F	0.7%	0.6%	198,051	+7.0%	$9.2M
VUGVanguard Index Fds	0.7%	0.6%	102,161	-3.0%	$9.2M
ETNEaton Corp PLC	0.7%	0.7%	20,899	-12.4%	$9.0M
TXNTexas Instrs Inc	0.7%	0.7%	31,570	-7.4%	$8.8M
ABBVAbbvie Inc	0.7%	—	33,771	—	$8.8M
WMTWalmart Inc	0.6%	0.8%	82,646	-18.4%	$8.6M
GOOGAlphabet Inc	0.6%	0.6%	24,522	-9.1%	$8.4M
NEENextera Energy Inc	0.6%	0.9%	109,364	-25.9%	$8.3M
MGVVanguard World Fd	0.6%	0.6%	50,040	-0.1%	$8.1M
DGROIshares Tr	0.6%	0.6%	104,114	-3.2%	$7.8M
HDHome Depot Inc	0.6%	0.7%	27,387	+0.1%	$7.8M
QQQInvesco Qqq Tr	0.6%	0.5%	10,463	-4.0%	$7.7M
SGOVIshares Tr	0.6%	0.5%	73,409	-0.1%	$7.4M
MLPXGlobal X Fds	0.5%	0.6%	102,405	-16.1%	$7.1M
SCHDSchwab Strategic Tr	0.5%	0.7%	217,420	-31.3%	$7.1M
SPEMSpdr Index Shs Fds	0.5%	—	135,874	—	$7.0M
HELOJ P Morgan Exchange Traded F	0.5%	—	100,000	—	$6.9M
SGOLEtfs Gold Tr	0.5%	—	173,198	—	$6.9M
SSOProshares Tr	0.5%	—	98,600	—	$6.8M
COSTCostco Wholesale Corporation	0.5%	0.5%	7,406	-6.7%	$6.7M

What Fiduciary Alliance LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +11.7% /yr; S&P 500 +20.1%
3 years: +13.7% /yr; S&P 500 +20.4%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$1.3B	503
Q2 2026	$1.5B	535
Q1 2026	$1.7B	547
Q4 2025	$1.5B	509
Q3 2025	$1.5B	492
Q2 2025	$1.3B	479
Q1 2025	$1.0B	384
Q4 2024	$989.1M	352
Q3 2024	$753.5M	252
Q2 2024	$616.3M	213
Q1 2024	$566.6M	196
Q4 2023	$507.8M	182

Questions about Fiduciary Alliance LLC's portfolio

What stocks does Fiduciary Alliance LLC own?

Fiduciary Alliance LLC's latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 503 positions worth $1.3B. The largest are Apple Inc (AAPL) at 4.1%, Spdr Series Trust (SPLG) at 3.3%, Microsoft Corp (MSFT) at 3.0%, Nvidia Corporation (NVDA) at 2.4% and Spdr Index Shs Fds (SPDW) at 2.1%.

What did Fiduciary Alliance LLC buy last quarter?

In Q3 2026, Fiduciary Alliance LLC added Pacer Fds Tr (COWZ) (+18.2% shares), Spdr Series Trust (BIL) (+13.5% shares) and Spdr Series Trust (XBI) (+9.4% shares), compared with its Q2 2026 filing.

What did Fiduciary Alliance LLC sell last quarter?

In Q3 2026, Fiduciary Alliance LLC cut from its top 50 Pfizer Inc (PFE), cut from its top 50 Oscar Health, Inc. (OSCR), cut from its top 50 V F Corp (VFC), cut from its top 50 Cooper-Standard Holdings Inc (CPS), cut from its top 50 Paypal Hldgs Inc (PYPL), Schwab Strategic Tr (SCHD) (-31.3% shares), Conocophillips (COP) (-28.5% shares) and Nextera Energy Inc (NEE) (-25.9% shares), compared with its Q2 2026 filing.

How has Fiduciary Alliance LLC's portfolio performed?

A portfolio copying Fiduciary Alliance LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.7% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +11.7% against +20.1%.

When is Fiduciary Alliance LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Fiduciary Alliance LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Fiduciary Alliance LLC manage?

Fiduciary Alliance LLC reported $2.5B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $1.3B.